Investigations & Resolutions Compliance Officer

**Position Title**: Compliance Officer **Location**: Toronto **Status**:Permanent, Full-time **Position Overview**: As a Compliance Officer in the capital markets industry, your primary responsibility will be to assist and support the compliance team in ensuring that the organization operates within the legal and regulatory frameworks. You will play a...

Requisition ID: 182690 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Reporting to the Senior Manager, Investigations, and as a member of the Customer Complaints Appeals Office (Formerly the Office of the Ombudsman), the incumbent independently manages generally straightforward and standard risk...

**Overview** We are seeking a Compliance Officer to join the Purves Redmond Limited team. In this role, you will act as a trusted advisor to colleagues and senior leadership on a wide range of risk and compliance matters. You will play a critical role in ensuring adherence to insurance legislation and promoting a culture of compliance across the...

100 King Street West Toronto Ontario,M5X 1A1 **Your Core Responsibilities will be**: - Triage assigned cases to identify any urgent, sensitive and /or reputational issues - Conduct impartial investigations of complex complaints regarding investment and banking products - Review applicable documents and correspondence such as agreements, terms/conditions,...

**_SCH II-24-0136NE _** **Early Resolutions Officer** **1 - Permanent Position** **Human Rights Office** **Schedule II, Level 6** **(Non-Union - 12 Months)** **$87,186 - $104,634** **Overall Purpose**: Reporting to the Manager, Human Rights, the Early Resolutions Officer will be responsible for providing intake/triaging services, facilitating early...

**Position Title: Investigator** **Department: Investigations** **Location: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the...

**WHY WORK AT HCRA**: We foster a professional home building industry that Ontarians can trust. The Home Construction Regulatory Authority (HCRA) is a not-for-profit corporation that is designated by the provincial government of Ontario to administer and enforce the New Home Construction Licensing Act, 2017 and associated regulations. HCRA holds licensed...

Job SummaryThe Law Society of Ontario is seeking a highly skilled Investigator to join our Investigation Services team. As an Investigator, you will be responsible for conducting timely, consistent investigations into a wide range of issues related to the professional conduct of Licensees, unauthorized provision of legal services by non-Licensees, and the...

Job Title: Compliance Analyst/OfficerCB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON. As a key member of our Canadian Banking Compliance team, you will be responsible for providing guidance, oversight, and expertise to our businesses on regulatory requirements and controls.Key Responsibilities:Provide subject...

**Position Summary** Receive and manage all incoming complaints from the time the criteria of a complaint is identified to when it is disposed of by the Inquiries Complaints and Reports Committee (“ICRC”). Receive and manage all incoming reports about potential incapacitated Registrants from the time the report is received to when it is disposed of by...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...

Job #: **7922** - Division: **Commissioner of Housing Equity** - Vacancy Type: **Full-time Permanent** - Affiliation: **Union: CUPE 79** - Contract Length: - Grade: **TCHC 07** - # of Vacancies: **1** - Salary/Hourly Range: **49.46 - 54.34 per hour** - Hiring range/wage: **49.46 per hour** - Work Details (Days/hours): **35 hours per week, Monday to...

Investigation Diligence & Compliance Intern - Join Kroll's Global Investigation Diligence & Compliance Team and gain hands-on experience in the dynamic field of Investigation Diligence & Compliance. We are seeking motivated and detail-oriented individuals to contribute as new joiners in this practice._ Kroll consistently provides clients with the...

Job Overview:Trinity Consultants - Advent Engineering is seeking a skilled Compliance/Deviation Investigator to join our team. As a key member of our organization, you will be responsible for leading investigations, performing fact-finding assessments, and determining root causes. Responsibilities:Generate and track performance metricsMaintain knowledge of...

Job Title: Senior Compliance OfficerAt CI Financial, we're committed to creating a workplace that's inclusive, empowering, and inspiring. As a Senior Compliance Officer, you'll play a critical role in fostering a culture of compliance within our organization, ensuring we meet the highest standards of regulatory requirements.Key Responsibilities:Provide...

**Synopsis of the role** **What you’ll do** - Partner with internal client departments, such as credit risk, fraud strategy, compliance, etc. - Review, maintain and optimize rules that trigger fraud alerts - Generate performance reports for leadership - Timely reporting of current and historical fraud trends to enrich consortium data - Prepare and present...

**Aviso Wealth**: **The Opportunity**: We’re looking for a Compliance Officer to join our Compliance team. This can be a remote role, however for those who would like to come into the office we are at 151 Yonge St, Toronto, ON. Reporting to the Director Corporate Compliance, the Compliance Officer is primarily responsible for day-to-day compliance...

Are you passionate about protecting the environment? Do you go out of your way to reduce, reuse, and recycle? Do you envision a waste-free future? If you answered yes to those questions, then we’d like to hear from you. We are the Resource Productivity and Recovery Authority (RPRA), Ontario’s circular economy regulator. Our vision is a circular...

Job Title: Chargeback Analyst Job Summary: We are seeking a highly skilled Chargeback Analyst to join our Supply Chain operations team. The successful candidate will play a key role in the logging, tracking, and reporting of customer Chargebacks, as well as reviewing and resolving retailer customer chargebacks. Key Responsibilities: * Pull Non Compliance...

Job DescriptionWhat will you work on?The Chargeback Analyst will play a key role in the Supply Chain operations team, responsible for logging, tracking, and reporting customer Chargebacks. The role will also involve reviewing and resolving retailer customer chargebacks, providing guidance to stakeholders to improve operational performance and minimize...