Senior Securities Law Clerk
3 days ago
Job Type: Full-time, permanent
Location: Toronto
Salary: $100,000
Benefits: Excellent benefits
Remote Flexibility: Hybrid remote flexibility
About the RoleWe are seeking a highly experienced Securities Law Clerk to join our team at Kent Legal. As a Senior Securities Law Clerk, you will play a critical role in supporting our lawyers with registration applications, drafting supporting documents, and maintaining minute book filings for reporting issuers and their subsidiaries.
Key Responsibilities:
- Draft and prepare reports such as insider/early warning reports and exempt trade reports;
- Perform SEDAR and SEDI filings;
- Conducting searches of public company information on SEDAR+ and EDGAR;
- Drafting annual and special meeting materials including proxy materials, scripts, minutes, etc;
- Assist clients with registration-related filings;
- Support lawyers with registration applications and draft supporting documents;
- Updating minute book information and maintaining minute book filings for reporting issuers and their subsidiaries;
- Preparing and attending to stock exchange, SEDAR+, SEDI and NRD dealer, advisor, investment fund manager and exempted registrant filings;
- Advising on filing fee requirements and assisting with capital markets participation fee calculations and filings;
- Draft routine correspondence;
- Perform registration status searches;
- Compile continuous disclosure binders
- Prepare reporting issuer status lists;
- Additional duties as assigned.
To be successful in this role, you will need:
- 10+ years of experience working as a Securities Law Clerk;
- Law Clerk diploma from accredited institute;
- University degree is an asset;
- Working knowledge Canadian securities laws (including instruments, rules, forms and related policies) and stock exchanges rules and policies;
- Strong working relationships with the Ontario Securities Commission and stock exchanges;
- Knowledge of securities requirements in the US is an asset;
- Experience with the dealer/adviser/investment fund manager registration/exemption processes;
- Proficiency with SEDAR, SEDI, and NRD;
- Experience with Microsoft Office (Word, Outlook, Excel, PowerPoint);
- Excellent attention to detail;
- Ability to work in a fast-paced and deadline-driven environment; and
- Strong verbal and written communication skills.
If you are a motivated and experienced Securities Law Clerk looking for a new challenge, please submit your MS Word resume to Kent Legal, quoting Opportunity # 16654 in the subject line of your email. We look forward to hearing from you
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Toronto, Ontario, Canada Kent Legal Full time{"title": "Securities Law Clerk - Senior Role", "subtitle": "Join Kent Legal as a Senior Securities Law Clerk", "content": "At Kent Legal, we are seeking a highly experienced Securities Law Clerk to join our team. As a Senior Securities Law Clerk, you will play a critical role in supporting our lawyers with registration applications, drafting supporting...
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Toronto, Ontario, Canada Kent Legal Full time{"title": "Securities Law Clerk - Senior Role", "subtitle": "Join Kent Legal as a Senior Securities Law Clerk", "content": "At Kent Legal, we are seeking a highly experienced Securities Law Clerk to join our team. As a Senior Securities Law Clerk, you will play a critical role in supporting our lawyers with registration applications, drafting supporting...
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