Compliance Business Oversight Manager

2 months ago

Toronto, Canada TD Bank Full time

**Work Location**:
Canada

**Hours**:
37.5

**Line of Business**:
Compliance

**Pay Details**:
**Department Overview**

**Canadian Privacy is part of the Global Compliance department and has a mandate for promoting a culture of privacy compliance and oversees TD’s privacy practices and initiatives regarding customer and employee information. The Canadian Privacy**
**Office has oversight of privacy risk in Canada. It provides specialized advice and counsel to Risk Owners (businesses and corporate functions), reports and escalates privacy issues of key importance within TD, provides training and liaises with and reports to key regulators.
**As a centre of excellence, and second line of defence Oversight Function, Canadian Privacy along with other risk and oversight partners provide objective guidance, independent challenge and risk-based oversight of TD's compliance with Canadian privacy laws, rules and regulations globally.**

**This role reports to the Senior Manager, Canadian Privacy Office and supports various activities within Privacy, with an emphasis on leading Canadian Privacy's Regulatory Compliance Management (RCM) activities as an Oversight Function and Risk Owner, reporting, development, implementation and management of governance frameworks, policies and standards and strategic projects.**
**Key accountabilities include**:

- **Maintain Canadian Privacy's inventory of laws, rules and regulations (LRRs) and mapping to Risk Owners**
- **Provide objective guidance, support and advice to promote strong privacy controls and processes.**
- **Work with the Privacy team on meeting RCM accountabilities for CPO as both an Oversight Function and Risk Owner**
- **Develop privacy-related risk assessments, metrics and reporting mechanisms to assess the health of the privacy program**
- **Support regulatory change for Canada as a jurisdictional Privacy Office Regulatory Change Lead**
- **Support industry advocacy activities in relation to upcoming regulatory changes**
- **Develop, update, and monitor the effectiveness of privacy related governance frameworks, Policies, and associated procedures, standards and guidelines, ensuring appropriate coordination with stakeholders**
- **Support strategic projects and program governance activities (e.g., uplift and maintain Canadian Privacy documentation/engagement models in alignment with new regulatory compliance management (RCM) and risk standards)**
- **Support strategic transaction due diligence (Canada and/or cross-jurisdictional) to understand privacy risks associated with proposed transactions TD is looking to undertake.**
- **Maintain strong relationships with key stakeholders and be an ambassador for TD's privacy program across the organization**
- **Contribute to, and support, the execution of the Global Privacy strategy and programs**
- **Assess/identify key issues/risks and escalate to appropriate levels, where required. - Participate fully as a member of the Privacy team through collaboration, sharing of privacy knowledge and expertise and identify ways to innovate our processes. - Assist in the development, implementation and maintenance of Privacy governance documentation (e.g., policies, standards, guidelines and processes).**
- **Lead/support special projects, as required.**

**Other Qualifications / Skills / Experience**
- **Ability to understand and interpret complex laws and regulations (knowledge of relevant Canadian and international privacy legislation would be considered an asset).**
- **Ability to work independently, think critically and make decisions;**
- **Collaborate with a variety of stakeholders to influence, build consensus and effect creative and responsive solutions;**
- **Attention to detail; and organizational and business awareness.**
- **Exceptional time management and organizational skills with the ability to manage multiple priorities in a fast paced/evolving environment.**
- **Excellent verbal and written communication skills with an ability to interact at all levels of the organization and tailor communications to the intended audience.**
- **Experience developing governance documentation (i.e., policies, frameworks, processes, guidelines), reporting, and presentations.**
- **Experience managing enterprise initiatives/projects.**
- **Proficient in Microsoft Office Applications, Excel, Visio and PowerPoint**

**Education and Accreditation**
- **Undergraduate degree (or equivalent)**
- **3+ years relevant experience in a Legal, Compliance and/or Risk Management function**
- **Previous privacy experience, including a designation with the International Association of Privacy Professionals (IAPP), would be considered an asset.**

**Who We Are**:
**TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than

  • Compliance Business Oversight Manager

    4 weeks ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance Business Oversight Manager to join our team. As a key member of our Compliance Oversight of Models Office, you will play a critical role in ensuring the appropriate application of models and ensuring regulatory compliance.Key ResponsibilitiesIdentify, analyze, summarize, and...

  • Compliance Business Oversight Manager

    5 months ago

    Toronto, Canada TD Bank Full time

    **Compliance Business Oversight Manager**: - 414888BR **Job Category - Primary** - Anti-Money Laundering / Compliance & Regulatory Relations **Work Location** - TD Centre - South - 79 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** -...

  • Compliance Business Oversight Manager

    2 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Reporting to the Senior Manager, the Manager will support the Enterprise Compliance Program, including Regulatory Inventory and Regulatory Change program, technology, and processes.** **The main focus of the role will be the facilitation of enterprise-wide...

  • Compliance Business Oversight Manager

    2 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **JOB DESCRIPTION & KEY ACCOUNTABILITIES** **Do you want to dive into the intersection of fairness and AI? Do you want to tackle how we can leverage explainability approaches to understand models? Are you passionate about technology and ethics? Are you interested...

  • Compliance Business Oversight Manager

    4 weeks ago

    Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    Description : JOB DESCRIPTION & KEY ACCOUNTABILITIES Do you want to dive into the intersection of fairness and AI? Do you want to tackle how we can leverage explainability approaches to understand models? Are you passionate about technology and ethics? Are you interested in how governments and regulators are looking to address risks from AI and...

  • Senior Compliance Business Oversight Analyst, Compliance Oversight of Models Office

    4 weeks ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Description:TD is seeking a highly skilled Compliance Business Oversight Analyst to join our Compliance Oversight of Models Office. As a key member of our team, you will play a critical role in ensuring the appropriate application of models and ensuring regulatory compliance.Key Responsibilities:Develop training materials and guidelines to help...

  • Compliance Business Oversight Manager

    3 weeks ago

    Toronto, Canada TD Full time

    Lieu de travail : Toronto, Ontario, Canada Horaire : 37.5 Secteur d’activité : Conformité Détails de la rémunération : n/a - n/a CAD La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience...

  • Compliance Business Risk Oversight Specialist

    3 weeks ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryThis position plays a key role in ensuring the appropriate application of models in compliance with AI regulations.Key ResponsibilitiesIdentify, analyze, and summarize AI-related laws, rules, and regulatory developmentsLead regulatory change management activities for the Compliance Oversight of Models Office, liaising with internal...

  • Senior Compliance Business Oversight Manager

    3 weeks ago

    Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    Description Reporting to the Vice President Compliance Transformation, the SeniorManager is responsible for the governance of the Enterprise Compliance Regulatory Change Program, including technology, and processes. The incumbent will work with Oversight Functions and Risk Owners across TD. The main focus of the role will be the facilitation of...

  • Senior Manager, Business Compliance Oversight

    1 month ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a Senior Manager, Business Compliance Oversight to join our team. As a key member of our Compliance Department, you will be responsible for leading the development and implementation of compliance programs and initiatives, ensuring the adequacy of regulatory compliance management and conduct risk...

  • Compliance Business Oversight Manager

    3 weeks ago

    Toronto, Ontario, C6A, Ontario, Canada TD Full time

    Lieu de travail :Toronto, Ontario, CanadaHoraire :37.5Secteur d’activité :ConformitéDétails de la rémunération :n/a - n/a CADLa TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue...

  • Senior Manager, Business Compliance Oversight

    3 weeks ago

    Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    Description : Department Overview The TD Wealth Compliance Department provides compliance advisory and second line oversight of TD Wealth businesses, including: TD Waterhouse Canada Inc. (an CIRO registrant that includes Private Investment Advice, Financial Planning, and Direct Investing), Private Investment Counsel (an OSC registrant), TD Asset...

  • Research Compliance Oversight

    4 weeks ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the Opportunity?** Responsible for overseeing the firm's Information Barriers to restrict the improper flow of information and prevent the misuse of material non-public information between the public side areas of the firm (e.g., Research) and the private side areas. **What will you do?** - Perform oversight over controls...

  • Strategic Compliance Manager

    6 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    We are seeking a Strategic Compliance Manager - Global Oversight to join our team at Scotiabank.About the RoleThis role is responsible for overseeing the Global Compliance Testing program and ensuring its alignment with the Global Compliance Risk Management framework. The ideal candidate will have a strong strategic, analytical, problem-solving, and critical...

  • Research Compliance Oversight

    4 weeks ago

    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the Opportunity?Responsible for overseeing the firm's Information Barriers to restrict the improper flow of information and prevent the misuse of material non-public information between the public side areas of the firm (e.g., Research) and the private side areas.What will you do?Perform oversight over controls relating to...

  • Senior Manager, Monitoring and Compliance Oversight

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    About the RoleThe Senior Manager, Monitoring and Compliance Oversight will contribute to the overall success of the central Compliance Monitoring team in Canada. This role is responsible for ensuring specific individual goals, plans, and initiatives are executed and delivered in support of the team's business strategies and objectives.Key...

  • Senior Manager, Monitoring and Compliance Oversight

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    About the RoleThe Senior Manager, Monitoring and Compliance Oversight will contribute to the overall success of the central Compliance Monitoring team in Canada. This role will ensure specific individual goals, plans, and initiatives are executed in support of the team's business strategies and objectives.Key ResponsibilitiesChampion a customer-focused...

  • Manager, Aml Oversight

    5 months ago

    Toronto, Canada PC Financial Full time

    **All referred applicants must first be submitted through Workday by a current Loblaw Colleague.** **Location**: 500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9 **When you hire great people, great things can happen.** PC Financial offers unprecedented value to Canadians through payment products. We’re a different kind of bank with a different type...

  • Compliance Risk Oversight Expert

    6 days ago

    Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

    About The JobWe are seeking an experienced Compliance Risk Oversight Analyst to join our team. As a key member of our Financial Crime Risk group, you will play a critical role in providing guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best...

  • Manager, Business Risk Oversight

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: TD General **Pay Details**: **ABOUT TD WEALTH** **TD Wealth offers a full range of competitive wealth and asset management solutions to retail and institutional clients. We help individual and institutional clients protect, grow and successfully transition their wealth. There are five unique...