Financial Controller and Regulatory Compliance Specialist

1 month ago

Old Toronto, Canada Scotiabank Full time

Job Summary:

We are seeking a highly skilled Financial Controller and Regulatory Compliance Specialist to join our team at Scotiabank. As a key member of our finance department, you will be responsible for ensuring the accuracy and completeness of financial and regulatory reporting produced by Global Finance.

About the Role:

The Manager, Global Finance Testing is accountable for performing testing of Global Finance programs, processes, and internal controls to assess design and operating effectiveness and to verify compliance with regulations, policies, and procedures. This role requires strong analytical skills, excellent communication skills, and the ability to work effectively in a fast-paced environment.

Main Responsibilities:

Lead and perform end-to-end planning, execution, and reporting of assigned first-line Global Finance testing engagements, with the objective of evaluating the design and operational effectiveness of regulatory, compliance, and/or operational controls.Conduct interviews and walkthroughs with stakeholder partners to gain a thorough understanding of Finance programs, processes, controls, and reporting.Develop and execute appropriate testing procedures to assess compliance with regulatory reporting guidelines and financial accounting standards and policies.Analyze test results, identify control weaknesses, and draft reportable issues and enhancement opportunities for discussion with process owners and Finance Management.Perform validation and closure testing of Finance testing issues which have been remediated to ensure management action plans appropriately address underlying control weaknesses and risks.Create and manage accurate and timely status updates and dashboards for senior management. Analyze data to identify trends and provide insights for annual test planning and for senior management.

Requirements:

To succeed in this role, you will need:

Bachelor's degree or higher in Business, Accounting, Finance, or a related field.CA/CPA designation is preferred.Minimum 5 years of professional experience in financial accounting and reporting, preferably within the Financial Sector.Proficient in designing, implementing, and managing testing protocols for financial systems and processes.Proven track record of ensuring compliance with financial regulations and standards.Strong analytical skills with the ability to interpret complex financial data, perform variance analysis, and generate accurate reports.Previous experience in Audit, Risk Management, Regulatory Compliance, and/or Internal Control Testing considered an asset.Excellent verbal and written communication skills required to prepare reporting and to interact effectively with stakeholders and management at various levels.Excellent time management, organization, and prioritization skills; able to effectively manage multiple competing priorities effectively and efficiently without compromising quality.Strong business acumen and demonstrated ability to perform quantitative and qualitative analysis, testing, and reporting activities.Exercise sound judgment and discretion in escalating complex and sensitive issues.Strong negotiation skills, with proven ability to influence and secure information and cooperation from others.

What We Offer:

In return for your expertise, we offer a competitive salary range of $120,000 - $180,000 per annum, commensurate with experience, plus a comprehensive benefits package that includes performance bonuses, employee share ownership program, and pension plan matching. You will also have access to career development and progression opportunities, as well as a dynamic and inclusive working environment that encourages creativity and celebrates success.

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