Senior Compliance and Risk Management Analyst
5 days ago
We are seeking a highly skilled Senior Compliance and Risk Management Analyst to join our team at KPMG Canada. As a key member of our Compliance & Risk Management Group, you will play a critical role in ensuring the firm and its personnel are in compliance with Professional, Regulatory, and KPMG Global policies and standards.
Key Responsibilities- Develop a deep understanding of applicable independence rules and KPMG internal policies through consulting with subject matter experts and reviewing policies in our internal risk management manual.
- Conduct personal independence compliance audits, monitoring for compliance with firm and professional independence standards.
- Assess, summarize, and escalate potential policy breaches to the Compliance Manager.
- Monitor the KICS help desk and respond to inquiries related to reporting investments in KICS and personal independence policies, ensuring timely and accurate responses.
- Assist partners and staff with other compliance tasks as required.
- Provide support on ad-hoc project work.
- Assist with the development of other operational/project documentation.
- Post-Secondary education in a related discipline, or equivalent work experience in an administrative function with a background in business or finance.
- Demonstrated research and analytical skills with the ability to interpret and apply standards accordingly.
- Proficient written and verbal communication skills, including the ability to respond promptly and professionally to requests and inquiries.
- Experience working in a high-volume work environment with the ability to maintain high-quality deliverables while prioritizing and working under pressure.
- Ability to work independently with minimal supervision and collaboratively as part of a remote team.
- Experience engaging with senior-level stakeholders and the ability to build and maintain professional relationships at all levels of the organization.
- The ability to handle sensitive/confidential information appropriately.
- Proficiency with Microsoft suite of products, including advanced skills with Excel (specifically VLOOKUP and pivot table).
- Proficiency in English at a business level is required.
KPMG Canada offers a comprehensive and competitive Total Rewards program, including a base salary range of $53,000 to $79,500 and may be eligible for bonus awards. We are committed to creating a respectful, inclusive, and barrier-free workplace that allows all of our people to reach their full potential.
-
Senior Risk and Compliance Analyst
4 weeks ago
Toronto, Ontario, Canada Brookfield Asset Management Full timeJob Overview Senior Analyst, Risk and SOX Compliance Position Overview Reporting directly to the Director of SOX Compliance, this role is pivotal in facilitating the effective implementation of internal controls over financial reporting (ICFR) frameworks and executing the ICFR testing strategy to ensure adherence to Sarbanes-Oxley (SOX) mandates....
-
Senior Risk and Compliance Analyst
4 weeks ago
Toronto, Ontario, Canada Brookfield Asset Management Full timeJob Overview Senior Analyst, Risk and SOX Compliance Position Overview Reporting directly to the Director of SOX Compliance, this role is pivotal in facilitating the effective implementation of internal controls over financial reporting (ICFR) frameworks and executing the ICFR testing strategy to ensure adherence to Sarbanes-Oxley (SOX) mandates....
-
Senior Risk and Compliance Analyst
4 weeks ago
Toronto, Ontario, Canada Brookfield Asset Management Full timeJob Overview Senior Analyst, Risk and SOX Compliance Position Overview Reporting directly to the Director of SOX Compliance, this role is pivotal in facilitating the effective implementation of internal controls over financial reporting (ICFR) frameworks and executing the ICFR testing strategy to ensure adherence to Sarbanes-Oxley (SOX)...
-
IT Risk and Compliance Senior Analyst
4 weeks ago
Old Toronto, Ontario, Canada Citco Full timeAbout Citco:With a commitment to delivering exceptional services, innovative solutions, and cutting-edge technology, Citco addresses complex challenges faced by our clients. Our approach is centered around creating value and making a significant impact on the businesses we serve.About the Team & Business Line:At Citco, our proprietary software solutions and...
-
Senior Risk and Compliance Analyst
4 weeks ago
Toronto, Ontario, Canada QuadReal Full timeAbout QuadReal Property GroupQuadReal Property Group is a premier global real estate investment, operational, and development firm based in Vancouver, British Columbia. With assets under management totaling $67.1 billion, QuadReal has evolved from its Canadian roots into a multifaceted entity capable of investing in both equity and debt across public and...
-
Senior Compliance Analyst
1 week ago
Toronto, Ontario, Canada Scotiabank Full timeAbout ScotiabankScotiabank is a leading financial institution committed to delivering exceptional customer experiences and driving business growth through innovation and strategic partnerships.Job SummaryWe are seeking a highly skilled Senior Compliance Analyst to join our Global Compliance & AML team. As a key member of this team, you will play a critical...
-
Compliance Risk Management Specialist
3 days ago
Toronto, Ontario, Canada Citigroup, Inc Full timeAbout the RoleCitigroup, Inc is seeking a highly skilled Compliance Monitoring Analyst to join our Independent Compliance Risk Management (ICRM) team. As a senior member of our Compliance Monitoring team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key ResponsibilitiesPerform...
-
Compliance Risk Management Specialist
3 days ago
Toronto, Ontario, Canada Citigroup, Inc Full timeAbout the RoleCitigroup, Inc is seeking a highly skilled Compliance Monitoring Analyst to join our Independent Compliance Risk Management (ICRM) team. As a senior member of our Compliance Monitoring team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key ResponsibilitiesPerform...
-
Senior Compliance Analyst
4 weeks ago
Toronto, Ontario, Canada Citco Full timeAbout the Role: As a pivotal member of the Operational Control Management (OCM) team within IT Governance, the Senior Compliance Analyst plays a crucial role in ensuring the integrity and effectiveness of our compliance framework. Key Responsibilities: Implement and govern key Operational and Strategic Risk Objectives and Controls.Assess and mitigate risks...
-
Old Toronto, Ontario, Canada Willows Landing Senior Living Full timeWillows Landing Senior Living We are a dedicated team of professionals committed to enhancing the quality of life for our residents through innovative solutions and exceptional service. Line of ServiceAssuranceIndustry/SectorNot ApplicableSpecialismConduct and ComplianceManagement LevelSenior ManagerJob Description & SummaryA career in our Integrated Risk...
-
Senior Data Management
3 weeks ago
Toronto, Ontario, Canada Brookfield Asset Management Full timeAbout the Role Brookfield Asset Management is seeking a highly motivated and detail-oriented Senior Data Management & Compliance Analyst to join our growing Middle Office Investment Operations team. In this role, you will play a crucial part in ensuring data integrity across various systems, including compliance monitoring and reporting requirements for...
-
Old Toronto, Ontario, Canada Willows Landing Senior Living Full timeWillows Landing Senior Living We are a collaborative community of professionals merging innovative technology with human insight to assist organizations in establishing trust and achieving sustainable results. Line of ServiceAssuranceIndustry/SectorNot ApplicableSpecialismConduct and ComplianceManagement LevelSenior ManagerJob Description & SummaryA career...
-
Old Toronto, Ontario, Canada Willows Landing Senior Living Full timeWillows Landing Senior Living We are a dedicated team focused on enhancing the quality of life for our residents through innovative solutions and exceptional service. Line of ServiceAssuranceIndustry/SectorNot ApplicableSpecialismConduct and ComplianceManagement LevelSenior ManagerJob Description & SummaryA career in our Integrated Risk and GRC Technology...
-
Senior Risk Analyst
6 days ago
Toronto, Ontario, Canada Equitable Bank Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Analyst to join our team at Equitable Bank. As a Senior Analyst, you will play a critical role in supporting the development and implementation of credit risk management strategies and policies.Key ResponsibilitiesCredit Risk Management: Conduct thorough credit reviews and assessments to...
-
Senior Risk Analyst
7 days ago
Toronto, Ontario, Canada Equitable Bank Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Analyst to join our team at Equitable Bank. As a Senior Analyst, you will play a critical role in supporting the development and implementation of credit risk management strategies and policies.Key ResponsibilitiesCredit Risk Management: Conduct thorough credit reviews and assessments to...
-
Senior Risk Analyst
6 days ago
Old Toronto, Ontario, Canada Brookfield Asset Management, Inc Full timeJob Title: Senior Risk AnalystBrookfield Asset Management, Inc is seeking a highly skilled Senior Risk Analyst to join our team.Job SummaryWe are looking for a detail-oriented and analytical individual to support the implementation of internal controls over financial reporting (ICFR) frameworks and execution of the ICFR testing plan to ensure compliance with...
-
Senior Risk Analyst
6 days ago
Old Toronto, Ontario, Canada Brookfield Asset Management, Inc Full timeJob Title: Senior Risk AnalystBrookfield Asset Management, Inc is seeking a highly skilled Senior Risk Analyst to join our team.Job SummaryWe are looking for a detail-oriented and analytical individual to support the implementation of internal controls over financial reporting (ICFR) frameworks and execution of the ICFR testing plan to ensure compliance with...
-
Senior Risk and Compliance Expert
3 days ago
Toronto, Ontario, Canada the Ladders Full timeAbout the RoleWe are seeking a highly skilled Senior Analyst, Risk and SOX Compliance to join our team at Brookfield Renewable and Transition. As a key member of our organization, you will play a critical role in ensuring the integrity and compliance of our business operations.Key ResponsibilitiesDevelop and implement risk management strategies to mitigate...
-
Senior Risk and Compliance Expert
3 days ago
Toronto, Ontario, Canada the Ladders Full timeAbout the RoleWe are seeking a highly skilled Senior Analyst, Risk and SOX Compliance to join our team at Brookfield Renewable and Transition. As a key member of our organization, you will play a critical role in ensuring the integrity and compliance of our business operations.Key ResponsibilitiesDevelop and implement risk management strategies to mitigate...
-
Senior IT Risk Management Analyst
4 weeks ago
Old Toronto, Ontario, Canada Citco Full timeAbout Citco:At Citco, we are equipped with exceptional services, intelligent professionals, and advanced technology, enabling us to address our clients' complex challenges by crafting tailored solutions that meet their specific needs. This approach fosters innovation that delivers real value and significantly impacts our clients and their organizations.About...
