ISG Regulatory Compliance Manager
2 weeks ago
Job Summary
The ISG Regulatory Execution Manager will play a key role in ensuring the company's regulatory commitments are met across various business lines. This individual will be responsible for implementing and monitoring risk and control processes to mitigate regulatory risks.
Responsibilities
- Develop and implement risk and control processes to ensure regulatory compliance
- Collaborate with the technology, transformation office, quality control, and internal audit teams to ensure timely completion of quality review deliverables
- Perform and support quality reviews of documentation prior to sending to quality control and internal audit
- Partner with various quality control and transformation teams for review and check & challenge reviews
- Interact with internal audit to manage expectations and pre-review closure material for successful closure
- Support stakeholders in any governance and/or process related matters
- Assist with the development and coaching of other members of the team
Requirements
- 8-10 years of experience in a related role within technology, risk and control or internal audit
- Ability to assess holistically whether corrective actions new processes/tech changes and identify gaps or documentation deficiencies
- Demonstrate clear and concise written and verbal communication skills with an aptitude in communicating with senior management
- Proven ability to work concurrent assignments and deliver high-quality work within strict deadlines
- Ability to build strong relationships and interact with auditors, compliance, and independent controls groups at various levels
Education
- Bachelor's degree/University degree or equivalent experience
- Master's degree preferred
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