Financial Institutions Examiner

4 weeks ago


Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full time
Job Summary

Velocity Trade Capital Ltd is seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our compliance department, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and regulation.

Key Responsibilities
  • Identify clients' financial goals and objectives
  • Monitor client investments
  • Analyze clients' financial records
  • Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
  • Arrange for sale of financial products and investments
  • Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
  • Assist in the planning and execution of financial statement audits
Requirements
  • Bachelor's degree
  • 2 years to less than 3 years of experience
  • Canadian Securities Course (CSC)
  • Conduct and Practices Handbook course
  • Bloomberg Terminal
  • MS Office
What We Offer
  • Dental plan
  • Health care plan
  • Vision care benefits
  • Bonus
  • Paid time off (volunteering or personal days)
  • Work Term: Permanent
  • Work Language: English
  • Hours: 35 hours per week


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