Bilingual Compliance Officer
7 months ago
**Who we are**
Vault is a non-bank private lending company offering a wide array of financial services such as mortgage, equipment leasing and lending products. Vault has a devoted team of experts with years of experience in both financial services and real estate. We deliver products and services that meet our borrowers' diverse needs quicker and easier than traditional sources
Are you a detailed orientated person who can operate in a fast-paced environment and has the interpersonal skills to work with third-party brokers?
We are looking for a **Bilingual Compliance** Officer** to join our team. You will have direct ownership of your files and be responsible for ensuring that the required documentation is compliant for funding.
**Duties and Responsibilities**
- Accurate review of documentation for compliance and adherence within business risk tolerance parameters.
- Register security under PPSA to ensure perfection. Conduct searches and obtain waivers where required.
- Ensure deficiency process is followed and consistently address outstanding items within the SLA requirement.
- Liaise with broker partners where required on specific transactions and in general to support the originator relationship.
- Complete audit calls to verify lease information.
- Understand Vaults business and the process and policies and auditing guidelines.
- Timely escalation when issues arise and proactive follow up to resolve issues.
- Share process improvement recommendations to your Team Lead.
- Be a positive team player.
**Skills Knowledge & Experience**
- Bilingualism (French/English) is a requirement.
- Ability to prioritize, multi-task, organize, and execute in a fast-paced environment
- Detail orientated, with excellent organizational and follow up skills
- Personable and professional
- Successfully adapts to changing situations
- Works independently within the team
- Proficient in Microsoft Office
- University degree or equivalent
-
Bilingual Compliance Officer
5 months ago
Toronto, Canada Aviso Wealth Full time**Aviso Wealth**: **The Opportunity**: We’re looking for a Bilingual Compliance Officer to join our Compliance team. Your role will be required to regularly perform essential duties on behalf of the company from your assigned Aviso office. Your role is considered medium flexibility, requiring you to work onsite 1 day per week at our office at 151 Yonge...
-
Bilingual Compliance Officer
6 months ago
Toronto, Canada Vault Credit Corporation Full time**Title**: Bilingual Collections and Asset Recovery Specialist **Status**: Full-Time Employee **Reports to**: Collections and Asset Recovery Manager **Purpose**: Assist our Asset Recovery Team with assigned accounts placed for repossession, by seeking and recovering company assets using effective tools available. In addition, this role requires collection...
-
Compliance Officer
6 months ago
Toronto, Canada Iceberg Finance Group Full time**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...
-
Bilingual Compliance Officer
6 months ago
Toronto, Canada CI Financial Full timeAt CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. Job...
-
Bilingual Compliance Officer, Sales Communications
6 months ago
Toronto, Canada CI Financial Full timeAt CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...
-
Compliance Officer
4 weeks ago
Toronto, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Officer
4 weeks ago
Toronto, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Officer
4 weeks ago
Toronto, Canada Professional Engineers Ontario Full timeReporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...
-
Compliance Officer, Surveillance Specialist
1 month ago
Toronto, Ontario, Canada CI Financial Full timeJob SummaryWe are seeking a highly skilled Compliance Officer, Surveillance to join our team at CI Financial. This role is responsible for conducting daily and monthly reviews of client account activity, identifying trends, and escalating concerns to the Manager of Trade Surveillance.Key Responsibilities- Conduct daily and monthly reviews of client account...
-
Senior Bilingual Trade Compliance Officer
2 weeks ago
Old Toronto, Canada Sun Life Financial Full timeJob Summary:The Sun Life Financial team is seeking a highly skilled Trade Supervision Manager to oversee the daily trading activities of advisors and field leaders, ensuring compliance with regulatory requirements and company policies.Key Responsibilities:Conduct regular trade reviews, close supervision, and new registrant supervision to identify and resolve...
-
Compliance Coordinator
2 months ago
Toronto, Canada United Services Group Full timeAbout Us We are an established Canadian facility, maintenance company. We provide a variety of services to large retail and commercial businesses nationally. We have a competitive compensation & benefits plan including health, dental and vision, and a pension plan after 1 year. Job Summary The Compliance Coordinator is responsible for coordinating all...
-
Compliance Officer
6 months ago
Toronto, Canada Questrade Financial Group Full timeQuestrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...
-
Bilingual Compliance
6 months ago
Toronto, Canada IVARI Full timeLocation: Greater Toronto Area and/or remotely in Ontario_ **Welcome to** **_ivari_** Let us introduce ourselves. With 300 employees across Canada, _ ivari_ is a company that’s making a difference in the world of life insurance. How? By finding and hiring employees who are passionate about helping people protect their families, and by giving them the...
-
Compliance Officer, Surveillance
6 months ago
Toronto, Canada CI Financial Full timeAt CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...
-
Compliance Officer
6 months ago
Toronto, Canada CIRO Full time**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...
-
Bilingual Office Manager
8 months ago
Toronto, Canada AppleOne Full timeThis Bilingual Office Manager Position Features: • Benefits • Life Insurance • Pet Insurance • Great team and leadership Immediate need for Bilingual Office Manager seeking benefits, life insurance and pet insurance. Bilingual French/English, order desk and logistics and strong follow up will be keys to success in this dynamic organization....
-
Bilingual Payroll Compliance Specialist
6 months ago
Toronto, Ontario, Ontario, Canada BlueSky Personnel Solutions Full timeOur client is looking for a Bilingual Payroll Compliance Specialist to add to their team.Job location: Fully remote, anywhere in CanadaWhat’s in it for you:Excellent salary offered with bonusesStrong benefit plan paid by the employerRRSP matching & employer contributions3 weeks paid vacation per yearIn this role, you will be responsible for:Providing...
-
Chief Compliance Officer, Regulatory Expert
4 weeks ago
Toronto, Ontario, Canada Aviso Wealth Full timeAbout the RoleAviso Wealth is seeking a seasoned Chief Compliance Officer to join our Asset Management team. As a key member of our leadership team, you will be responsible for ensuring compliance with all applicable regulatory requirements and internal policies.ResponsibilitiesLead and oversee compliance initiatives across the organization, ensuring...
-
Compliance Officer, Surveillance
6 months ago
Toronto, Canada CI Financial Full timeJob Description WHAT YOU WILL DO -Conduct, monitor and document daily and monthly head office reviews of client account activity with a focus on criteria outlined in CIRO (mutual fund dealer and investment dealer) rules, other regulations, and corporate guidelines and policies -Identify trends developing in trading of specific advisors and/or client...
-
Compliance Officer
6 months ago
Toronto, Canada iA Groupe financier iA Financial Group Full time**Purpose of Job** The Compliance Officer will establish and nurture strong professional relationships with Branch Manager and Portfolio Manager teams, ensuring strict adherence to regulatory and firm compliance standards and serving as a key point of contact and collaboration. It involves meeting daily regulatory obligations. Responding to queries received...