ISG Regulatory Execution Manager
1 month ago
Citi is seeking a highly skilled Regulatory Execution Manager to join our team in Canada. As a key member of our ISG organization, you will play a critical role in ensuring the successful implementation of regulatory commitments and demonstrating strong risk and control principles.
Key Responsibilities- Conduct ongoing reviews of supporting documentation for Regulatory Business Critical Milestones (RBCMs) and scoping documents for gaps identified by regulators.
- Timely escalate delays or potential unsuccessful validations to ensure quality review deliverables are met.
- Assess RBCMs, their link to overarching concerns/gaps, and ensure actions taken deliver sustainable controls and are supported by underlying deliverables.
- Embed support processes and controls into the Business as Usual (BAU) process.
- Ensure appropriate documentation and change management for newly implemented processes and controls.
- Collect and validate risk reduction metrics.
- Perform/support quality reviews of documentation prior to sending to Quality Control (QC) and Internal Audit (IA).
- Partner with QC and transformation teams for review and check/challenge reviews.
- Interact with IA to manage expectations and pre-review closure material for successful closure.
- Ensure any issues raised by QC/IA are resolved and cleared prior to RBCM due date.
- Host ongoing calls with IA to manage expectations and pre-review closure material for successful closure.
- Support lead in committee & process administration, including gathering updates and creating meeting decks, monitoring risks, issues, and escalations.
- Support stakeholders in governance and/or process-related matters.
- Support implementation of common standards, procedures, and governance processes to create and maintain consistent and best-in-class QR protocols.
- Demonstrate ability to implement continuous improvement and innovation in validation processes.
- Assist with various tasks to develop and coach other members of the team.
- 8-10 years of experience in a related role within technology, risk, and control or internal audit.
- Ability to assess holistically whether corrective actions, new processes/tech changes, and identify gaps or documentation deficiencies.
- Demonstrate clear and concise written and verbal communication skills with an aptitude in communicating with senior management.
- Proven ability to work concurrent assignments and deliver high-quality work within strict deadlines.
- Ability to build strong relationships and interact with Auditors, Compliance, and Independent Controls Groups at various levels.
- Effective skills to influence & negotiate.
- Bachelor's degree/University degree or equivalent experience.
- Master's degree preferred.
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Mississauga, Ontario, Canada 08763 Citi Canada Technology Services ULC Full timeJob SummaryThe ISG Regulatory Execution Manager will play a critical role in ensuring the successful implementation of regulatory commitments and demonstrating a strong risk and control framework. This individual will work closely with the Regulatory Execution team, technology, transformation office, Quality Control, and Internal Audit teams to ensure timely...
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Mississauga, Ontario, Canada 08763 Citi Canada Technology Services ULC Full timeJob SummaryCiti is seeking a highly skilled Regulatory Execution Manager to join our team in Canada. As a key member of our ISG organization, you will play a critical role in ensuring the successful implementation of regulatory commitments and demonstrating a strong risk and control culture.Key ResponsibilitiesConduct ongoing reviews of supporting...
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