Manager, Trading Conduct Compliance

**Position Title: Business Conduct Compliance Examiner (ID)** **Department: Business Conduct Compliance** **Location: Montreal** **Status: Permanent, Full-time (Hybrid)** As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment industry standards...

**Position Title: Business Conduct Compliance Examiner** **Department: Business Conduct Compliance** **Location: Montreal** **Status: Permanent, Full-time (Hybrid)** **Day in the life of**: As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment...

Sector: Compliance / Risk Management / Finance / Student Job / Toronto / Montreal/ Remote _ You want to see what it’s like to work at the forefront of the financial industry? Ever wondered how the world of trading maintains its integrity and adheres to regulations? Dive into the fast-paced world of trading compliance and experience firsthand the...

**Position Title: Market Compliance Coordinator** **Department: Trading Conduct Compliance & Trade Review and Analysis** **Location: Montreal** **Status: Permanent, Full-time (Hybrid)** Reporting to the Director, Trading, the Market Compliance Coordinator is accountable for providing technical and administrative support for the Trading Conduct Compliance...

A career as a Senior Advisor Trade Surveillance Advisor, Derivatives in the team of Compliance Trade Surveillance at National Bank is to assist with the trade surveillance, compliance monitoring and testing for the Financial Markets division of NBC.Your rolePerform pre and post trade surveillance of

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**Richter Montreal Office** **Overview** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

**Responsibilities**: The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE JOB**: Société...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**Responsibilities**: **ABOUT THE JOB**: Société Générale’s Capital Market Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations. CMS consists of two surveillance teams, one...

IPEX is one of the North American leading providers of advanced plastic piping systems. Our mission is to shape a better tomorrow by connecting people with water and energy. We currently have an exciting opportunity as a Product Compliance Manager. This role is based in our Nun’s Island office at Montreal,QC and reports to the Director of Corporate...

As a Compliance Supervisor at National Bank, you’ll be a key resource person for compliance activities in the Montreal area, ensuring all Wealth Advisors and branches adhere to the various policies and procedures established by NBF’s compliance department and to industry regulatory requirements. **Your role**: - Authorize documentation, new accounts...

**What You'll Be Doing**: - Plan, organize, and execute trade shows and exhibitions, from pre-planning to post-show follow-up. - Work with vendors, suppliers, and contractors to ensure timely and efficient setup, execution, and teardown of the event. - Coordinate logistics, including shipping, storage, and delivery of equipment, materials, and products. -...

*** The Cyber Compliance Analyst is responsible for evaluating, implementing, and maintaining cybersecurity policies, procedures, and controls to ensure compliance with regulatory requirements and industry standards. This role involves conducting assessments, monitoring security systems, and collaborating with internal teams to address compliance gaps and...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Vous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques - experts dans leur domaine - qui sont impatients de partager leurs connaissances avec...

Led by Rodolphe Saadé, the CMA CGM Group, a global leader in shipping and logistics, serves more than 420 ports around the world on five continents. With its subsidiary CEVA Logistics, a world leader in logistics, and its air freight division CMA CGM AIR CARGO, the CMA CGM Group is continually innovating to offer its customers a complete and increasingly...