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Senior Manager, Corporate Functions Compliance Specialist
2 months ago
We are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. This role will be responsible for contributing to the overall success of the Corporate Functions (CF) Compliance Program.
Key Responsibilities- Support the Director Corporate Function Compliance in ensuring a consistent approach to managing compliance programs.
- Maintain awareness of risks and controls associated with current and evolving regulatory obligations.
- Have ongoing monitoring and interactions with CFs, including meetings, attendance at select committees and review relevant reporting.
- Maintain the CF Standard and any associated supporting policies and procedures.
- Oversee and/or coordinate regulatory compliance reporting with respect to CF in conjunction with Enterprise Compliance Reporting, and Business Line Compliance (BLC) Teams and Enterprise Compliance Operations.
- Provide advice and counsel to CF with respect to the implementation and execution of the RCM Program activities and responsibilities under the GC-CF Oversight Model.
- Assist and provide support with the development, deployment, implementation and sustainment of the Corporate Functions Compliance Program.
- Collaborate and manage key relationships with CF and contribute to ensure Scotiabank Compliance has a coordinated, efficient and effective compliance program in CF.
- Contribute to other activities and initiatives of CF Compliance as required.
- Lead the CF Compliance challenge and relationship responsibilities for the RCM pillars and represents CF Compliance in discussions for changes/enhancements with the Global Compliance Pillar Owner/Lead and other relevant stakeholders.
- Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Participate in an environment in which team pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to regulatory compliance risk and conduct risk.
- Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
- Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its Code of Conduct and the Global Sales Principles.
- Champion a high-performance environment and contribute to an inclusive work environment.
- Post-Secondary education; preferably a degree/designation in risk management, information technology or audit.
- At least 7 or more years of experience in risk management, information technology / cybersecurity. In addition, the following should be demonstrated:
- Success in a large complex matrix institution with a global footprint preferably in the areas of Risk Management, IT, Audit.
- Excellent written and verbal communication skills and a proven ability to develop and implement solutions to complex issues.
- Ability to learn and adapt to rapidly changing regulatory and business environments.
- Strong time and project management, research and analytical skillsets.
Canada : Ontario : Toronto
