Senior Portfolio Compliance Analyst
22 hours ago
Join to apply for the Senior Portfolio Compliance Analyst role at Connor, Clark & Lunn Financial Group (CC&L) Location: Vancouver Interested in joining one of Canada’s top performing asset managers? We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process, and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. As the regulatory landscape continues to evolve, so does the importance and complexity of compliance, making this an exciting opportunity to be part of a high‑impact team with increasing visibility across the organization. What You Will Do Using Charles River to create and monitor pre‑trade and post‑trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, industry best practices, and firm‑wide guidelines. Work to continuously enhance compliance policies and controls, improve and document procedures, and workflows to strengthen operational efficiency. Contribute to projects that vary in scope and size; work alongside key stakeholders towards the enhancement of compliance monitoring systems and the implementation of firm‑wide technology enhancement & automation initiatives. Work with various business groups within the company (portfolio management, operations, legal). Answer compliance‑related questions, resolve issues, and develop new compliance‑related initiatives. Support the onboarding and development of new or junior team members by sharing knowledge and assisting with training as needed. Also have opportunities to deepen your own expertise through collaborative learning. About You A passion for Compliance – You have 5 years or more experience in Asset Management performing a compliance‑related function. Risk‑Intelligent mindset – You have a solid understanding of portfolio compliance and its role within a broader risk‑management framework. A passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives. Critical Thinking – You possess an analytical mindset and like to solve problems. Curiosity – You are inquisitive and are not afraid to ask questions. Collaborative Communication – You communicate effectively and have a collaborative spirit that helps you to work well with others. Project Management – You have strong project‑management skills. Organization – You are organized and can manage multiple tasks and interruptions. Technology Savvy – You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Prior experience with Charles River, FundApps and client reporting tools is an asset. Qualifications – You hold an undergraduate degree or equivalent. A Master’s degree or CFA designation is considered an asset. The starting salary range for this position is $100,000 annually. The salary range provided reflects the base salary range for this position as required by legislation. In addition, there is an annual performance bonus which contributes to the total compensation of this position. Further questions may be directed to the HR team during the interview process. About Connor, Clark & Lunn Financial Group At Connor, Clark & Lunn Financial Group, we understand the value of opportunity – for our clients and our team. Independent and employee‑owned, we partner with investment professionals to grow successful asset‑management businesses, providing the space to innovate and truly make an impact. With more than 40 years of history and offices across Canada and in the US, the UK and India, CC&L Financial Group and our multi‑boutique family of affiliate firms collectively manage over $167 billion in assets, providing a diverse range of traditional and alternative investment products and solutions to institutional, high‑net‑worth and retail clients. For a closer look at how you can build your career with us, we invite you to explore www.cclgroup.com. Connor, Clark & Lunn Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal‑opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age. Seniority level Mid‑Senior level Employment type Full‑time Job function Legal Apply for this Position Referrals increase your chances of interviewing at Connor, Clark & Lunn Financial Group (CC&L) by 2x. #J-18808-Ljbffr
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Senior Portfolio Compliance Analyst
14 hours ago
Vancouver, Canada Connor, Clark & Lunn Financial Group (CC&L) Full timeJoin to apply for the Senior Portfolio Compliance Analyst role at Connor, Clark & Lunn Financial Group (CC&L) Location: Vancouver Interested in joining one of Canada’s top performing asset managers? We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment...
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Senior Portfolio Compliance Analyst
1 week ago
Vancouver, British Columbia, Canada Connor, Clark & Lunn Financial Group Full time $100,000 per yearSenior Portfolio Compliance AnalystConnor, Clark & Lunn Financial GroupLocation: VancouverInterested in joining one of Canada's top performing asset managers? We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process, and in this position, you will have...
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Vancouver, Canada Connor, Clark & Lunn group Full timeA leading asset management firm in Vancouver is seeking a Senior Portfolio Compliance Analyst to join their Portfolio Compliance Team. This role involves creating and monitoring compliance rules, enhancing policies, and supporting various business groups. Candidates should have over 5 years of experience in asset management compliance, strong analytical...
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Vancouver, Canada Connor, Clark & Lunn group Full timeA leading asset management firm in Vancouver is seeking a Senior Portfolio Compliance Analyst to join their Portfolio Compliance Team. This role involves creating and monitoring compliance rules, enhancing policies, and supporting various business groups. Candidates should have over 5 years of experience in asset management compliance, strong analytical...
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Vancouver, Canada Connor, Clark & Lunn group Full timeA leading asset management firm in Vancouver is seeking a Senior Portfolio Compliance Analyst to join their Portfolio Compliance Team. This role involves creating and monitoring compliance rules, enhancing policies, and supporting various business groups. Candidates should have over 5 years of experience in asset management compliance, strong analytical...
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Senior Portfolio Compliance Analyst
1 week ago
Vancouver, Canada Connor, Clark & Lunn group Full timeLocation: Vancouver, British Columbia Job Id:2227 # of Openings:1 Connor, Clark & Lunn Financial Group Interested in joining one of Canada’s top performing asset managers? We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process, and in this...
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Senior Portfolio Compliance Analyst
1 week ago
Vancouver, Canada Connor, Clark & Lunn group Full timeLocation: Vancouver, British Columbia Job Id: 2227 # of Openings: 1 Connor, Clark & Lunn Financial Group Interested in joining one of Canada’s top performing asset managers? We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process, and in this...
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Senior Portfolio Compliance Analyst
1 week ago
Vancouver, Canada Connor, Clark & Lunn group Full timeLocation: Vancouver, British Columbia Job Id:2227 # of Openings:1 Connor, Clark & Lunn Financial Group Interested in joining one of Canada’s top performing asset managers? We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process, and in this...
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Senior Portfolio Compliance Analyst
1 week ago
Vancouver, British Columbia, Canada Connor, Clark & Lunn Financial Group (CC&L) Full time $85,000 - $110,000 per yearConnor, Clark & Lunn Financial GroupLocation: VancouverInterested in joining one of Canada's top performing asset managers? We are looking for aSenior Portfolio Compliance Analystto join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process, and in this position, you will have the opportunity to work alongside...
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Senior Portfolio Compliance Analyst — Elevate Risk
21 hours ago
Vancouver, Canada Connor, Clark & Lunn Financial Group (CC&L) Full timeA leading asset management firm in Vancouver is seeking a Senior Portfolio Compliance Analyst to join their Portfolio Compliance Team. The ideal candidate will have over 5 years of experience in Asset Management, focusing on compliance roles. Responsibilities include monitoring compliance rules, improving policies, and collaborating with stakeholders. A...