Compliance Officer

1 month ago

Montréal QC, Canada Société Générale Full time

**Responsibilities**:
**ABOUT THE JOB**:
Société Générale’s Capital Market Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.

CMS consists of two surveillance teams, one focused on the monitoring of security transactions and the other on the monitoring of audio and electronic Firm communications.

The US CMS Trade Surveillance team is seeking an additional resource in the Firm’s Montreal office to support its monitoring of the U.S. operations. This is an exciting opportunity to join the team where you will be working in a key area of Société Générale’s Compliance program interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.

The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services.

**What will be your DAY-TO-DAY?**
- Review of trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Participate in the development, testing and implementation of new surveillance scenarios and minimum standards.
- Participate in the quality assurance and reasonability testing of surveillance controls.
- Contribute to the preparation of management metrics and reports.
- Participate in regional and global compliance initiatives and investigations.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- Assist with new business initiatives and their potential impact to the surveillance program.

**Profile required**:
**Skills and Qualifications**:
**Must Have**:

- Bachelor’s Degree or its equivalent.
- 1-3 years of experience in either trade surveillance general compliance and/or financial services.
- General knowledge of applicable regulations relating to Banking, Broker-Dealer and Futures Commission Merchant activity.
- Strong interpersonal and written/verbal communication skills.
- Strong analytical, problem-solving, and organizational skills.
- Ability to balance multiple, simultaneous priorities in a fast moving and demanding environment.
- Self-starter with the aptitude to work independently and in a team setting.
- Strong attention to detail.
- Experience with Microsoft Word, Excel, and PowerPoint.

**LANGUAGE: French, English**

Ability to communicate in English, both orally and in writing, is a requirement as the person in this position will need to collaborate regularly with colleagues and partners in the United States.

**Why join us**:
**OUR BENEFITS**:
**WHAT WE DO DIFFERENTLY AT SOCIÉTÉ GÉNÉRALE**

Competitive compensation & benefits offering, including but not limited to:

- Minimum of 20 Vacation days + 4 personal days
- Supportive Maternity, paternity, parental and adoption leave policy
- Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories (health, training, electronics etc.)
- Fully sponsored virtual healthcare assistance and Employee Assistance Program to you and your immediate family
- Various Employee Resource Groups (ERG) to engage with such as Pride and Allies, American Women Network, Black Leadership Network, One planet, etc.
- A culture of continuous development by encouraging our employees various training programs (online training and coaching platform such as Coursera, GoFluent, Pluralsight, First Finance, and others.

**Business insight**:
**OUR CULTURE**:
At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes. Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live, because relationships are at the heart of how we operate.
**D&I**:
Our Diversity & Inclusion Mission: Recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.
- Our Diversity & Inclusion Vision:

- Engaged workforce that is demographically diverse in a way that reflects the communities in which we operate
- Inclusive culture and workplace that recognizes employees' unique needs and utilizes their diverse talents
- Engage our community and marketplace, and position the organization to meet the needs of all its clients

**HYBRID WORK ENVIRONMENT**:
Societe Generale offers a hybrid w

  • Compliance Officer

    5 months ago

    Montréal, Canada PICTET Full time

    **Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

  • IT & Compliance Specialist

    7 days ago

    Montréal, QC, Canada Akur8 Full time

    **Akur8 is a young, dynamic, fast growing Insurtech startup that is transforming insurance pricing and reserving with transparent machine learning.** Our SaaS platform leverages the power of transparent machine learning and predictive analytics to inject game-changing speed, performance and reliability into insurers’ pricing and reserving...

  • Compliance Representative

    1 month ago

    Montréal, QC, Canada Viscofan Canada Full time

    Contribute to establishing and maintaining high quality compliance status of all products handled by Viscofan Canada Inc in accordance with Canadian GMP and Health Canada regulations for the distribution and use of Direct Food Contact packaging. Manage all request from business partners including compliance documents and questionnaires, supplier...

  • Compliance Associate

    2 weeks ago

    Montréal, QC, Canada Medisca Pharmaceutique Inc Full time

    **Medisca** is a global corporation with locations throughout North America, Australia, and Europe, that contributes to healthcare by leveraging strong partnerships that deliver customized solutions with an unwavering commitment to quality and innovation. Backed by 30+ years and a strong foundation in pharmaceutical compounding, **Medisca** is a...

  • Aml Compliance Officer

    5 months ago

    Montréal, Canada Maples Group Full time

    Position: Anti-Money Laundering Compliance Officer ("AMLCO") Location: Montreal, Canada The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a...

  • Bilingual Compliance Analyst

    1 month ago

    Montréal, QC, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Safety and Compliance Manager

    2 weeks ago

    Montréal, QC, Canada TST-CF Express Full time

    **About Us**: Founded in 1928, TST-CF Express provides LTL service within Canada from 23 locations and between Canada and the U.S. through its strategic partnership with Saia LTL Freight. **We are looking to hire Safety and Compliance Manager for Montreal (Hiring Immediately)** **Responsibilities**: - Accident Handling and Resolution - Contact person for...

  • Safety and Compliance Manager

    3 months ago

    Montréal, QC, Canada TST-CF Express Full time

    **About Us**: Founded in 1928, TST-CF Express provides LTL service within Canada from 23 locations and between Canada and the U.S. through its strategic partnership with Saia LTL Freight. **We are looking to hire Safety and Compliance Manager for Montreal (Hiring Immediately)** **Responsibilities**: - Accident Handling and Resolution - Contact person for...

  • Director Tax Compliance

    3 months ago

    Montréal, QC, Canada BRP Full time

    We are looking for a director that will be responsible for BRP’s overall tax compliance. You will ensure the compliance of BRP affiliates to all applicable tax laws and manage the compliance team. You will work within a team that fosters the development of personal and professional skills for employees through a balanced approach between remote and...

  • Compliance Officer

    4 months ago

    Montréal, Canada Société Générale Full time

    **Responsibilities**: The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. **ABOUT THE JOB**: Société...

  • Bilingual Tier 2 Compliance Officer

    5 months ago

    Montréal, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Montreal [hybride] - Aml Compliance Officer

    5 months ago

    Montréal, Canada Quanteam North America Full time

    **WHO WE ARE** As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international...

  • Specialist - Client Account and Compliance Services

    1 month ago

    Montréal, QC, Canada Richter LLP Full time

    **Richter Montreal Office** **Overview** The Specialist - Client Account and Compliance Services responsibility is to assist the Client Relationship Manager (CRM) with compliance related matters, administrative tasks, and liaise with other members of the RFO team in providing daily portfolio maintenance, administration, and superior client...

  • Compliance Specialist

    5 months ago

    Montréal, Canada Richter Full time

    **Richter Montreal Office** **Overview** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business...

  • Manager, Global Quality

    3 months ago

    Montréal, QC, Canada Endo International Full time

    Job Description Summary Reporting to the Sr. Director, Global Quality & Compliance, the Manager, Global Quality & Compliance: - Identifies and develops global policies with the objective of ensuring good compliance practices. - Supports implementation and/or recommends internal/external business or compliance options and best practices to improve...

  • Compliance Specialist

    4 weeks ago

    Montréal, QC, Canada Medfar Full time

    **Company Description** Founded in 2010, MEDFAR Clinical Solutions revolutionizes healthcare with our MYLE Integrated Care platform, the first web-based electronic medical record (EMR) in Quebec. Trusted by 15,000 healthcare professionals daily, we impact over 20 million patients across North America. In 2023, we proudly earned a coveted spot on Deloitte’s...

  • Compliance Officer

    5 months ago

    Montréal, Canada Sii Full time

    Partenaire technologique des grandes entreprises depuis 1979, le Groupe SII est au cœur de l'économie de l'innovation avec 10 000 collaborateurs, une présence internationale dans 20 pays, et un chiffre d’affaires supérieur à 520 millions de dollars canadiens. SII Canada, installée à Montréal et Toronto, a pour objectif d'apporter des solutions à...

  • Regional Compliance Auditor

    5 months ago

    Montréal, Canada BFL CANADA Full time

    **We offer more than a job, we offer a career!** - We support our employees to shape their career by encouraging continuing education and investing in training and development. - We put our employees at the center of what we do to allow them to grow personally and professionally, with projects and challenges that are motivating and rewarding. - We inspire...

  • Lead Analyst, Aml Compliance

    2 months ago

    Montréal, QC, Canada Western Union Full time

    **Lead Analyst, AML Compliance - Quebec, Canada** Do you have impeccable analytical skills, an eye for detail, and strong business acumen? Are you looking to join a global financial company that encourages and embraces an inclusive workplace? Join Western Union as a Lead Analyst, AML Compliance! **Western Union powers your pursuit** **Role...

  • Intern, Governance, Risk and Compliance

    1 month ago

    Montréal, QC, Canada Canadian National Railway Full time

    At CN, we are committed to our pursuit of excellence. We take pride in delivering work of the highest standard, continually innovating to shape the railroad of the future. As responsible railroaders, we make the right decisions every time, putting safety first, acting with unwavering integrity, and holding ourselves accountable for our actions. We believe in...