Senior Compliance Lead

4 weeks ago

Montreal, Quebec, Canada Sun Life Full time
About the Role

Sun Life is seeking a seasoned professional to lead our Group Retirement Services (GRS) Compliance team. As Senior Compliance Lead, you will be responsible for providing independent compliance oversight, guidance, and support to our GRS business.

The ideal candidate will have extensive knowledge of the regulatory environment, emerging issues impacting the business, and the products and services offered by GRS. They will possess strong leadership skills, with the ability to develop and lead an effective team.

Key Responsibilities:
  • Develop and implement a comprehensive compliance strategy for the GRS business, ensuring alignment with regulatory requirements.
  • Collaborate with stakeholders to identify and mitigate compliance risks, ensuring a robust control environment.
  • Provide expert advice on regulatory matters, influencing business decisions to ensure compliant outcomes.
  • Oversee the development and implementation of policies, procedures, and controls to ensure ongoing compliance verification.
  • Prepare regular compliance reports and updates for senior management, highlighting key trends and insights.
Requirements:
  • Bachelor's degree in a relevant field or equivalent experience.
  • 10+ years of experience in compliance, with a focus on financial services and regulation.
  • Proven track record of leading high-performing teams and driving compliance initiatives.
  • Strong analytical and problem-solving skills, with the ability to interpret complex regulatory requirements.
  • Excellent communication and interpersonal skills, with the ability to influence at all levels of the organization.
Preferred Qualifications:
  • Experience working in a 3LOD environment, with a deep understanding of Regulatory Compliance Management.
  • Knowledge of Excel and macro writing skills, with the ability to analyze trends and create data-driven insights.
  • Fluency in French, with the ability to communicate effectively with stakeholders.
Estimated Salary Range:

$120,000 - $160,000 per annum, depending on experience.

  • Senior Global Tax Compliance Lead

    2 weeks ago

    Montreal, Quebec, Canada Cirque du Soleil Entertainment Group Full time

    Are you a seasoned tax professional looking to take your career to the next level? We are seeking a Senior Global Tax Compliance Lead to join our team at Cirque du Soleil Entertainment Group in Montreal.Company OverviewCirque du Soleil is a world-renowned entertainment company that has been pushing the boundaries of creativity and innovation for over 30...

  • Compliance Risk Manager Senior

    2 weeks ago

    Montreal, Quebec, Canada Crédit Agricole SA Full time

    We are seeking a highly skilled Compliance Risk Manager Senior to join our team at Crédit Agricole Corporate and Investment Bank. The role will involve working closely with senior management to identify, assess, and mitigate compliance risks across the organization.Job OverviewThe Compliance Risk Manager Senior will be responsible for developing and...

  • Regional Ethics and Compliance Lead

    4 weeks ago

    Montreal, Quebec, Canada WSP Full time

    We are seeking a seasoned Regional Ethics and Compliance Lead to join our team at WSP. As a key member of our organization, you will oversee the implementation of global ethics and compliance activities in the region, ensuring a strong foundation for our business operations.Key Responsibilities:Oversight of regional ethics and compliance teams to deliver...

  • Senior Legal Compliance Officer

    4 weeks ago

    Montreal, Quebec, Canada Banque Nationale du Canada Full time

    Company OverviewBanque Nationale du Canada is a leading financial institution committed to providing innovative solutions for its clients. With a strong presence in the market, we strive to foster a positive impact on people's lives.Estimated Salary$120,000 - $180,000 per year, based on experience and qualifications.Job DescriptionThis Senior Legal...

  • Senior Financial Analyst for Regulatory Compliance

    4 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    OverviewNational Bank, a leading financial services firm, is seeking a Senior Financial Analyst to join their Communications Surveillance team in the Financial Markets division.This role offers a unique opportunity to make a positive impact on the organization by reducing regulatory risk through diligent review of communications and ensuring compliance with...

  • Senior Sanctions Compliance Investigator

    5 days ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the JobSociete Generale's US Financial Crime Compliance Department is seeking a Senior Sanctions Compliance Investigator to join their team. This role will support the Sanctions Investigations team in accomplishing one of its key responsibilities, the review of static and live transactional alerts for potential matches to OFAC, EU, and other...

  • Lead Sanctions Expert and Compliance Strategist

    4 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    A career as a Senior Legal Advisor in the Screening and Regulatory Financial Transactions Reporting team at National Bank, within the Compliance sector, means acting as an expert with the Head of International Sanctions for screening activities.This position allows you to have a positive impact on our organization through your leadership and communication...

  • Senior Compliance Specialist ITGC

    4 weeks ago

    Montreal, Quebec, Canada BRP Full time

    Explore an exciting opportunity to lead the SAP Security SOX compliance team at BRP.About UsWe are a world leader in recreational vehicles and boats, creating innovative ways to move on snow, water, asphalt, dirt, and even in the air. Headquartered in Valcourt, Quebec, our company is rooted in a spirit of ingenuity and intense customer focus. Today, we...

  • Senior Export Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada Siemens Energy Full time

    Siems Energy is seeking a highly skilled Senior Export Compliance Specialist to join our team in Canada.Job SummaryWe are looking for an experienced professional to support the business units and Global Export Controls team in implementing and monitoring the company's export compliance program. The successful candidate will document, help execute, and...

  • Senior Compliance Officer

    4 weeks ago

    Montreal, Quebec, Canada Staffing In Motion Full time

    Key ResponsibilitiesAs a Senior Compliance Officer, you will be responsible for the daily implementation of compliance policies and procedures, ensuring that all investment activities align with client investment policies and applicable legislation.You will review and update the Investment Management Department's policies, procedures, and communications and...

  • Senior Tax Compliance Specialist

    2 weeks ago

    Montreal, Quebec, Canada dormakaba International Holding AG Full time

    We are seeking a highly skilled Senior Tax Compliance Specialist to join our team in Montreal, QC.As a Senior Tax Compliance Specialist, you will be responsible for ensuring all tax compliance, reporting, and auditing requirements are met for two of our Canadian subsidiaries.The estimated salary for this position is $120,000 - $150,000 per year, depending on...

  • Senior ITGC Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada BRP Full time

    **Job Summary:**We are seeking a highly skilled Senior ITGC Compliance Specialist to join our team at BRP. In this role, you will be responsible for leading the SAP Security SOX compliance team and coordinating SOX audit activities with various I&T teams.**Responsibilities:**Lead the SAP Security SOX compliance teamCoordinate SOX audit activities with...

  • Senior Regulatory Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada PSP Investments Full time

    About PSP InvestmentsPSP Investments is a leading Canadian institutional investor with a vision to deliver superior returns through disciplined investment management and a commitment to excellence in governance, risk management and asset allocation.Job DescriptionWe are seeking a highly skilled Senior Regulatory Compliance Specialist to join our Legal...

  • Senior Safety and Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada Randstad Canada Full time

    Job OverviewWe are seeking a Senior Safety and Compliance Specialist to join our team at Randstad Canada. This is a permanent full-time position that offers a competitive salary, bonus program, and comprehensive benefits package.

  • Senior Internal Controller

    2 weeks ago

    Montreal, Quebec, Canada Kaizen Lab Inc. Full time

    Kaizen Lab Inc. is seeking a highly skilled Senior Internal Controller to lead our Sarbanes-Oxley (SOX) compliance program in Canada.Job SummaryWe are looking for a seasoned professional with a strong background in internal control, governance, and risk management to oversee our SOX compliance efforts. The successful candidate will be responsible for...

  • Tax Compliance Director

    4 weeks ago

    Montreal, Quebec, Canada Cirque du Soleil Entertainment Group Full time

    Job Description:Cirque du Soleil Entertainment Group seeks an experienced Tax Compliance Director to lead our global tax compliance obligations, transfer pricing documentation, and tax provision.Responsibilities:Proactively inform senior management of changes in tax law impacting the company, new compliance regulations, and measure the tax implications for...

  • Operational Compliance Expert Lead

    4 weeks ago

    Montreal, Quebec, Canada NBC Full time

    Job DescriptionWe are seeking a skilled Operational Compliance Expert Lead to join our Investment Operations team at National Bank. As a key member of the team, you will be responsible for ensuring the effective operationalization of regulatory requirements and promoting a healthy compliance culture.The ideal candidate will have a strong background in...

  • Strategic Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada Desjardins Group Full time

    Senior Advisor, Legal and Regulatory ComplianceAs a seasoned legal and regulatory compliance professional, you play a pivotal role in designing, implementing, and overseeing the organization's compliance framework. You work closely with stakeholders to ensure that all operations are aligned with organizational standards and regulations. Your expertise is...

  • Senior Compliance Software Developer

    2 weeks ago

    Montreal, Quebec, Canada QUANTEAM - North America (RAINBOW PARTNERS Group) Full time

    Job Title: Senior Compliance Software DeveloperAbout the Company:Quanteam, a consulting firm specializing in Banking, Finance, and Financial Services, is part of RAINBOW PARTNERS Group. Guided by our core values, our team collaborates across 10 international offices.Role Overview:The compliance team oversees regulations and policies for the firm's banking...

  • Senior Research Lead

    4 weeks ago

    Montreal, Quebec, Canada Brunel Full time

    Job DescriptionWe are seeking a highly skilled Senior Scientist to join our team as a Senior Research Lead in the LBA department. This role involves leading projects related to Anti Drug Antibody discovery and research, ensuring the overall integrity/quality of assigned studies, and serving as the main contact for client interactions and laboratory...