Compliance Auditor Position

2 weeks ago

Winnipeg, Manitoba, Canada Manitoba Government Full time

Job Title: Compliance Auditor

Job Summary: We are seeking a highly skilled Compliance Auditor to join our team at the Manitoba Government. The successful candidate will be responsible for auditing registrants under The Securities Act and The Commodity Futures Act to ensure compliance with applicable legislation and policies.

Key Responsibilities:

  • Audit registrants under The Securities Act and The Commodity Futures Act
  • Ensure compliance with applicable legislation and policies
  • Work with limited involvement from the Deputy Director to complete audits and finalize results
  • Assist in the administration of ongoing oversight of recognized self-regulatory organizations (SROs) and other entities regulated or subject to oversight by the Commission

Requirements:

  • Canadian Chartered Professional Accountant (CPA, CPA-CA, CPA-CGA, CPA-CMA) in good standing
  • Diverse audit experience, including performing comprehensive financial, compliance, and/or operational audits
  • Experience in applying Canadian auditing standards and accounting principles and practices
  • Excellent written and verbal communication skills
  • Excellent interpersonal skills with the ability to develop respectful and collaborative working relationships with a variety of internal and external stakeholders
  • Strong analytical, critical thinking, and problem-solving skills
  • Ability to work independently with minimal supervision
  • Excellent time management skills with the ability to quickly assimilate information, multi-task, and adapt to changing priorities to successfully operate within a deadline-driven environment
  • Proficiency with Microsoft Office Suite, including Word, Outlook, and Excel

Preferred Qualifications:

  • Experience in interpreting, explaining, and applying legislation and regulations in a regulatory environment
  • Understanding of the operations of the securities and futures market
  • Completion of securities industry courses, such as The Canadian Securities Course

What We Offer:

  • A competitive salary range of $79,000 to $98,000 per year
  • A comprehensive benefits package
  • Opportunities for professional growth and development

How to Apply: If you are a motivated and detail-oriented individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity. Please submit your application, including your resume and cover letter, to [insert contact information].

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