Chief Compliance Officer
3 weeks ago
Senior Regulatory Role in a fast-paced investment firm seeking an experienced CCO with exempt market dealer background.
As a key member of the team, you will oversee compliance initiatives and ensure adherence to regulatory requirements.
Key Responsibilities:
- Develop and implement compliance strategies.
- Maintain relationships with regulatory bodies.
- Ensure accurate reporting and documentation.
Requirements:
- 10+ years of experience in compliance or a related field.
- Exempt market dealer expertise.
- Strong risk management and analytical skills.
Company Overview: ZSA Legal Recruitment provides expert recruitment services to the legal and compliance sectors. We are committed to delivering exceptional results and building long-term relationships with our clients and candidates.
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Chief Compliance Officer
1 month ago
Kingston, Ontario, Canada ZSA Legal Recruitment Full timeAre you looking for a challenging role in a thriving investment firm? We have an exciting opportunity for a Chief Compliance Officer to join our client's team in Downtown Toronto. With over 10 years of experience, you will be responsible for addressing growth and ensuring a competitive compensation package, solid hours, and a wonderful team. If you have a...
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Chief Compliance Officer
4 weeks ago
Kingston, Ontario, Canada ZSA Legal Recruitment Full timeJob Title: Chief Compliance OfficerCompany: Thriving investment firmLocation: Downtown TorontoWe are seeking a highly experienced Chief Compliance Officer to join our team. The successful candidate will have 10+ years of experience in exempt market dealer compliance.Key Responsibilities:Ensure compliance with regulatory requirementsDevelop and implement...
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Chief Human Resources Officer
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Chief Compliance Officer
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Kingston, Ontario, Canada ZSA Legal Recruitment Full timeCompliance Expert Wanted for Investment FirmWe are seeking a seasoned Compliance Officer to join our client's team in Downtown Toronto. The ideal candidate will have 10+ years of experience in exempt market dealer compliance.Key Responsibilities:Ensure compliance with regulatory requirementsDevelop and implement effective compliance programsCollaborate with...
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Kingston, Ontario, Canada Canada Royal Milk Full timeWe are an international company with a multicultural workforce committed to diversity and inclusion. Our company overview emphasizes our commitment to building a progressive organization with competitive wages and extended health benefits.Job DescriptionThis role requires a strong technical background, accuracy in record-keeping, and a strong ability to...
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Security Officer
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