Compliance Manager

5 months ago


Montréal, Canada Sun Life Full time

Vous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques - experts dans leur domaine - qui sont impatients de partager leurs connaissances avec vous. Vous aurez des gestionnaires inspirants qui vous aideront à développer votre potentiel et à atteindre de nouveaux sommets. Chaque jour, vous aurez de nouvelles occasions de rendre la vie de nos Clients plus radieuse - ils sont au cœur de tout ce que nous faisons. Découvrez comment vous pouvez faire une différence dans la vie des gens, des familles, des collectivités - ici et partout dans le monde.

**Description de poste**:
**About the role**:
Retail Advice & Solutions and Investment Solutions Compliance Canada is looking for a Compliance Manager to join their dynamic team, reporting to the Director and Assistant Chief Compliance Officer, Advisory.

The incumbent will act as the compliance advisory lead for Sun Life’s third-party distribution channel of life and health insurance products. The individual will work on a team of Compliance Managers who provide ongoing regulatory consultation to ensure adherence to the regulatory compliance management program across Sun Life Canada’s retail business units.

The incumbent will have experience working with financial services regulatory compliance regimes and related requirements/guidance documents as well as knowledge of applicable regulators. Knowledge of products and services in the insurance space is required. Sun Life’s principal insurance products include permanent life, participating life, term life, universal life, critical illness, long-term care, and personal health insurance.

**What will you do?**
- Provide ongoing regulatory consultation to business stakeholders
- Interpret, communicate, and monitor regulatory changes, and assess proposed controls and action plans
- Review Sun Life Canada’s retail regulatory requirements library, collaborating with the Canada Compliance Program & Governance, and Enterprise Compliance teams
- Support ongoing monitoring and testing of control measures, and consult on recommended updates and changes to the Regulatory Compliance Management (RCM) framework
- Identify, review, and provide independent effective challenge to RCM Issues
- Provide timely and transparent RCM reporting to senior management
- Collaborate with other departments within Sun Life to ensure regulatory requirements are well understood, consistently applied, and corresponding controls mitigate risks as intended
- Foster a culture of compliance throughout the organization by promoting ethical behavior, accountability, and adherence to regulatory standards
- Liaise regularly with the other members of the Canadian Compliance team

**What do you need to succeed?**
- 2 - 4 years of experience in compliance related roles
- Excellent understanding of individual insurance products (permanent life, participating life, term life, universal life, critical illness, long-term care, and personal health insurance)
- Excellent command of insurance laws and regulations
- Strong familiarity with the regulatory framework governing insurance sales distribution
- Several years of experience working at an Insurance Company or in a related field or discipline
- Familiarity with OSFI guidelines and expectations
- Ability to navigate within a multi-matrix organization in a fast-paced environment
- Exercises professional development, sound judgement, is comfortable with data and can work in a digital environment
- Proven ability to communicate key regulatory concepts to different stakeholders with excellent communication skills both verbal and written
- Proven ability to build relationships and influence change
- As this position is posted in several locations, we specify that bilingualism (French, English, both oral and written) is required for Quebec only as the position reports to a unilingual English-speaking manager outside Quebec.

**Preferred Skills**:

- Knowledge of products and services in the insurance distribution space and familiarity with OSFI requirements
- Successful completion of related insurance professional development (e.g., LLQP, LOMA).
- Completion of related professional designations is an asset

**What's in it for you?**
- Hybrid work environment
- Being a member of the Sun Life family, a group of people united by our Purpose: to help Clients and Employees achieve lifetime financial security and live healthier lives
- Flexible Benefits from the day you join to meet the needs of you and your family
- A friendly, collaborative, and inclusive culture
- The opportunity to move along a variety of career paths with amazing networking potential
- An environment of continuous learning and improvement
- Access to our Global Learning Centre, available 24/7 for your learning needs
- Wellness pr


  • Compliance Manager

    5 months ago


    Montréal, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...


  • Montréal, Canada Sii Full time

    Partenaire technologique des grandes entreprises depuis 1979, le Groupe SII est au cœur de l'économie de l'innovation avec 10 000 collaborateurs, une présence internationale dans 20 pays, et un chiffre d’affaires supérieur à 520 millions de dollars canadiens. SII Canada, installée à Montréal et Toronto, a pour objectif d'apporter des solutions à...


  • Montréal, Canada SII Technologies GmbH HR-Service Full time

    Partenaire technologique des grandes entreprises depuis 1979, le Groupe SII est au cœur de l'économie de l'innovation avec 10 000 collaborateurs, une présence internationale dans 20 pays, et un chiffre d’affaires supérieur à 520 millions de dollars canadiens. SII Canada, installée à Montréal et Toronto, a pour objectif d'apporter des solutions à...


  • Montréal, Canada IPEX Group of Companies Full time

    IPEX is one of the North American leading providers of advanced plastic piping systems. Our mission is to shape a better tomorrow by connecting people with water and energy. We currently have an exciting opportunity as a Product Compliance Manager. This role is based in our Nun’s Island office at Montreal,QC and reports to the Director of Corporate...

  • Compliance Manager

    3 months ago


    Montréal, QC, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...


  • Montréal, Canada CIRO OCRI Full time

    **Position Title: Manager, Trading Conduct Compliance (ID) - Bilingual** **Department: Trading Conduct Compliance** **Location: Montreal, Toronto, Calgary or Vancouver** **Status: Permanent Full-time (Hybrid)** The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role of Trading Conduct...


  • Montréal, Canada Galvion Full time

    **THE COMPANY** Galvion designs, develops, and manufactures ballistic helmets and dynamic energy and data management solutions for the modern battlefield. Operations today depend on more charged equipment than ever before, and warfighter efficiency and mobility are vital to mission success. We are a passionate, global, and fast-paced team working with...

  • Compliance Specialist

    5 months ago


    Montréal, Canada Richter Full time

    **Richter Montreal Office** **Overview** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business...


  • Montréal, Canada Manulife Full time

    We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...


  • Montréal, QC, Canada TST-CF Express Full time

    **About Us**: Founded in 1928, TST-CF Express provides LTL service within Canada from 23 locations and between Canada and the U.S. through its strategic partnership with Saia LTL Freight. **We are looking to hire Safety and Compliance Manager for Montreal (Hiring Immediately)** **Responsibilities**: - Accident Handling and Resolution - Contact person for...


  • Montréal, QC, Canada TST-CF Express Full time

    **About Us**: Founded in 1928, TST-CF Express provides LTL service within Canada from 23 locations and between Canada and the U.S. through its strategic partnership with Saia LTL Freight. **We are looking to hire Safety and Compliance Manager for Montreal (Hiring Immediately)** **Responsibilities**: - Accident Handling and Resolution - Contact person for...

  • Compliance Coordinator

    5 months ago


    Montréal, Canada Equisoft Full time

    **Compliance Coordinator** **What is Equisoft? **Equisoft is a global provider of digital solutions for insurance and investment, recognized by over 250 of the world's leading financial institutions. We offer a comprehensive ecosystem of scalable solutions that help our customers meet all the challenges brought about by this era of digital transformation,...


  • montréal, Canada National Bank Full time

    A career as a Senior Advisor in the Wealth Management Compliance team at National Bank means acting as a compliance specialist and actively participating in the implementation and evolution of National Bank Investments (NBI) compliance program. It also means leading and managing new projects to ensu

  • Compliance Analyst

    5 months ago


    Montréal, Canada Career Opportunities at Sagard Full time

    **_La version française est ci-dessous._** **About the job** **Overview of Sagard**: Sagard is a multi-strategy alternative asset management firm active in venture capital, new venture creation, private equity, private credit, real estate, royalties with $14.5B in assets under management. It operates out of offices in Montreal, Toronto, New York, Paris...

  • Compliance Supervisor

    5 months ago


    Montréal, Canada National Bank of Canada Full time

    A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Compliance Supervisors during their absences. This role entails conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance...

  • Compliance Lead

    5 months ago


    Montréal, Canada Walmart Canada Full time

    **Position Summary... **:To collaborate with all levels including Store Management, Market Management, and Subject Matter Experts. They will be responsible for the education of associates and managers on compliance programs. This will involve the monitoring of compliance controls in their respective facility, identification of root cause, driving corrective...

  • Student - Compliance

    5 months ago


    Montréal, Canada iA Groupe financier iA Financial Group Full time

    Sector: Compliance / Risk Management / Finance / Student Job / Toronto / Montreal/ Remote _ You want to see what it’s like to work at the forefront of the financial industry? Ever wondered how the world of trading maintains its integrity and adheres to regulations? Dive into the fast-paced world of trading compliance and experience firsthand the...

  • Compliance Supervisor

    5 months ago


    Montréal, Canada National Bank of Canada Full time

    A career as a Compliance Supervisor on the National Bank Financial Compliance Team at National Bank is to act as a key resource in overseeing centralized approvals from across the country and replace the regional Compliance Supervisors during periods of absences. This job allows you to have a positive impact on the organization through your ability to...

  • Compliance Supervisor

    5 months ago


    Montréal, Canada National Bank of Canada Full time

    As a Compliance Supervisor at National Bank, you’ll be a key resource person for compliance activities in the Montreal area, ensuring all Wealth Advisors and branches adhere to the various policies and procedures established by NBF’s compliance department and to industry regulatory requirements. **Your role**: - Authorize documentation, new accounts...


  • montréal, Canada National Bank Full time

    A career as a Senior Advisor in the Wealth Management Compliance team at National Bank means acting as a compliance specialist and actively participating in the implementation and evolution of National Bank Investments (NBI) compliance program. It also means leading and managing new projects to ensure that BNI complies with regulations and best business...