Regulatory Compliance Implementation Specialist for Financial Services

Job DescriptionWe are seeking a highly skilled Director of Compliance to join our Legal Group at Momentum Financial Services Group.The successful candidate will be responsible for developing, enhancing, implementing, and maintaining key areas of the regulatory compliance management program. This includes consumer protection and privacy, ensuring we meet the...

The Financial Services Regulatory Authority of Ontario is seeking a highly skilled Licensing & Registration Specialist to join our team.As a key member of our regulatory team, you will be responsible for reviewing and analyzing license and registration applications from financial services intermediaries to ensure compliance with relevant legislation and...

Job SummaryWe are seeking a highly skilled Regulatory Expert Lead to join our team at the Financial Services Regulatory Authority of Ontario. This is an exciting opportunity to lead and contribute to quantitative and qualitative research, development, and assessments to support departmental initiatives.About the RoleThe successful candidate will provide...

Job OverviewWe are seeking a Regulatory Expert Leader to join our team at the Financial Services Regulatory Authority of Ontario. In this role, you will provide specialist and subject matter expertise to the development and implementation of regulatory directives, supervisory practices, and assessments.Key ResponsibilitiesProvide direction and interpretation...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our Compliance team at CI Financial. As a key member of our team, you will be responsible for conducting compliance tasks in accordance with internal procedures and regulatory requirements.Key Responsibilities:Approve pre-clearance requests from registrants.Help onboard...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

Director of Compliance OpportunityMomentum Financial Services Group_new is seeking a seasoned Director of Compliance to spearhead regulatory compliance within our organization. This pivotal role will be part of our Legal Group, where you will develop, enhance, implement, and maintain key areas of the regulatory compliance management program.About the...

At CI Financial, we believe that our work environment should be a safe and inclusive space where everyone has the opportunity to contribute their unique perspective and ideas. We are driven by a commitment to providing individuals and institutions with high-quality investments and advice.Job OverviewWe are currently seeking a Financial Compliance Specialist...

Job Description:We are seeking a Senior Compliance Officer to join our team at CI Financial.Job OverviewThis role is responsible for fostering a culture of compliance within the organization, ensuring adherence to securities industry rules and regulations. The incumbent will provide strategic support to the Director, Compliance and Senior Management on...

Job Description:Tata Consultancy Services, a leading IT services company, is seeking a highly skilled Regulatory Compliance Specialist to join our team.About Us:TCS is an equal opportunity employer that values diversity and inclusivity. Our commitment to culture and diversity is reflected in our people stories across our workforce, implemented through...

We are currently seeking a highly skilled Financial Services Compliance Specialist to support our client in their Toronto office (Working fully onsite).About the CompanyRandstad is a leading provider of flexible work solutions, helping businesses succeed through talent acquisition and management. Our client values innovation, diversity, and inclusion,...

As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...

Job DescriptionAt CI Financial, we offer a unique work environment that values employee growth and development.Job OverviewThis role is part of the Enterprise Compliance Team, responsible for developing, enhancing, and maintaining our Enterprise Compliance programs. Key responsibilities include reporting, data analysis, regulatory compliance management, and...

Are you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...

At BMO, we are seeking a Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business activities comply with regulatory requirements.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and...

About the RoleWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at Fidelity Investments Canada ULC. In this role, you will be responsible for ensuring that our company is in compliance with various regulatory requirements, including those related to securities, mutual funds, and other financial...

We are seeking a highly skilled In-House Financial Compliance Specialist to join our team at Testing four company, working closely with Canada's largest in-house financial and banking institutions.The ideal candidate will have 4+ years of experience in the financial services industry, with a deep understanding of bank business lines and operation units....

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

Are you looking for a role that combines data analysis and regulatory compliance? Kelly Services, Inc. is seeking a Financial Compliance Specialist to join our team in downtown Toronto.About the JobWe are hiring for an Anti-Money Laundering (AML) Banking Operations Officer with 1-2+ years of experience in AML, data management, or operations. The ideal...

Overview:PearTree Canada is a reputable financial services firm committed to delivering excellent client experiences while adhering to regulatory standards.About the Position:This challenging role requires an experienced professional with expertise in regulatory compliance to ensure our business practices align with applicable laws and regulations.Key...