Regulatory Compliance Investigator

Canadian Investment Regulatory Organization is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.Key Highlights:$90,000 - $110,000 per annum (estimated salary range)The role of a Regulatory Compliance Specialist at CIRO involves conducting...

About the RoleWe are seeking an experienced AML Risk Investigator to join our team at The Toronto-Dominion Bank (Canada). As a key member of our regulatory compliance team, you will be responsible for conducting end-to-end enhanced due diligence reviews and investigations of high-risk customers.Job SummaryThe successful candidate will have a strong...

Job Title: Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to ensure the company's compliance with all applicable laws and regulations.Key Responsibilities:Monitor and analyze changes in applicable laws and regulationsDevelop and implement policies and procedures to ensure complianceProvide guidance...

Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team in Toronto.Job Description:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and analyzing changes in laws and...

Job SummaryThe Law Society of Ontario is seeking a highly skilled Investigator to join our Investigation Services team. As an Investigator, you will be responsible for conducting timely, consistent investigations into a wide range of issues related to the professional conduct of Licensees, unauthorized provision of legal services by non-Licensees, and the...

We are currently looking for a Regulatory Compliance Manager to join our team! **Responsibilities**: - Develop and implement AML, compliance, and risk management policies and procedures in accordance with Canadian and US regulations and industry best practices. - Conduct risk assessments to identify potential areas of concern and develop strategies to...

Job DescriptionWe are seeking a skilled Financial Crime Risk Investigator to join our team. As a key member of our compliance function, you will play a critical role in identifying and mitigating financial crime risks across various business lines.About the RoleThis is a senior-level position that requires expertise in financial crime risk management,...

Compliance Officer Role Overviewdestinationone Consulting specializes in recruitment across various sectors including Healthcare, Health Tech, Government, Municipalities, Non-Profits, and Law. We are building a database of opportunities in these fields.This Compliance Officer role is responsible for ensuring that the company and its employees comply with...

**Position**:Compliance Officer & Decision Support (Investigations & Resolutions) **Employment Type**:Full-time, Contract, Hybrid **Length of Contract**: 12 months (possibility of extension) **Reports To**:Manager, Investigations & Resolutions **Salary**:starting from $76,278/year **WHO WE ARE**: The College of Occupational Therapists of Ontario (COTO)...

Regulatory Compliance OfficerbeBee Professionals is a leading company in the industry, and we are seeking a highly qualified Regulatory Compliance Officer to join our team.Job Summary:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and...

Job Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...

At Scotiabank, we help our customers achieve success through a broad range of advice, products and services. We are seeking a Regulatory Compliance Specialist - Governance to contribute to the overall performance of our Global Compliance Trade Surveillance Department.About the RoleWe estimate this role's salary to be around $120,000 per year in Toronto,...

Job Title: Compliance OfficerAbout the Role:1832 Asset Management LP is seeking a skilled Compliance Officer to join our Investment Management Compliance team. As a key member of the team, you will be responsible for assisting in the oversight of our portfolio management and trading activities, ensuring compliance with regulatory requirements and internal...

Investigation Diligence & Compliance Intern - Join Kroll's Global Investigation Diligence & Compliance Team and gain hands-on experience in the dynamic field of Investigation Diligence & Compliance. We are seeking motivated and detail-oriented individuals to contribute as new joiners in this practice._ Kroll consistently provides clients with the...

Job DescriptionDestinationone Consulting is a leading recruitment agency specializing in various sectors, including Healthcare, Health Tech, Government, Non-Profits, and Legal. As a Compliance Officer, you will play a crucial role in ensuring that the company and its employees adhere to internal policies and external regulations.Key Responsibilities:Develop...

Job Title: Deposits Compliance ManagerA dynamic role in a high-growth fintech and banking organization is seeking a dedicated Deposits Compliance Manager to join our team in Toronto, Canada. This is a full-time, permanent position with a 60% remote work option.About the RoleAs a Deposits Compliance Manager, you will play a crucial role in ensuring our...

Job DescriptionAt CI Financial, we offer a unique work environment that values employee growth and development.Job OverviewThis role is part of the Enterprise Compliance Team, responsible for developing, enhancing, and maintaining our Enterprise Compliance programs. Key responsibilities include reporting, data analysis, regulatory compliance management, and...

This role is for Canadian Citizens who would like to work onsite in Upstate New YorkOn-Site Compliance/Deviation Investigator - Upstate New YorkADVENT Engineering is an engineering and consulting firm providing expertise to the pharmaceutical and biotechnology industries. Head-quartered near San Francisco, California, and with operations in the Eastern and...

Core ResponsibilitiesDevelops, implements, and oversees comprehensive plans for regulatory compliance and risk-based audits to ensure adherence to Municipal By-Laws and regulations.Supervises, trains, and motivates assigned staff to ensure effective teamwork, high standards of work quality, and organizational performance.Coordinates the day-to-day operations...

About the JobAs a Senior Compliance Business Oversight Officer at The Toronto-Dominion Bank (Canada), you will be a key member of our Canadian Banking Compliance team. Your primary responsibility will be to provide guidance, oversight, and expertise to our businesses on regulatory requirements and controls.This role is ideal for an individual with excellent...