Financial Institutions Examiner
4 weeks ago
At Velocity Trade Capital Ltd, we are seeking a skilled Financial Institutions Examiner to join our team. As a key member of our regulatory compliance team, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and regulation.
The ideal candidate will have a strong background in financial examination, with a focus on regulatory compliance. You will be responsible for identifying clients' financial goals and objectives, monitoring client investments, and analyzing clients' financial records. You will also be responsible for making recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning, and arranging for the sale of financial products and investments.
In addition to your technical skills, you will be a strong communicator with excellent oral and written communication skills. You will be able to work effectively in a fast-paced environment, under pressure, and with tight deadlines. You will also be a team player, with a strong sense of judgment and organization.
We offer a competitive salary and benefits package, including a bonus, paid time off, and a comprehensive health benefits plan. If you are a motivated and detail-oriented individual with a passion for financial examination, we encourage you to apply for this exciting opportunity.
Key Responsibilities:
- Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
- Identify clients' financial goals and objectives
- Monitor client investments
- Analyze clients' financial records
- Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
- Arrange for the sale of financial products and investments
Requirements:
- Bachelor's degree
- 2 years to less than 3 years of experience
- Canadian Securities Course (CSC)
- Conduct and Practices Handbook course
- Bloomberg Terminal
- MS Office
Working Conditions:
- Fast-paced environment
- Work under pressure
- Tight deadlines
Personal Suitability:
- Excellent oral communication
- Excellent written communication
- Judgement
- Organized
- Team player
Benefits:
- Bonus
- Paid time off
- Comprehensive health benefits plan
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Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerAbout the Role:At Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a Financial Institutions Examiner, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and...
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Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob Title: Financial Institutions ExaminerAbout the Role:At Velocity Trade Capital Ltd, we are seeking a highly skilled Financial Institutions Examiner to join our team. As a Financial Institutions Examiner, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and...
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Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob SummaryVelocity Trade Capital Ltd is seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our compliance department, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and regulation.Key ResponsibilitiesIdentify clients' financial...
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Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob SummaryVelocity Trade Capital Ltd is seeking a highly skilled Financial Institutions Examiner to join our team. As a key member of our compliance department, you will be responsible for reviewing and examining financial services and institutions to ensure compliance with governing legislation and regulation.Key ResponsibilitiesIdentify clients' financial...
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Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob SummaryWe are seeking a highly skilled Financial Institutions Examiner to join our team at Velocity Trade Capital Ltd. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.Key ResponsibilitiesIdentify clients' financial goals and...
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Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full timeJob SummaryWe are seeking a highly skilled Financial Institutions Examiner to join our team at Velocity Trade Capital Ltd. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.Key ResponsibilitiesIdentify clients' financial goals and...
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