Manager - Portfolio Management Oversight

5 months ago

Toronto, Canada TD Bank Full time

**Work Location**:
Toronto, Ontario, Canada

**Hours**:
37.5

**Line of Business**:
TD General

**Pay Details**:
**Department Overview**:
**Wealth Shared Services Governance & Control (G&C) is responsible for managing the overall risk management and governance for TD Wealth. The Portfolio Management Oversight Team, which is part of the broader Governance & Control Team provides regulatory oversight for the TD Privately Managed Portfolios (PMP) Program and TD Private Investment Counsel. These programs are an ideal solution for high-net-worth clients who wish to delegate their day to day investment decisions to a qualified Portfolio Manager. Supervision of these accounts is a regulatory requirement.**

**Job Description / Accountabilities**:
**The primary responsibilities for this role include, but are not limited to**:

- **Monthly Documentation oversight and Quarterly account oversight review of all households in the TD Privately Managed Portfolio Program and Private Investment Counsel program to ensure that each managed portfolio conforms to the clients Investment Policy Statement, program investment guidelines and regulatory obligations.**
- **Coordinate resolution of any issues identified as a part of the monthly and quarterly oversight process and escalate issues where necessary.**
- **Act as a relationship manager with TD PIA discretionary Portfolio Managers and Private Investment Counsel Portfolio Managers in coaching on various investment related and oversight matters.**
- **Coordinate and participate in the quarterly Oversight review results to the Portfolio Management Review Committee (PMRC).**
- **Attend quarterly Externally Managed Account Review Committee (EMARC) meetings and monthly Portfolio Advice and Investment Research/Product/Investment Management Review meetings to gain investment insights and document for PMP Oversight purposes.**
- **Oversee the tracking process to ensure Investment Policy Statements are updated per Business policies.**
- **Point of contact for internal auditors and facilitates responses to inquiries for external audits in coordination with the Senior Manager, Portfolio Management Oversight and the Supervising Portfolio Manager.**
- **As a member of the broader Governance and Control team you will need to support various broader initiatives from time to time**
- **Other Duties as assigned.**

**Key Interactions**:
**The following internal interactions constitute an integral part of this position**:
**Direct report to the Senior Manager, Portfolio Management Oversight along with high level interactions with TD Private Wealth Management Executive Team, Associate/ Portfolio Managers, Business Oversight Managers, Client Service Associates, Branch Managers, Regional Heads, Portfolio Oversight team members and internal partners including, Business Architecture, Practice Management, Wealth SS Products & Services New Accounts, Wealth Compliance the members of the Portfolio Management Review Committee. Accountable to the Senior Manager, Portfolio Management Oversight and AVP, Governance & Control**

**Qualifications / Skills / Experience**:

- **Superior oral and written communication skills**
- **Strong problem-solving and decision-making skills with ability to effectively communicate with senior managers and executives.**
- **Strong Proficiency in MS Office Excel.**
- **Demonstrated ability to build strong collaborative business relationships.**
- **Well organized, and able to execute well in a multi-task environment**
- **Very detailed conscious and very accurate**
- **Progressive experience in the financial services industry.**
- **Solid presentation skills.**
- **Field experience dealing directly with clients, Investment Advisors and Portfolio Managers.
**Specific Educational Requirements / Accreditations**:

- **CFA Charter holder or working towards CFA charter or Chartered Investment Manager designation - CIM**
- **Proficiencies to meet CIRO licensing requirements as a Designated Supervisor for Managed Accounts.**
- **University degree required, in business or related field preferred.**
- **Wealth / field experience dealing directly with clients, Investment Advisors or Portfolio Managers**

**Who We Are**:
**TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.**

**TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating

  • Portfolio Oversight Manager

    3 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 204450 At Scotiabank, we're committed to leading with our values and a passion to deliver exceptional client experiences. As a pivotal role within our GRM International Banking Retail Credit Risk team, the Senior Manager, Portfolio Oversight will play a critical part in shaping our international banking operations. The Senior Manager will...

  • Chief Portfolio Oversight Manager

    1 day ago

    Toronto, Ontario, Canada Wellington-Altus Full time

    We are seeking a Chief Portfolio Oversight Manager to join our team at Wellington-Altus Financial Inc. in Toronto or Winnipeg.This is a challenging and rewarding role that requires strong leadership, regulatory knowledge, and analytical skills.The ideal candidate will possess:A bachelor's degree in business administration, finance, or a related field;Current...

  • Portfolio Manager, Investment Oversight and Strategy

    7 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    Senior Manager, Investment Oversight Role at ScotiabankAbout the JobThis role is a senior management position within Scotiabank's Canadian Asset Management arm.The successful candidate will contribute to the oversight of all assets under management for Scotiabank's Canadian Asset Management arm as well as supporting oversight efforts for Scotiabank's...

  • Manager, Portfolio Management

    5 months ago

    Toronto, Canada Brookfield Asset Management Full time

    Location Brookfield Place - 181 Bay Street Business - Infrastructure Brookfield Infrastructure Group is one of Brookfield’s primary operating groups. The Infrastructure Group is one of the world’s largest infrastructure investors, owning and operating critical assets across the transport, utilities, energy, and data infrastructure sectors. The Group...

  • Senior Manager, RESL Portfolio Oversight

    2 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 207931Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.As the Senior Manager, Portfolio Oversight, you will contribute to the profitability of the Retail Bank by ensuring Real Estate Secured Lending (RESL) exposures are aligned wit

  • Manager, Investment Management and Oversight

    1 month ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Portfolio Oversight Strategist

    7 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job SummaryThis role is an exciting opportunity to join Scotiabank's GRM International Banking Retail Credit Risk team in Toronto, Canada. As a Senior Manager, Portfolio Oversight, you will be at the forefront of portfolio management, ensuring alignment with our judicious vision and providing critical executive reporting and communication.Key...

  • Portfolio Risk Oversight Specialist, Total Fund

    1 week ago

    Toronto, Ontario, Canada CPP Investments Full time

    Company OverviewCPP Investments is a professional investment management organization that globally invests the funds of the Canada Pension Plan (CPP) to help ensure long-term sustainability.We are one of the most respected and fastest growing institutional investors in the world with current assets under management valued in excess of $500 billion. Our team...

  • Supervising Portfolio Manager

    6 months ago

    Toronto, Canada CI Financial Full time

    At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. We’re...

  • Manager, Total Fund Oversight

    5 months ago

    Toronto, Canada CPP Investments Full time

    Company Description Make an impact at a global and dynamic investment organization When you invest your career in CPP Investments, you join one of the most respected and fastest growing institutional investors in the world. With current assets under management valued in excess of $500 billion, CPP Investments is a professional investment management...

  • Senior Portfolio Manager

    1 month ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job Title: Senior Manager Portfolio OversightScotiabank is seeking a highly skilled and experienced Senior Manager to join our GRM International Banking Retail Credit Risk team in Toronto, Canada.Job Summary:The Senior Manager, Portfolio Oversight will play a pivotal role in ensuring alignment with our judicious vision and providing critical executive...

  • Supervising Portfolio Manager

    6 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **Department Overview**: Supervision, Support and Governance (SS&G) is responsible for managing the overall risk and governance for BMO Private Wealth. The Managed Portfolio Account (MPA) Supervision team, which is part of the broader SS&G team, provides regulatory oversight for BMO Nesbitt Burns Managed...

  • IT Portfolio Manager

    5 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives. **Major Responsibilities**: IT portfolio advisor for oversight on governance, risk management,...

  • IT Portfolio Manager

    6 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Provide support in all aspects of the ITC portfolio. Maintain and monitor project governance standards and risk assessments to ensure that ITC projects are initiated, budgeted, executed and managed in a manner that will provide oversight to ITC executives. **Major Responsibilities**: IT portfolio advisor for oversight on governance, risk management,...

  • Sr. Manager Portfolio Oversight

    4 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 204450 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Manager, Portfolio Oversight is a pivotal role within Scotiabank's GRM International Banking Retail Credit Risk team, based in Toronto, Canada. This position is at the forefront of portfolio management, ensuring...

  • Senior Portfolio Manager

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 204450Scotiabank is seeking a highly skilled Senior Manager, Portfolio Oversight to join its GRM International Banking Retail Credit Risk team in Toronto, Canada.This pivotal role is at the forefront of portfolio management, ensuring alignment with Scotiabank's judicious vision and providing critical executive reporting and communication.As a...

  • Risk Oversight Manager, Total Fund

    4 weeks ago

    Toronto, Ontario, Canada CPP Investments Full time

    Role SummaryCPP Investments is seeking a highly skilled Risk Oversight Manager, Total Fund to join our team. As a key member of the Total Fund Oversight team, you will provide portfolio insights and risk oversight of Total Portfolio investment activities.Key Responsibilities:Develop and implement best-in-class risk management policies, frameworks,...

  • IT Portfolio Manager

    5 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your passion for Performance Measurement, Reporting, and Business Relationship Management experience to the Workplace Safety and Insurance Board? If so, consider joining the IT Strategy, Planning and Performance branch during...

  • IT Portfolio Manager

    5 months ago

    Toronto, Canada Workplace Safety and Insurance Board Full time

    Are you an inspiring leader with a drive to deliver results in a fast-paced environment? Are you looking for an opportunity to bring your Project / Program delivery expertise into the IT Change Communications Management space, providing Project & Program Governance support and Business Stakeholder Relationship Management experience to the Workplace Safety...

  • Risk Management Specialist, Total Fund Oversight

    4 weeks ago

    Toronto, Ontario, Canada CPP Investments Full time

    About the RoleCPP Investments is seeking a highly skilled Risk Management Specialist to join our Total Fund Oversight team. In this role, you will provide portfolio insights and risk oversight of Total Portfolio investment activities, working closely with the Total Fund Management team to ensure effective risk management and oversight.Key...