Compliance Management Specialist

3 weeks ago


Québec, Quebec, Canada IG Wealth Management Full time

Job Title: Bilingual Compliance Manager

Company: IG Wealth Management

Key Responsibilities:

  • Overseeing tier 1 compliance activities, including the examination of daily and monthly trading, account establishment, and KYC updates.
  • Assisting registrants in addressing compliance challenges related to the interpretation of regulatory guidelines.
  • Administering regulatory duties and commitments effectively.
  • Identifying and developing training initiatives to enhance compliance knowledge.
  • Engaging in compliance assessments and regulatory audits.

Required Qualifications:

  • A minimum of 7 years of experience in compliance-related roles.
  • A post-secondary degree or diploma in a relevant business field.
  • CIRO registration as a supervisor for investments or mutual funds.
  • Completion of necessary courses within one year if currently certified as a supervisor for mutual funds only.
  • Comprehensive understanding of the financial services sector and regulatory frameworks.
  • Exceptional communication and teamwork abilities.
  • Demonstrated analytical and problem-solving capabilities.
  • Proficiency in Microsoft Word and Excel applications.
  • Bilingual proficiency in French and English is essential.


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