Associate Director

5 days ago


Toronto, Ontario, Canada Royal Bank of Canada Full time
About the Role

We are seeking a highly skilled and experienced Compliance Expert to join our team at the Royal Bank of Canada. As an Associate Director, you will play a key role in ensuring the bank's compliance with regulatory requirements and industry standards.

Key Responsibilities
  • Provide compliance advisory support to our Rates sales and trading team, ensuring that all activities are conducted in accordance with regulatory requirements and industry standards.
  • Conduct monitoring activities to ensure that our compliance programs are effective and up-to-date.
  • Develop and maintain compliance programs for our Global Markets businesses, including policies and procedures.
  • Provide training and support to our employees on compliance-related matters.
  • Collaborate with other regional compliance teams to ensure that our compliance programs are aligned with industry best practices.
Requirements
  • 5+ years of compliance experience in a financial institution, including a broker-dealer and/or Capital Markets.
  • Strong familiarity with Global Markets businesses and asset classes.
  • Strong understanding of regulatory requirements and industry standards.
  • Excellent communication and presentation skills.
  • Ability to work in a fast-paced environment with tight deadlines.
What We Offer
  • A comprehensive Total Rewards Program, including bonuses and flexible benefits.
  • Leaders who support your development through coaching and managing opportunities.
  • A dynamic, collaborative, and progressive work environment.
  • Opportunities to do challenging work and make a lasting impact.
About Us

The Royal Bank of Canada is a leading financial institution that is committed to building inclusive teams and an equitable workplace for our employees. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients, and communities.



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