Compliance Supervisor

7 months ago


Montréal, Canada National Bank of Canada Full time

As a Compliance Supervisor at National Bank, you’ll be a key resource person for compliance activities in the Montreal area, ensuring all Wealth Advisors and branches adhere to the various policies and procedures established by NBF’s compliance department and to industry regulatory requirements.

**Your role**:

- Authorize documentation, new accounts and updates to client files, while ensuring compliance
- Oversee transactions, detect high-risk situations and conduct various analyses
- Protect investors, investment advisors and staff within the Risk Management sector and National Bank
- See to the implementation, documentation, monitoring and control of oversight-related policies, standards, and procedures, and make recommendations to improve existing processes and their efficiency
- Participate in regional and national meetings, and make the link with compliance and business conduct
- Serve as a reference person on business conduct for Wealth Advisors, the Regional Manager and other partners

**Prerequisites**
- Completed degree in a related field (Finance, Law, Accounting or Economics)
- Minimun 2 years of experience in the securities industry
- Successful completion of relevant courses, including the Canadian Securities Course, Conduct and Practices Handbook Course and Investment Dealer Supervisors Course
- Ability to communicate effectively, verbally and in writing, to provide advice to internal partners
- Interested in learning and growing in an organization
- Attention to detail, analytical mindset, and agility

LI-CB1

LI-Hybrid **Your benefits**

In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.
- Health and wellness program, including many options
- Flexible group insurance
- Generous pension plan
- Employee Share Ownership Plan
- Employee and Family Assistance Program
- Preferential banking services
- Opportunities to get involved in community initiatives
- Telemedicine service
- Virtual sleep clinic

These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family.

Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.

**We're putting people first**

We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.

Come live your ambitions with us


  • Compliance Supervisor

    6 months ago


    Montréal, Canada National Bank of Canada Full time

    A career as a Compliance Supervisor on the National Bank Financial Compliance Team at National Bank is to act as a key resource in overseeing centralized approvals from across the country and replace the regional Compliance Supervisors during periods of absences. This job allows you to have a positive impact on the organization through your ability to...

  • Compliance Supervisor

    6 months ago


    Montréal, Canada National Bank of Canada Full time

    A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Compliance Supervisors during their absences. This role entails conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance...

  • Compliance Supervisor

    2 months ago


    Montréal, QC, Canada National Bank of Canada Full time

    A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. **Your job** - Analyze and authorize documentation, new...


  • Montréal, Canada Jubilant Pharma Holdings Inc. Full time

    Vous êtes passionné(e) par l'assurance d'une qualité irréprochable dans un environnement pharmaceutique et médical dynamique ? Vous vous épanouissez dans un rôle où vous pouvez mener une équipe au succès tout en respectant les normes réglementaires ? Si c'est le cas, nous avons l'opportunité parfaite pour vous ! **Pourquoi nous rejoindre ?**...

  • Compliance Advisor

    7 months ago


    Montréal, Canada National Bank of Canada Full time

    A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. Your job: - Analyze and authorize documentation, new accounts,...

  • Warehouse Supervisor

    6 months ago


    Montréal, Canada Lineage Logistics Full time

    We are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Permanent Shift: Evening: 1:30pm - 10pm Reports to: Manager, Warehousing Solutions Office/Facility: Saint-François - Montreal, QC The Supervisor, Warehousing Solutions leads and promotes a safety...

  • Supervisor, Warehouse

    7 months ago


    Montréal, Canada Lineage Logistics Full time

    Evening shift: 1:30 PM to 10:00 PM We are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Full-Time Shift: Afternoon Reports To: Manager, Warehousing Solutions Office/Facility: Saint François, Ville Saint Laurent The Supervisor, Warehousing...


  • Montréal, Canada Levitt Safety Full time

    If you share a passion for safety and are looking to Build your Career with a company that invests in their employees, we are interested in talking to you! We are proud to have been named a Canada's Best Managed Companies winner annually since 2012 and are committed to building and driving a culture that makes Levitt-Safety a great place to work! Job...


  • Montréal, Canada G Canada Therapeutics Full time

    Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global healthcare company that since 1909 has been working to improve the health and well-being of people around the world. We are leaders in plasma-derived medicines and transfusion medicine and...

  • Operations Supervisor

    6 months ago


    Montréal, Canada Golden Castle Group Full time

    **Job Overview**: The Operations Supervisor will oversee housekeeping, maintenance, and daily operations to ensure our properties are in top condition and our guests have memorable stays. This role involves coordinating tasks, managing staff, and ensuring all properties meet Golden Castle Group's quality standards. **Responsibilities**: - Supervise...

  • Warehouse Supervisor

    1 month ago


    Montréal, QC, Canada Lineage Logistics Full time

    We are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Permanent Reports to: Manager, Warehousing Solutions Office/Facility: Lachine Shift: Monday to Friday: 6h00 to 14h00 ** ** The Supervisor, Warehousing Solutions leads and promotes a safety culture,...

  • Supervisor Warehouse

    3 weeks ago


    Montréal, QC, Canada Lineage Logistics Full time

    We are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Full-Time Shift: Evening Shift Reports To: Manager, Warehousing Solutions Office/Facility: Lachine Facility - Lachine, Quebec The Supervisor, Warehousing Solutions leads and promotes a safety...


  • Montréal, Canada Groupe Océan Full time

    **YOU WISH TO JOIN A LARGE-SCALE COMPANY IN WHICH YOUR CONTRIBUTION WILL BE RECOGNIZED? READ ON, THIS OFFER IS PERFECT FOR YOU!** **WHY GET ON BOARD?** - Permanent job - 40 hours per week; - Paid vacations during the holiday season and anticipated vacation weeks; - Group insurance (prescription drugs, dental, vision, etc.); - Free employee assistance...


  • Montréal, Canada Lineage Logistics Full time

    We are a growing organization and currently looking for a passionate and motivated Supervisor, Transport Office to join our winning team. Employment Type: Full-Time Reports To: Manager, Terminal Operations Shift: Evening - 1:30pm - 10:00pm Office/Facility: Lachine Facility - Montreal The Supervisor, Transportation provides leadership and direction to a...


  • Montréal, Canada TRENTWAY-WAGAR INC Full time

    **NOW HIRING** **SIGHTSEEING ASSISTANT SUPERVISOR** **Location: Montreal, Quebec** **Position: Supervisor Assistant, Sightseeing Division** **Reports to: Sightseeing Supervisor** Introduction Coach Canada is looking for a Supervisor for our Sightseeing Division in Montreal. In this role, you will be responsible for assisting the manager in leading and...


  • Montréal, Canada CN Full time

    At CN, everyday brings new and exciting challenges. You can expect an interesting environment where you're part of making sure our business is running optimally and safely―helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...

  • Operations Supervisor

    6 months ago


    Montréal, Canada Nationex Full time

    Do you like to work in a team and go above and beyond? Come and work in our Montreal sorting center! Join our dynamic team and let your leadership shine at the heart of an exciting professional adventure! Nationex is looking for a competent and experienced Operations Supervisor for his Operations Supervisor position. **The benefits of working at...


  • Montréal, QC, Canada Endo International Full time

    Job Description Summary Supervisor, Quality Services (12 months contract) At Paladin Pharma, we strive to offer a work environment that meets the diverse needs of our team members and advances the goals of the individual, the team and the company, while promoting flexibility, accountability and collaboration. If you're looking for a hybrid work...


  • Montréal, Canada Clency logistics Full time

    **Job Summary** **Responsibilities** - Supervise daily logistics operations of the transport - Manage logistics team. - Distribute tasks to the logistics team - Negotiate freight rates with national and international carriers to ensure goods are shipped based on established requirements and on budge - Overtime, and take clients requests. - Ensure high...


  • Montréal, Canada Vacances Air Canada Air Canada Vacations Full time

    **TITLE**: SUPERVISOR SYSTEM ANALYST **DEPARTMENT**: Information Services **LOCATION**: Montreal **SCOPE**: As a System Analyst (SA) Supervisor, you will be responsible for overseeing a team of SA’s in assessing software quality through manual and automated testing. You will collaborate with cross-functional teams to identify and resolve issues, improve...