Compliance Officer, Programs

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

Requisition ID: 174551 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose of Job**: Contributes to the overall success of the Global Banking & Markets and Treasury (“GBM&T”) Compliance Canada program. The Compliance Officer will work closely with the Senior Manager, Employee Trading and...

We currently have a **Regular Full-time **opportunity for a** Compliance Officer** **in the** Compliance Office - Legal Services Unit **at our **Bayview **campus. **Hours of Work: Weekdays: Days; 8 hrs; As per schedule We currently have an opportunity for a Regular Full Time Compliance Officer. The job is based at Sunnybrook’s campus at 2075 Bayview...

**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

**ABOUT US** CI Global Asset Management is one of the country’s largest investment fund companies. CI is known for its innovation and ability to adapt quickly to the changing needs of Canadian investors. It provides employees with a fast-paced and challenging work environment with opportunities for advancement. CI is part of CI Financial, a diverse group...

Job Title Chief Compliance Officer Job Description Summary **Job Description**: **Job Description**: **Title**: Chief Compliance Officer, Canada **Location**: Toronto, Ontario, Canada **Reports to**: Chief Ethics & Compliance Officer, Americas (matrix to CEO Canada & Deputy General Counsel, Americas) Summary Promote a strong ethics and compliance...

**Compliance Officer - RJLU** - 2300382 **Job Summary** Raymond James Ltd. is seeking a Compliance Officer for its subsidiary company Raymond James (USA) Ltd. (RJLU). RJLU is cross-border firm that is registered in the United States with the Securities and Exchange Commission as a Registered Investment Advisor and with the Financial Industry Regulatory...

Requisition ID: 207184 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the Global Banking & Markets and Treasury (“GBM&T”) Compliance in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the...

**Position Title: Compliance Officer** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** **Day in the life of**: CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is...

**All referred applicants must first be submitted through Workday by a current Loblaw Colleague.** **Location**: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 **When you hire great people, great things can happen.** PC Financial offers unprecedented value to Canadians through payment products. We’re a different kind of bank with a different type...

Take on a key role at LHH as our Compliance Program Manager. As part of the organization, you will be responsible for building and maintaining an efficient and effective compliance program that ensures regulatory requirements are met across various business lines.With over 8-10 years of experience in a CIRO Dealer Member environment, you will leverage your...

**About the Role**: The Compliance Officer (“CO”) contributes to the overall performance of the Regulatory Compliance Department within Coinsquare Capital Markets Limited (“CCML”). CCML is registered across Canada as an investment dealer and is a dealer and marketplace member of the New Self Regulatory Organization of Canada (“New SRO”). CCML is...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...

**OTT Pay Inc. **is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring and issuing business, we are developing a mobile-first platform that offers a wide range of financial services, loyalty programs, and innovative products, including credit cards, payment...

**Company Information**: CIBC Mellon is a leading provider of asset servicing solutions to institutional investors in Canada, including multi-currency accounting, fund valuation, and investment information reporting. We are passionate about providing exceptional client service backed by our culture of innovation and success. Our outstanding employee...

**Overview** We are seeking a Compliance Officer to join the Purves Redmond Limited team. In this role, you will act as a trusted advisor to colleagues and senior leadership on a wide range of risk and compliance matters. You will play a critical role in ensuring adherence to insurance legislation and promoting a culture of compliance across the...

Are you passionate about protecting the environment? Do you go out of your way to reduce, reuse, and recycle? Do you envision a waste-free future? If you answered yes to those questions, then we’d like to hear from you. We are the Resource Productivity and Recovery Authority (RPRA), Ontario’s circular economy regulator. Our vision is a circular...

About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will oversee the firm’s regulatory and internal compliance programs, with a key focus on market conduct review, trade conduct, and universal market integrity rules (UMIR). You will ensure that all operations, transactions, and client interactions...

About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will oversee the firm’s regulatory and internal compliance programs, with a key focus on market conduct review, trade conduct, and universal market integrity rules (UMIR). You will ensure that all operations, transactions, and client interactions...