Compliance Auditor

3 weeks ago

Winnipeg, Manitoba, Canada Manitoba Government Full time
Job Title: Compliance Auditor

We are seeking a highly skilled Compliance Auditor to join our team at the Manitoba Government. As a Compliance Auditor, you will be responsible for ensuring that registrants under The Securities Act and The Commodity Futures Act comply with applicable legislation and policies.

Key Responsibilities:
  • Conduct audits of registrants to ensure compliance with applicable legislation and policies
  • Finalize audit results and assist in the administration of ongoing oversight of recognized self-regulatory organizations (SROs) and other entities regulated or subject to oversight by the Commission
  • Develop and maintain relationships with internal and external stakeholders
  • Stay up-to-date with changes in legislation and regulations
Requirements:
  • Canadian Chartered Professional Accountant (CPA, CPA-CA, CPA-CGA, CPA-CMA) in good standing
  • Diverse audit experience, including performing comprehensive financial, compliance, and/or operational audits
  • Experience in applying Canadian auditing standards and accounting principles and practices
  • Excellent written and verbal communication skills
  • Strong analytical, critical thinking, and problem-solving skills
Preferred Qualifications:
  • Experience in interpreting, explaining, and applying legislation and regulations in a regulatory environment
  • Understanding of the operations of the securities and futures market
  • Completion of securities industry courses such as The Canadian Securities Course

We offer a competitive salary range of $79,000 to $98,000 per year, as well as a comprehensive benefits package and opportunities for professional growth and development.

The Manitoba government is committed to equity, diversity, and inclusion in the workplace and is an equal opportunities employer. We welcome applications from diverse candidates and are committed to building an inclusive and accessible workplace culture.

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