Senior Manager, Corporate Functions Compliance Specialist
2 months ago
We are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. This role will be responsible for contributing to the overall success of the Corporate Functions (CF) Compliance Program.
Key Responsibilities- Support the development and oversight of the eight pillars of the Corporate Functions (CF) Compliance Program.
- Establish and maintain policies and procedures in alignment with Global Compliance (GC) standards.
- Oversee regulatory compliance reporting with respect to CF in conjunction with Enterprise Compliance Reporting, and Business Line Compliance (BLC) Teams and Enterprise Compliance Operations.
- Provide advice and counsel to CF with respect to the implementation and execution of the RCM Program activities and responsibilities under the GC-CF Oversight Model.
- Assist and provide support with the development, deployment, implementation, and sustainment of the Corporate Functions Compliance Program.
- Collaborate and manage key relationships with CF and contribute to ensuring Scotiabank Compliance has a coordinated, efficient, and effective compliance program in CF.
- Contribute to other activities and initiatives of CF Compliance as required.
- Lead the CF Compliance challenge and relationship responsibilities for the RCM pillars and represent CF Compliance in discussions for changes/enhancements with the Global Compliance Pillar Owner/Lead and other relevant stakeholders.
- Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Participate in an environment in which the team pursues effective and efficient operations of their respective areas, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to regulatory compliance risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, Privacy Risk Framework, and the Code of Conduct.
- Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
- Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions, and conduct risk.
- Champion a high-performance environment and contribute to an inclusive work environment.
- Post-secondary education; preferably a degree/designation in risk management, information technology, or audit.
- At least 7 or more years of experience in risk management, information technology/cybersecurity.
- Success in a large complex matrix institution with a global footprint preferably in the areas of Risk Management, IT, Audit.
- Excellent written and verbal communication skills and a proven ability to develop and implement solutions to complex issues.
- Ability to learn and adapt to rapidly changing regulatory and business environments.
- Strong time and project management, research, and analytical skillsets.
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Toronto, Ontario, Canada Scotiabank Full time### Job Summary We are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. As a key member of our Corporate Functions Compliance Program, you will be responsible for managing ongoing compliance activities and strategies, ensuring alignment with governing regulations and internal policies. ### Key...
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Toronto, Ontario, Canada Scotiabank Full time### Job Summary We are seeking a highly skilled Senior Manager, Corporate Functions Compliance to join our team at Scotiabank. As a key member of our Corporate Functions Compliance Program, you will be responsible for managing ongoing compliance activities and strategies, ensuring alignment with governing regulations and internal policies. ### Key...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 207004Scotiabank is seeking a highly skilled Senior Manager, Corporate Functions Compliance to contribute to the overall success of the Corporate Functions (CF) Compliance Program. The successful candidate will manage ongoing Compliance activities and strategies, in compliance with governing regulations as well as internal policies and...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 207004Scotiabank is a leading bank in the Americas, guided by our purpose: "for every future". We help our customers, their families, and their communities achieve success through a broad range of advice, products, and services. As a key member of our Corporate Functions team, you will contribute to the overall success of our Compliance...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878About the RoleWe are seeking a highly skilled Senior Manager, Corporate Functions Compliance to contribute to the overall success of our Corporate Functions (CF) Compliance Program.Key ResponsibilitiesSupport the development and oversight of the eight pillars of the Corporate Functions (CF) Compliance Program.Establish and maintain...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878Scotiabank is seeking a highly skilled Senior Manager, Corporate Functions Compliance to contribute to the overall success of the Corporate Functions (CF) Compliance Program.PurposeThe incumbent will support the development and oversight of the eight pillars of the Corporate Functions (CF) Compliance Program, including establishing and...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878At Scotiabank, we are committed to building a winning team that is dedicated to results in an inclusive and high-performing culture.PurposeThe Senior Manager, Corporate Functions Compliance will contribute to the overall success of the Corporate Functions (CF) Compliance Program. This role will manage ongoing Compliance activities and...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878 PurposeContributes to the overall success of the Corporate Functions (CF) Compliance Program by managing ongoing Compliance activities and strategies, in compliance with governing regulations as well as internal policies and procedures.AccountabilitiesThe incumbent will support the development and oversight of the eight pillars of the...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878 PurposeContributes to the overall success of the Corporate Functions (CF) Compliance Program by managing ongoing Compliance activities and strategies, in compliance with governing regulations as well as internal policies and procedures.AccountabilitiesThe incumbent will support the development and oversight of the eight pillars of the...
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Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 207004Scotiabank is seeking a highly skilled Compliance Program Manager to contribute to the overall success of the Corporate Functions (CF) Compliance Program.PurposeThe incumbent will support the development and oversight of the eight pillars of the Corporate Functions (CF) Compliance Program, ensuring a consistent approach to managing...
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Toronto, Ontario, Canada Scotiabank Full timeKey ResponsibilitiesContributes to the overall success of the Corporate Functions (CF) Compliance Program.Manages ongoing Compliance activities and strategies in compliance with governing regulations and internal policies and procedures.Supports the development and oversight of the eight pillars of the Corporate Functions (CF) Compliance Program.Maintains...
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Toronto, Ontario, Canada TD Full timeJob DescriptionAs a Senior Manager, Regulatory Compliance, you will be responsible for overseeing Regulatory Compliance across TD in accordance with the Global Compliance Department Mandate, Framework and Standards.This includes independently assessing the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls...
