Senior Securities Law Clerk

7 days ago

Toronto, Ontario, Canada Kent Legal Full time
{"title": "Securities Law Clerk - Senior Role", "subtitle": "Join Kent Legal as a Senior Securities Law Clerk", "content": "

At Kent Legal, we are seeking a highly experienced Securities Law Clerk to join our team. As a Senior Securities Law Clerk, you will play a critical role in supporting our lawyers with registration applications, drafting supporting documents, and maintaining minute book filings for reporting issuers and their subsidiaries.

Key Responsibilities:

  • Draft and prepare reports such as insider/early warning reports and exempt trade reports;
  • Perform SEDAR and SEDI filings;
  • Conducting searches of public company information on SEDAR+ and EDGAR;
  • Drafting annual and special meeting materials including proxy materials, scripts, minutes, etc;
  • Assist clients with registration-related filings;
  • Support lawyers with registration applications and draft supporting documents;
  • Updating minute book information and maintaining minute book filings for reporting issuers and their subsidiaries;
  • Preparing and attending to stock exchange, SEDAR+, SEDI and NRD dealer, advisor, investment fund manager and exempted registrant filings;
  • Advising on filing fee requirements and assisting with capital markets participation fee calculations and filings;
  • Draft routine correspondence;
  • Perform registration status searches;
  • Compile continuous disclosure binders
  • Prepare reporting issuer status lists;

Requirements:

  • 10+ years of experience working as a Securities Law Clerk;
  • Law Clerk diploma from accredited institute;
  • University degree is an asset;
  • Working knowledge Canadian securities laws (including instruments, rules, forms and related policies) and stock exchanges rules and policies;
  • Strong working relationships with the Ontario Securities Commission and stock exchanges;
  • Knowledge of securities requirements in the US is an asset;
  • Experience with the dealer/adviser/investment fund manager registration/exemption processes;
  • Proficiency with SEDAR, SEDI, and NRD;
  • Experience with Microsoft Office (Word, Outlook, Excel, PowerPoint);
  • Excellent attention to detail;
  • Ability to work in a fast-paced and deadline-driven environment; and
  • Strong verbal and written communication skills.

How to Apply:

Please email your MS Word resume to Kent Legal, quoting Opportunity # 16654 in the subject line. If you are already registered with Kent Legal, please get in touch with your recruitment consultant.

", "company": "Kent Legal", "location": "Toronto"}

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