Compliance Auditor

4 weeks ago


Winnipeg, Manitoba, Canada Manitoba Government Full time
Job Title: Compliance Auditor

The Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for auditing registrants under The Securities Act and The Commodity Futures Act to ensure compliance with applicable legislation and policies.

Key Responsibilities:
  • Conduct comprehensive financial, compliance, and operational audits
  • Apply Canadian auditing standards and accounting principles and practices
  • Develop and maintain respectful and collaborative working relationships with internal and external stakeholders
  • Assist in the administration of ongoing oversight of recognized self-regulatory organizations (SROs) and other entities regulated or subject to oversight by the Commission
Requirements:
  • Canadian Chartered Professional Accountant (CPA, CPA-CA, CPA-CGA, CPA-CMA) in good standing
  • Diverse audit experience, including performing comprehensive financial, compliance, and/or operational audits
  • Excellent written and verbal communication skills
  • Strong analytical, critical thinking, and problem-solving skills
  • Ability to work independently with minimal supervision
  • Proficiency with Microsoft Office Suite, including Word, Outlook, and Excel
Preferred Qualifications:
  • Experience in interpreting, explaining, and applying legislation and regulations in a regulatory environment
  • Understanding of the operations of the securities and futures market
  • Completion of securities industry courses, such as The Canadian Securities Course


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