Bilingual Compliance Oversight Manager
3 weeks ago
Job Title: Bilingual Compliance Manager
Company: IG Wealth Management
Key Responsibilities:
- Overseeing tier 1 compliance activities, including the assessment of daily and monthly trading activities, account openings, and KYC updates.
- Assisting registrants in navigating compliance challenges related to regulatory guideline interpretation.
- Managing and fulfilling regulatory obligations and commitments effectively.
- Identifying and executing training initiatives to enhance compliance knowledge.
- Engaging in compliance evaluations and regulatory audits.
Required Qualifications:
- A minimum of 7 years of experience in compliance-related roles.
- A post-secondary degree or diploma in a relevant business field.
- CIRO registration as a supervisor for investments or mutual funds.
- Completion of necessary courses within one year if currently qualified solely as a supervisor for mutual funds.
- Comprehensive understanding of the financial services sector and its regulatory landscape.
- Exceptional communication and teamwork abilities.
- Demonstrated analytical and problem-solving capabilities.
- Proficiency in Microsoft Word and Excel applications.
- Bilingual proficiency in French and English.
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