Senior Manager, Regulatory Compliance Expert

Job Title: Regulatory Compliance ExpertAbout Exchange Bank of CanadaExchange Bank of Canada is a Schedule 1 bank headquartered in Toronto, Canada. The bank provides wholesale foreign exchange services and international payment solutions to financial institutions and corporations.Salary: $90,000 - $120,000 per year, depending on experience.Job Description:We...

About the JobAs a Senior Compliance Business Oversight Officer at The Toronto-Dominion Bank (Canada), you will be a key member of our Canadian Banking Compliance team. Your primary responsibility will be to provide guidance, oversight, and expertise to our businesses on regulatory requirements and controls.This role is ideal for an individual with excellent...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...

We are seeking a seasoned Senior Compliance Director to join our team at Transamerica. This role will be responsible for leading our compliance efforts, ensuring we maintain the highest standards of regulatory excellence in the insurance industry.Key Responsibilities:Evaluate and implement comprehensive compliance strategies to ensure adherence to regulatory...

At CI Financial, we're committed to fostering a culture of compliance that aligns with securities industry rules and regulations. As a Senior Compliance Officer, you'll play a key role in supporting our Director, Compliance and Senior Management in ensuring our organization meets its regulatory requirements.Key ResponsibilitiesProvide strategic support to...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

About the RoleThis is a hybrid role with a mix of remote and in-office working. At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we're constantly seeking new and better ways to help our clients.Job...

Job DescriptionAt CI Financial, we offer a unique work environment that values employee growth and development.Job OverviewThis role is part of the Enterprise Compliance Team, responsible for developing, enhancing, and maintaining our Enterprise Compliance programs. Key responsibilities include reporting, data analysis, regulatory compliance management, and...

Job Summary:This is a senior leadership position within the Regulatory Operations & Controls Department at Scotiabank. The successful candidate will be responsible for ensuring the bank's regulatory compliance programs are aligned with industry best practices and regulatory requirements.About Scotiabank:Scotiabank is one of Canada's leading banks, committed...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

Senior Technical Lead Role Overview:Financial Services Regulatory Authority of Ontario (FSRA) is seeking a highly skilled Senior Technical Lead to join its team. This is a fantastic opportunity for a dedicated and experienced professional to leverage their expertise in regulatory compliance and risk analysis.Key Responsibilities:Regulatory Expertise: Provide...

About the RoleWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at Fidelity Investments Canada ULC. In this role, you will be responsible for ensuring that our company is in compliance with various regulatory requirements, including those related to securities, mutual funds, and other financial...

Compliance OpportunityAre you a skilled analyst looking to leverage your expertise in compliance and risk management? We are seeking a talented individual to join our team in the development and delivery of high-quality compliance initiatives across Royal Bank of Canada. Key Responsibilities:Develop and implement compliance programs to ensure adherence to...

Job SummaryThis Senior Manager position is a key role in the Regulatory Operations & Controls Department, responsible for executing individual goals and initiatives that support the team's business strategies.Key ResponsibilitiesAlign day-to-day activities with the Bank's risk culture, risk appetite statement, and limits to ensure efficient operations and...

Job SummaryThe Compliance Officer will play a critical role in supporting the Regulatory Compliance Management framework at Alterna Savings. As a subject matter expert on regulatory controls, the successful candidate will be responsible for analyzing and assessing risks related to regulations, executing the ongoing monitoring and control testing plan, and...

Requisition ID: 204616At Scotiabank, we're committed to excellence in compliance and risk management. As the Senior Manager, Global Compliance Expert, you'll play a pivotal role in steering our Enterprise Anti-Money Laundering Program. Your expertise will be crucial in crafting and overseeing reports that comply with regulatory requirements and internal...

About the RoleWe are seeking a highly skilled Regulatory Compliance Senior Specialist to join our team at Fidelity Investments Canada ULC.This is a hybrid role with a mix of remote and in-office working, allowing you to maintain a healthy work-life balance while being part of a dynamic and growing organization.As a key member of the Compliance Department...

Job Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...

Job Title: Deposits Compliance ManagerDirect PlacementSalary: C$110k - 125k/yearLocation: Toronto, ONWork Type: Hybrid, 60% RemoteAbout the RoleWe are seeking a seasoned regulatory compliance expert to join our team in Toronto, Canada. As a Deposits Compliance Manager, you will play a crucial role in ensuring our organization's adherence to Canadian...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Manager to join our team at the City of Toronto.Job SummaryThe successful candidate will be responsible for leading and overseeing the development and implementation of data-informed, risk-based audit techniques, procedures, and programs to monitor compliance of licensees and...