Compliance Officer: Regulatory Expertise Required

About the JobWe are seeking a seasoned Compliance Officer to oversee our firm's regulatory and internal compliance programs, ensuring seamless alignment with market conduct review, trade conduct, and universal market integrity rules (UMIR). Key responsibilities include monitoring operations, transactions, and client interactions for compliance with...

About Options Consulting SolutionsWe are a dynamic investment firm with a strong commitment to regulatory compliance and exceptional client service.Job DescriptionThe Compliance Officer will oversee the firm's regulatory programs, ensuring all operations comply with applicable laws, regulations, and internal policies. This includes market conduct review,...

OverviewThe Retirement Homes Regulatory Authority (RHRA) is a prominent regulatory body in Ontario, responsible for licensing and inspecting over 780 retirement homes. Our organization promotes the protection, safety, and well-being of approximately 60,000 seniors.CompensationThis full-time, permanent position offers a competitive salary around $112,000 per...

Regulatory Compliance OfficerbeBee Professionals is a leading company in the industry, and we are seeking a highly qualified Regulatory Compliance Officer to join our team.Job Summary:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and...

Company OverviewVirgoCX is a leading cryptocurrency trading platform in Canada, dedicated to providing secure and easy-to-use services for its clients. With a strong presence in the country since 2018, VirgoCX has expanded its operations to Australia, the U.S., and other regions, establishing itself as a trusted global digital asset service provider.About...

As a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...

Job OverviewThe Regulatory Compliance Manager at Exchange Bank of Canada plays a crucial role in ensuring the bank's adherence to regulatory requirements and industry standards.About UsExchange Bank of Canada is an international, dynamic, and responsible bank that fosters employee development. Our commitment to empowering employees drives our daily...

Job DescriptionDestinationone Consulting is a leading recruitment agency specializing in various sectors, including Healthcare, Health Tech, Government, Non-Profits, and Legal. As a Compliance Officer, you will play a crucial role in ensuring that the company and its employees adhere to internal policies and external regulations.Key Responsibilities:Develop...

Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team in Toronto.Job Description:The Regulatory Compliance Officer will be responsible for ensuring that the company is in compliance with all applicable laws and regulations. This includes monitoring and analyzing changes in laws and...

Job Title: Regulatory Compliance OfficerbeBee Professionals is seeking a highly skilled Regulatory Compliance Officer to ensure the company's compliance with all applicable laws and regulations.Key Responsibilities:Monitor and analyze changes in applicable laws and regulationsDevelop and implement policies and procedures to ensure complianceProvide guidance...

Overview:PearTree Canada is a reputable financial services firm committed to delivering excellent client experiences while adhering to regulatory standards.About the Position:This challenging role requires an experienced professional with expertise in regulatory compliance to ensure our business practices align with applicable laws and regulations.Key...

Job OverviewThis Compliance Officer - Regulatory Affairs Specialist role is a crucial part of our team, responsible for ensuring we maintain the highest standards of compliance and regulatory excellence.About UsWe are Transamerica, a leading global investor and employer committed to helping people live their best lives. Our company has a rich history dating...

About Virgo GroupVirgo Group is a leading cryptocurrency trading platform in Canada, offering exceptional services across various aspects of crypto trading. Founded in 2018, the company has expanded its business presence to Australia, the U.S., and more. Rooted in a culture of continuous innovation, Virgo Group aims to become an integrated global digital...

About the RoleAviso Wealth is seeking a seasoned Chief Compliance Officer to join our Asset Management team. As a key member of our leadership team, you will be responsible for ensuring compliance with all applicable regulatory requirements and internal policies.ResponsibilitiesLead and oversee compliance initiatives across the organization, ensuring...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

About the RoleWe are seeking a seasoned Compliance Officer to oversee our firm's regulatory and internal compliance programs. With a focus on market conduct review, trade conduct, and Universal Market Integrity Rules (UMIR), you will ensure all operations comply with applicable laws and regulations.The Company OverviewOur client is an investment firm with a...

About the JobAs a Senior Compliance Business Oversight Officer at The Toronto-Dominion Bank (Canada), you will be a key member of our Canadian Banking Compliance team. Your primary responsibility will be to provide guidance, oversight, and expertise to our businesses on regulatory requirements and controls.This role is ideal for an individual with excellent...

Compliance Associate RoleWe are seeking a detail-oriented and organized Regulatory Compliance Professional to join our team at PearTree Canada. This role will be responsible for ensuring that our business operations comply with all relevant laws and regulations.The successful candidate will have a minimum of 3 years of experience working in compliance or a...

Compliance Officer Role Overviewdestinationone Consulting specializes in recruitment across various sectors including Healthcare, Health Tech, Government, Municipalities, Non-Profits, and Law. We are building a database of opportunities in these fields.This Compliance Officer role is responsible for ensuring that the company and its employees comply with...

The Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...