Compliance Officer- Rjlu

**Compliance Officer (RJLU)** - 2203235 **Job Summary** Raymond James Ltd. is seeking a Compliance Officer for its subsidiary company Raymond James (USA) Ltd. (RJLU). Raymond James Ltd. is Canada’s leading independent investment dealer offering high quality investment products and services to Canadians seeking customized solutions to their wealth...

**Business Support Associate** - 2203259 **Job Summary** Working directly with the Raymond James (USA) Ltd. (“RJLU”) Senior Management Team, this individual will support the RJLU Private Client Group (“PCG”) business operations in Canada, acting as the primary point of contact for FINRA-registered Financial Advisors and Sales Associates who manage...

We currently have a **Regular Full-time **opportunity for a** Compliance Officer** **in the** Compliance Office - Legal Services Unit **at our **Bayview **campus. **Hours of Work: Weekdays: Days; 8 hrs; As per schedule We currently have an opportunity for a Regular Full Time Compliance Officer. The job is based at Sunnybrook’s campus at 2075 Bayview...

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

**Position Title**: Compliance Officer **Location**: Toronto **Status**:Permanent, Full-time **Position Overview**: As a Compliance Officer in the capital markets industry, your primary responsibility will be to assist and support the compliance team in ensuring that the organization operates within the legal and regulatory frameworks. You will play a...

**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

**Compliance Officer** - 2202005 **Job Summary** Raymond James Ltd. is seeking a qualified Compliance Officer to work with our Portfolio Management, Investment Counsel and Correspondent Services teams. Raymond James Ltd. (RJL) is Canada’s leading full-service independent investment dealers offering high quality investment products and services to...

**Job Summary** Trebas Institute, established in 1979, is a private vocational school with campuses in Montreal and Toronto and offering a broad range of programs in audio, film and television, business and technology as well as music, event and entertainment management. Our mission is to provide high-quality and accessible education and support services to...

**Job Summary** As a **Compliance Officer **you will be responsible for helping Enable deliver on its quality management programme to meet external regulatory and statutory requirements and internal policies and procedures as part of the Sourcing, Risk & Compliance function. Your role is key in helping Enable’s departments understand their requirements...

Requisition ID: 178998 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Scotia Securities Inc. (SSI) / Global Compliance GWM in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

Requisition ID: 174551 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose of Job**: Contributes to the overall success of the Global Banking & Markets and Treasury (“GBM&T”) Compliance Canada program. The Compliance Officer will work closely with the Senior Manager, Employee Trading and...

**About the Role**: The Compliance Officer (“CO”) contributes to the overall performance of the Regulatory Compliance Department within Coinsquare Capital Markets Limited (“CCML”). CCML is registered across Canada as an investment dealer and is a dealer and marketplace member of the New Self Regulatory Organization of Canada (“New SRO”). CCML is...

**Position Title: Compliance Officer** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** **Day in the life of**: CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is...

**ABOUT US** CI Global Asset Management is one of the country’s largest investment fund companies. CI is known for its innovation and ability to adapt quickly to the changing needs of Canadian investors. It provides employees with a fast-paced and challenging work environment with opportunities for advancement. CI is part of CI Financial, a diverse group...

About the job COMPLIANCE OFFICER FULL-TIME DOWNTOWN TORONTO, ON Salary up to $120K As the Compliance Officer , you will oversee the firm’s regulatory and internal compliance programs, with a key focus on market conduct review, trade conduct, and universal market integrity rules (UMIR). You will ensure that all operations, transactions, and client...

About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will oversee the firm’s regulatory and internal compliance programs, with a key focus on market conduct review, trade conduct, and universal market integrity rules (UMIR). You will ensure that all operations, transactions, and client interactions...

About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will oversee the firm’s regulatory and internal compliance programs, with a key focus on market conduct review, trade conduct, and universal market integrity rules (UMIR). You will ensure that all operations, transactions, and client interactions...