Bilingual Compliance Officer

**Aviso Wealth**: **The Opportunity**: We’re looking for a Bilingual Compliance Officer to join our Compliance team. Your role will be required to regularly perform essential duties on behalf of the company from your assigned Aviso office. Your role is considered medium flexibility, requiring you to work onsite 1 day per week at our office at 151 Yonge...

**Who we are** Vault is a non-bank private lending company offering a wide array of financial services such as mortgage, equipment leasing and lending products. Vault has a devoted team of experts with years of experience in both financial services and real estate. We deliver products and services that meet our borrowers' diverse needs quicker and easier...

**Title**: Bilingual Collections and Asset Recovery Specialist **Status**: Full-Time Employee **Reports to**: Collections and Asset Recovery Manager **Purpose**: Assist our Asset Recovery Team with assigned accounts placed for repossession, by seeking and recovering company assets using effective tools available. In addition, this role requires collection...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...

Reporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...

Reporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...

Reporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...

Job SummaryWe are seeking a highly skilled Compliance Officer, Surveillance to join our team at CI Financial. This role is responsible for conducting daily and monthly reviews of client account activity, identifying trends, and escalating concerns to the Manager of Trade Surveillance.Key Responsibilities- Conduct daily and monthly reviews of client account...

Job Summary:The Sun Life Financial team is seeking a highly skilled Trade Supervision Manager to oversee the daily trading activities of advisors and field leaders, ensuring compliance with regulatory requirements and company policies.Key Responsibilities:Conduct regular trade reviews, close supervision, and new registrant supervision to identify and resolve...

About Us We are an established Canadian facility, maintenance company. We provide a variety of services to large retail and commercial businesses nationally. We have a competitive compensation & benefits plan including health, dental and vision, and a pension plan after 1 year. Job Summary The Compliance Coordinator is responsible for coordinating all...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

Location: Greater Toronto Area and/or remotely in Ontario_ **Welcome to** **_ivari_** Let us introduce ourselves. With 300 employees across Canada, _ ivari_ is a company that’s making a difference in the world of life insurance. How? By finding and hiring employees who are passionate about helping people protect their families, and by giving them the...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...

**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

This Bilingual Office Manager Position Features: • Benefits • Life Insurance • Pet Insurance • Great team and leadership Immediate need for Bilingual Office Manager seeking benefits, life insurance and pet insurance. Bilingual French/English, order desk and logistics and strong follow up will be keys to success in this dynamic organization....

Our client is looking for a Bilingual Payroll Compliance Specialist to add to their team.Job location: Fully remote, anywhere in CanadaWhat’s in it for you:Excellent salary offered with bonusesStrong benefit plan paid by the employerRRSP matching & employer contributions3 weeks paid vacation per yearIn this role, you will be responsible for:Providing...

About the RoleAviso Wealth is seeking a seasoned Chief Compliance Officer to join our Asset Management team. As a key member of our leadership team, you will be responsible for ensuring compliance with all applicable regulatory requirements and internal policies.ResponsibilitiesLead and oversee compliance initiatives across the organization, ensuring...

Job Description WHAT YOU WILL DO -Conduct, monitor and document daily and monthly head office reviews of client account activity with a focus on criteria outlined in CIRO (mutual fund dealer and investment dealer) rules, other regulations, and corporate guidelines and policies -Identify trends developing in trading of specific advisors and/or client...

**Purpose of Job** The Compliance Officer will establish and nurture strong professional relationships with Branch Manager and Portfolio Manager teams, ensuring strict adherence to regulatory and firm compliance standards and serving as a key point of contact and collaboration. It involves meeting daily regulatory obligations. Responding to queries received...