Regulatory Compliance Auditor

4 weeks ago


Winnipeg, Manitoba, Canada Government of Manitoba Full time

Position Overview:
The Government of Manitoba is actively seeking a qualified individual for the role of Compliance Auditor. This position is integral to ensuring adherence to relevant legislation and standards within the financial services sector.

Employment Conditions:
To be eligible for this role, candidates must meet the following conditions:

  • Legally authorized to work in Canada
  • Provide and maintain a satisfactory Criminal Record Check and Child Abuse Registry Check
  • Willingness to travel occasionally within the province

Essential Qualifications:
Applicants should possess:

  • A completed professional accounting program or a combination of relevant education, training, and experience
  • Comprehensive audit experience, including financial, compliance, and operational audits
  • Proficiency in Canadian auditing standards and accounting principles
  • Strong interpersonal skills for effective collaboration with stakeholders
  • Excellent verbal and written communication skills
  • Robust analytical, research, critical thinking, and problem-solving abilities
  • Effective time management skills to handle multiple priorities
  • Ability to work independently and as part of a team
  • Proficiency in Microsoft Office applications

Desired Skills:
Preferred candidates will have:

  • Experience in interpreting and applying legislation in a regulatory context
  • Knowledge of the real estate and mortgage brokerage sectors
  • Experience in conducting investigations

Key Responsibilities:
Reporting directly to the Registrar, the Compliance Auditor will:

  • Conduct audits of registrants under applicable acts to ensure compliance with legislation and policies
  • Perform compliance audits, finalize results, and review financial reports
  • Conduct investigations stemming from audit findings

We appreciate all applications and will contact only those selected for further consideration.



  • Winnipeg, Manitoba, Canada Manitoba Government Full time

    Regulatory Compliance Auditor (open until filled)Regular/full-timeManitoba GovernmentSalary Range:Compensation: $79,000 - $98,000 annuallyCommitment to Diversity:The Manitoba government is dedicated to building a diverse workforce that mirrors the community it serves, promoting innovation and outstanding service. They emphasize inclusive hiring practices and...

  • Compliance Auditor

    2 weeks ago


    Winnipeg, Manitoba, Canada Manitoba Government Full time

    Job Summary:The Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for ensuring that registrants under specific Acts are in compliance with regulatory requirements.Key Responsibilities:Conduct audits to ensure compliance with regulatory requirementsReview financial reports to...


  • Winnipeg, Manitoba, Canada Government of Manitoba Full time

    Position Overview:The Government of Manitoba is seeking a qualified individual for the role of Compliance Auditor. This position plays a crucial role in ensuring adherence to relevant legislation and policies within the financial services sector.Key Responsibilities:The Compliance Auditor will be responsible for conducting thorough audits of registrants...

  • Compliance Auditor

    1 week ago


    Winnipeg, Manitoba, Canada Manitoba Government Full time

    Job Summary:The Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for auditing registrants under The Securities Act and The Commodity Futures Act to ensure compliance with laws and regulations.Key Responsibilities:Conduct thorough audits to ensure compliance with regulatory...


  • Winnipeg, Manitoba, Canada Government of Manitoba Full time

    Position Overview:The Government of Manitoba is seeking a dedicated professional for the role of Compliance Auditor. This position plays a crucial part in ensuring adherence to legislative requirements within the financial services sector.Employment Conditions:Must possess legal authorization to work in Canada.Must provide and maintain a satisfactory...

  • Compliance Auditor

    4 days ago


    Winnipeg, Manitoba, Canada Manitoba Government Full time

    Job SummaryThe Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for ensuring that registrants under The Real Estate Services Act and The Mortgage Brokers Act comply with applicable legislation and policies.Key ResponsibilitiesPerform compliance audits and finalize...

  • Compliance Auditor

    7 days ago


    Winnipeg, Manitoba, Canada Manitoba Government Full time

    Job SummaryThe Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for ensuring that registrants under The Real Estate Services Act and The Mortgage Brokers Act comply with applicable legislation and policies.Key ResponsibilitiesPerform compliance audits and finalize...

  • Compliance Auditor

    5 days ago


    Winnipeg, Manitoba, Canada Manitoba Government Full time

    Job SummaryThe Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for ensuring that registrants under The Real Estate Services Act and The Mortgage Brokers Act comply with applicable legislation and policies.Key ResponsibilitiesPerform compliance audits and finalize...

  • Compliance Auditor

    6 days ago


    Winnipeg, Manitoba, Canada Manitoba Government Full time

    Job SummaryThe Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for ensuring that registrants under The Real Estate Services Act and The Mortgage Brokers Act comply with applicable legislation and policies.Key ResponsibilitiesPerform compliance audits and finalize...


  • Winnipeg, Manitoba, Canada Wellington-Altus Private Wealth Inc. Full time

    Location: This role can be fulfilled from any of our office locations across Canada.About Us:Established in 2017, Wellington-Altus Financial Inc. is the parent organization of several subsidiaries, including Wellington-Altus Private Counsel Inc. and Wellington-Altus Private Wealth Inc. We are recognized as a leading investment dealer in Canada, managing over...


  • Winnipeg, Manitoba, Canada Wellington-Altus Private Wealth Inc. Full time

    Location: This role can be performed from any of our office locations across Canada.About Us:Established in 2017, Wellington-Altus Financial Inc. is the parent company of several subsidiaries, including Wellington-Altus Private Counsel Inc. and Wellington-Altus Private Wealth Inc. We are recognized as a leading investment dealer in Canada, managing over $30...


  • Winnipeg, Manitoba, Canada Wellington-Altus Private Wealth Inc. Full time

    Location: This role offers flexibility to be based in various office locations across Canada.About Us:Established in 2017, Wellington-Altus Financial Inc. serves as the parent company to several subsidiaries, including Wellington-Altus Private Counsel Inc. and Wellington-Altus Private Wealth Inc. We are recognized as a leading investment dealer in Canada and...


  • Winnipeg, Manitoba, Canada Manitoba Hydro Full time

    Environmental Compliance Auditor at Manitoba Hydro This position is designed for individuals with a strong background in environmental management and auditing. The successful candidate will be engaged in a variety of tasks that support assurance and consulting projects. As part of the Internal Audit Division, you will: Evaluate the effectiveness of Manitoba...


  • Winnipeg, Manitoba, Canada Manitoba Hydro Full time

    Job Description: ENVIRONMENTAL COMPLIANCE AUDITOR at Manitoba Hydro is a pivotal role located in a Hybrid work environment . This position is ideal for candidates with a Bachelor’s Degree in a relevant field. Job Responsibilities: ENVIRONMENTAL COMPLIANCE AUDITOR Manitoba Hydro is recognized as one of the leading employers in Manitoba, offering a...


  • Winnipeg, Manitoba, Canada Manitoba Government Full time

    Position Overview The Manitoba Government is looking for skilled individuals to fill various Tax Auditor roles within the Taxation Division. This position plays a crucial role in ensuring compliance with tax regulations and involves working with a diverse range of businesses. Conditions of Employment: Must be legally entitled to work in Canada. Must provide...


  • Winnipeg, Manitoba, Canada Wellington-Altus Private Wealth Inc. Full time

    Location: This role offers flexibility to be based from various office locations across Canada.About Us:Established in 2017, Wellington-Altus Financial Inc. serves as the parent organization for several subsidiaries, including Wellington-Altus Private Counsel Inc. and Wellington-Altus Private Wealth Inc. We are recognized as a leading investment dealer in...


  • Winnipeg, Manitoba, Canada Manitoba Government Full time

    Job Summary:The Manitoba Government is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will be responsible for auditing registrants under The Securities Act and The Commodity Futures Act to ensure compliance with laws and regulations.Key Responsibilities:Conduct thorough audits to ensure compliance with regulatory...


  • Winnipeg, Manitoba, Canada Manitoba Government Full time

    Regulatory Compliance Specialist (open until filled)Regular/full-timeManitoba GovernmentSalary: TX2 $79,000 - $98,000 per yearThe Manitoba government is committed to fostering a diverse workforce that mirrors the community it serves, promoting innovation and outstanding service. They emphasize inclusive hiring practices and strive for representation from...


  • Winnipeg, Manitoba, Canada beBee Professionals Full time

    Job Title: Hospitality Internal AuditorLocation: Winnipeg, ManitobaCompany: beBee ProfessionalsJob Description:We are seeking an experienced Hospitality Internal Auditor to join our team at beBee Professionals in Winnipeg, Manitoba. The successful candidate will be responsible for conducting internal audits of hospitality operations to ensure compliance with...


  • Winnipeg, Manitoba, Canada beBee Professionals Full time

    Job Title: Hospitality Internal AuditorLocation: Winnipeg, ManitobaCompany: beBee ProfessionalsJob Description:We are seeking an experienced Hospitality Internal Auditor to join our team at beBee Professionals in Winnipeg, Manitoba. The successful candidate will be responsible for conducting internal audits of hospitality operations to ensure compliance with...