Financial Institutions Examiner

3 weeks ago

Toronto, Ontario, Canada VELOCITY TRADE CAPITAL LTD Full time
Job Summary

We are seeking a highly skilled Financial Institutions Examiner to join our team at Velocity Trade Capital Ltd. As a key member of our organization, you will be responsible for ensuring the compliance of financial services and institutions with governing legislation and regulation.

Key Responsibilities
  • Identify clients' financial goals and objectives
  • Monitor client investments
  • Analyze clients' financial records
  • Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
  • Arrange for sale of financial products and investments
  • Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
  • Assist in the planning and execution of financial statement audits
Requirements
  • Bachelor's degree
  • Canadian Securities Course (CSC)
  • Conduct and Practices Handbook course
  • Bloomberg Terminal
  • MS Office
What We Offer
  • Dental plan
  • Health care plan
  • Vision care benefits
  • Bonus
  • Paid time off (volunteering or personal days)
  • Permanent position
  • 35 hours per week

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