Compliance Team Leader

4 weeks ago


Québec, Quebec, Canada IG Wealth Management Full time

Job Title: Bilingual Compliance Manager

Company: IG Wealth Management

Key Responsibilities:

  • Overseeing tier 1 compliance supervision activities, which include the assessment of daily and monthly trading activities, account openings, and KYC updates.
  • Assisting registrants in addressing compliance challenges related to the interpretation of regulatory guidelines.
  • Managing and fulfilling regulatory obligations and commitments effectively.
  • Identifying and developing training initiatives to enhance compliance knowledge.
  • Engaging in compliance assessments and participating in regulatory audits.

Required Qualifications:

  • A minimum of 7 years of experience in compliance-related roles.
  • A post-secondary degree or diploma in a relevant business field.
  • CIRO registration as a supervisor for investments or mutual funds.
  • Completion of necessary courses within one year if currently qualified solely as a supervisor for mutual funds.
  • Comprehensive understanding of the financial services sector and its regulatory frameworks.
  • Exceptional communication and teamwork abilities.
  • Demonstrated analytical and problem-solving capabilities.
  • Proficiency in Microsoft Word and Excel applications.
  • Bilingual fluency in French and English.


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