Business Oversight

1 month ago

Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

Description

:

Reporting to the Manager, Business Oversight & Best Practices, WISI National Office, the Analyst is a life licensed insurance professional with excellent administrative and servicing experience.They demonstrate a strong knowledge of new business processing, all aspects of policy servicing to our clients both internal and external with a proven track record of implementing best practices and tools to enhance their efficiency. These skills will effectively carry out 3 core accountabilities: best practices oversight; process efficiency, and team coaching.Working in a fast paced, ever-changing environment, they work comfortably with colleagues, other business units and external vendors; demonstrating the ability to cooperate and influence as they take on various projects, delivering to tight deadlines.

Working in partnership with the Manager, build, implement and maintain oversight procedures of the TDWIS field service model to ensure regular reviews of in force block and highlight any deficiencies to TDWIS Management and Field Leadership to mitigate our future client risk. Maintain Standard Operating Procedures (SOP) for EPAAs Create and implement Best Practices Guide for WISI field teams with respect to new business, servicing requests and in force annual reviews. Keep abreast of all regulatory issues or updates to determine impact and updating of the EPAA SOP and Best Practices Guide. In partnership with the Manager and G&C colleagues, review and comment on Business Review Action Plans while working with Market Managers, Product Manager, EPAs, WIAs, WIST, and EPAA team members on the development and implementation of the remediation plan and confirmation of closed findings when complete. Identifies and highlights organizational risk of new business applications and service activity and ensures end-to-end risk management by means of file reviews over and above those in the regulatory file review. Oversight and control over all requests from advisors and Associates for AOR changes and liability associated with TD assuming responsibility for service. Create and deliver coaching for new and updated processes related to the EPAA SOP and Best Practices Guide to Associates and other WISI colleagues as required.  Work closely with life insurance carrier experts, to investigate and clearly communicate solutions to complicated client complaints. Develop and manage ongoing partnerships and relationships across various TD Wealth lines of business as well as with external partners. Develop a strong knowledge of the TD Wealth Insurance business and the Insurance regulatory environment. Experience required At least 5+ years' experience in the life insurance business Life Insurance license in multi provinces Willingness to continue educate through various courses related to risk mitigation. Experience working in a corporate environment is an asset.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.


Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.
 

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process 
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.


Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you

Language Requirement (Quebec only):

Sans Objet

  • Compliance Business Oversight Manager

    5 months ago

    Toronto, Canada TD Bank Full time

    **Compliance Business Oversight Manager**: - 414888BR **Job Category - Primary** - Anti-Money Laundering / Compliance & Regulatory Relations **Work Location** - TD Centre - South - 79 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** -...

  • Compliance Business Oversight Manager

    5 days ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: $91,200 - $136,800 CAD Reporting to the Senior Manager, the Manager will support the Enterprise Compliance Program, including Regulatory Inventory and Regulatory Change program, technology, and processes. The main focus of the role will be the...

  • Compliance Business Oversight Manager

    2 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Reporting to the Senior Manager, the Manager will support the Enterprise Compliance Program, including Regulatory Inventory and Regulatory Change program, technology, and processes.** **The main focus of the role will be the facilitation of enterprise-wide...

  • Compliance Business Oversight Manager

    2 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Department Overview** **Canadian Privacy is part of the Global Compliance department and has a mandate for promoting a culture of privacy compliance and oversees TD’s privacy practices and initiatives regarding customer and employee information. The Canadian...

  • Compliance Business Risk Oversight Specialist

    4 weeks ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryThis position plays a key role in ensuring the appropriate application of models in compliance with AI regulations.Key ResponsibilitiesIdentify, analyze, and summarize AI-related laws, rules, and regulatory developmentsLead regulatory change management activities for the Compliance Oversight of Models Office, liaising with internal...

  • Compliance Business Oversight Manager

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **JOB DESCRIPTION & KEY ACCOUNTABILITIES** **Do you want to dive into the intersection of fairness and AI? Do you want to tackle how we can leverage explainability approaches to understand models? Are you passionate about technology and ethics? Are you interested...

  • Compliance Business Oversight Manager

    1 month ago

    Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    Description : JOB DESCRIPTION & KEY ACCOUNTABILITIES Do you want to dive into the intersection of fairness and AI? Do you want to tackle how we can leverage explainability approaches to understand models? Are you passionate about technology and ethics? Are you interested in how governments and regulators are looking to address risks from AI and...

  • Manager, Business Risk Oversight

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: TD General **Pay Details**: **ABOUT TD WEALTH** **TD Wealth offers a full range of competitive wealth and asset management solutions to retail and institutional clients. We help individual and institutional clients protect, grow and successfully transition their wealth. There are five unique...

  • Business Oversight

    1 month ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: TD General **Pay Details**: $65,600 - $98,400 CAD This role is eligible for a discretionary variable compensation award that considers business and individual performance. Reporting to the Manager, Business Oversight & Best Practices, WISI National Office, the Analyst is a...

  • Senior Compliance Business Oversight Manager

    3 weeks ago

    Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    Description Reporting to the Vice President Compliance Transformation, the SeniorManager is responsible for the governance of the Enterprise Compliance Regulatory Change Program, including technology, and processes. The incumbent will work with Oversight Functions and Risk Owners across TD. The main focus of the role will be the facilitation of...

  • Risk Oversight Manager

    4 weeks ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Main ResponsibilitiesStakeholder Engagement: Build and maintain strong relationships with Wealth lines of business to understand and review business risks, both existing and emerging.Risk Management Reporting: Prepare and present risk forum materials to executives across Wealth on business risks, and develop program-based reporting to provide status updates,...

  • Manager, Aml Oversight

    5 months ago

    Toronto, Canada PC Financial Full time

    **All referred applicants must first be submitted through Workday by a current Loblaw Colleague.** **Location**: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 **When you hire great people, great things can happen.** PC Financial offers unprecedented value to Canadians through payment products. We’re a different kind of bank with a different type...

  • Manager - Portfolio Management Oversight

    5 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: TD General **Pay Details**: **Department Overview**: **Wealth Shared Services Governance & Control (G&C) is responsible for managing the overall risk management and governance for TD Wealth. The Portfolio Management Oversight Team, which is part of the broader Governance &...

  • Fund Oversight Manager

    6 months ago

    Toronto, Canada Fidelity Investments Full time

    Description Who We Are: At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking to find new and better ways to help our clients. As a privately owned company, we boldly embrace...

  • Fund Oversight Specialist

    2 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    At Fidelity Investments, we're driven by a passion to help our clients achieve their financial goals.About the RoleWe're seeking an experienced Fund Oversight Manager to join our team. As a key member of our organization, you'll play a critical role in overseeing the operational aspects of our funds.The successful candidate will be responsible for...

  • Senior Director, Business Risk and Financial Oversight

    4 weeks ago

    Toronto, Ontario, Canada Bank of Montreal Full time

    OverviewThe Bank of Montreal is seeking an experienced professional to fill the role of Senior Director, Business Risk and Financial Oversight. In this position, you will be responsible for providing second-line oversight of Balance Sheet Management and structural FX risk.Key Responsibilities:Establish and maintain frameworks, processes, and controls to...

  • Compliance Business Oversight Manager

    4 weeks ago

    Toronto, Ontario, C6A, Ontario, Canada TD Full time

    Lieu de travail :Toronto, Ontario, CanadaHoraire :37.5Secteur d’activité :ConformitéDétails de la rémunération :n/a - n/a CADLa TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue...

  • Manager, Agency Oversight

    2 months ago

    Toronto, Canada AGCO Full time

    **Position Title**: Manager, Agency Oversight **Term**: Contract (up to 12 months), Full-Time **Division/Branch**: Corporate Affairs, Policy and Planning Division / Corporate Affairs, Governance and Agency Oversight Branch **Application Deadline**: October 29, 2024 **Pay Level**: 11 **Pay Range**: Min: $49.86/hour to Max: $62.33/hour **Work Location**: Head...

  • Senior Manager, Business Transformation

    1 month ago

    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?The Senior Manager, Business Transformation & Oversight position will report to the Director Regulatory Compliance, Business and Change Management within Corporate Treasury Execution Team and provide trading compliance oversight and the implementation of strategies aligned to our business operating philosophy...

  • Manager, Financial Crimes Oversight Testing

    1 month ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** To conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly Execute Financial Crimes Oversight Testing Plan: - Conduct regular oversight testing of the key Financial Crimes controls in scope, ensuring all testing conducted aligns with enterprise...