Compliance Analyst

1 week ago

Vancouver, Canada Pinnacle Fund Services Full time

**Company description**

Pinnacle Fund Services (“Pinnacle”) is a privately-owned company headquartered in Vancouver that provides high-quality accounting and administrative services to hedge funds, private equity funds, and other investment vehicles in Canada, the United States and internationally.

**Job description**

As a Compliance Analyst at Pinnacle you will work with the existing Risk & Compliance Team to support organizational growth in a variety of areas including:
- Risk assessment
- Anti-Money Laundering (AML)
- Controls
- Policies and procedures; and
- Process improvement

**Responsibilities**

1. Control Design & Testing:

- Design, implement, and test internal controls to ensure compliance with regulatory requirements and internal standards
- Continuously evaluate the effectiveness of control environments and recommend enhancements or corrective actions based on testing outcomes
- Collaborate with cross-functional teams to address control deficiencies and mitigate risks
- Report control testing results and identified risks to management, providing clear recommendations for improvements or remediation actions

2. Audit:

- Plan, execute, and document the annual AML audit, including testing of controls, and evaluation of procedures related to AML
- Aid in managing the annual SOC audit through liaison with the auditors and internally including review of sample data
- Report testing results to management, providing clear recommendations for remediation action

3. Policy & Procedure Development:

- Regularly review and update existing policies and procedures to ensure they remain relevant and effective
- Ensure that all policies and procedures are documented and accessible to relevant stakeholders

4. Training & Knowledge Sharing:

- Develop and deliver training programs to educate employees on new or updated policies, procedures, and internal controls

**Requirements**:

- 3 to 5 years’ experience as a Compliance Analyst in a financial institution or fund administrator
- Audit experience
- Strong command of the English language
- Exceptional attention to detail
- Strong writing and analytical skills
- Proficient in Microsoft Office
- Proven ability to work independently, manage multiple projects, prioritize work to meet deadlines

**Desired skills and experience**
- AML knowledge and expertise
- Have a relevant professional degree (i.e. CPA, CA, CAMS, or equivalent)
- Knowledge of the Offshore, USA, and Canadian legal and regulatory environment for fund administrators and investment funds

**Why Pinnacle Fund Services?**

At Pinnacle Fund Services, we're committed to providing our employees with a comprehensive benefits package that supports their health, well-being, and professional growth. Here are some of the perks and benefits that set us apart:

- Extended Health Benefits
- RRSP Employer Match Program
- Competitive Compensation
- Annual discretionary bonus
- Educational Support
- Work-Life Balance
- Remote Firm, with some in-office days with purpose (learn, build relationships, collaborate & socialize)
- Exposure to all aspects of the business

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