Senior Financial Examiner
4 weeks ago
Join the Investment Industry Regulatory Organization of Canada (IIROC) as a Senior Financial Examiner and contribute to maintaining the integrity of the Canadian capital markets.
Key Responsibilities:- Conduct financial examinations to ensure compliance with regulatory requirements
- Review financial filing reviews and audit working paper files to identify potential issues
- Collaborate with stakeholders to resolve examination findings and implement corrective actions
- Stay up-to-date with regulatory changes and industry developments to maintain expertise
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal skills
- Ability to work independently and as part of a team
- Proficiency in financial analysis and regulatory requirements
Why Work with IIROC?
As a Senior Financial Examiner with IIROC, you will have the opportunity to work in a dynamic and collaborative environment, contributing to the protection of investors and maintaining the integrity of the Canadian capital markets.
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Senior Financial Examiner
3 weeks ago
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeSenior Financial ExaminerPosition Title: Senior Financial ExaminerDepartment: Financial ComplianceLocation: TorontoStatus: Permanent Full-time (Hybrid)The Senior Financial Examiner plays a critical role in ensuring the integrity of financial markets by conducting thorough examinations and reviews of financial institutions.Key Responsibilities:Conducting...
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Senior Financial Examiner
1 month ago
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeSenior Financial ExaminerJoin the Investment Industry Regulatory Organization of Canada as a Senior Financial Examiner and contribute to the integrity of the financial markets.Key Responsibilities:Conduct thorough financial examinations to ensure compliance with regulatory requirements.Review and analyze financial filing documents to identify potential...
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Senior Financial Examiner
1 month ago
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeSenior Financial ExaminerJoin the Investment Industry Regulatory Organization of Canada as a Senior Financial Examiner and contribute to the integrity of the financial markets.Key Responsibilities:Conduct thorough financial examinations to ensure compliance with regulatory requirements.Review and analyze financial filing documents to identify potential...
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Financial Institutions Examiner
3 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerAbout the Role:At Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a Financial Institutions Examiner, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and...
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Financial Institutions Examiner
2 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeAt Velocity Trade Capital Ltd, we are seeking a skilled Financial Institutions Examiner to join our team. This role is responsible for ensuring that our financial services and institutions comply with governing legislation and regulation.The ideal candidate will have a Bachelor's degree and 2 years to less than 3 years of experience in a related field. They...
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Financial Institutions Examiner
3 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerAbout the Role:At Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a Financial Institutions Examiner, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and...
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Financial Institutions Examiner
3 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerVelocity Trade Capital Ltd is seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will be responsible for examining financial services and institutions to ensure compliance with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Institutions Examiner
4 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerWe are seeking a highly skilled Financial Institutions Examiner to join our team at Velocity Trade Capital Ltd. As a Financial Institutions Examiner, you will be responsible for ensuring that financial services and institutions comply with governing legislation and regulation.Key Responsibilities:Conduct thorough...
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Financial Institutions Examiner
4 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerWe are seeking a highly skilled Financial Institutions Examiner to join our team at Velocity Trade Capital Ltd. As a Financial Institutions Examiner, you will be responsible for ensuring that financial services and institutions comply with governing legislation and regulation.Key Responsibilities:Conduct thorough...
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Financial Institutions Examiner
3 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeAt Velocity Trade Capital Ltd, we are seeking a skilled Financial Institutions Examiner to join our team. As a key member of our regulatory compliance team, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and regulation.The ideal candidate will have a strong background in...
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Financial Institutions Examiner
2 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob SummaryVelocity Trade Capital Ltd is seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our compliance department, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and regulation.Key ResponsibilitiesIdentify clients' financial...
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Financial Institutions Examiner
2 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob SummaryVelocity Trade Capital Ltd is seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our compliance department, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and regulation.Key ResponsibilitiesIdentify clients' financial...
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Financial Institutions Examiner
4 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeFinancial Institutions ExaminerAt Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Institutions Examiner
4 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeFinancial Institutions ExaminerAt Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Institutions Examiner
1 month ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeFinancial Institutions ExaminerAt Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Institutions Examiner
1 month ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeFinancial Institutions ExaminerAt Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Institutions Examiner
1 month ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerVelocity Trade Capital Ltd is seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Institutions Examiner
4 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeFinancial Institutions ExaminerAt Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will play a crucial role in ensuring the compliance of financial services and institutions with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Institutions Examiner
4 weeks ago
Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeFinancial Institutions ExaminerAt Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our organization, you will play a crucial role in ensuring the compliance of financial services and institutions with governing legislation and regulation.Key Responsibilities:Identify clients'...
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Financial Analyst
4 weeks ago
Toronto, Ontario, Canada CMLS Financial Ltd. Full timeFinancial Analyst Job DescriptionCMLS Financial Ltd. is seeking a skilled Financial Analyst to join our team. As a Financial Analyst, you will be responsible for examining and analyzing financial and investment information, preparing company and industry outlooks, and providing investment advice to clients and senior company officials.Key...