Regulatory Compliance and Market Conduct Specialist

4 weeks ago

Vancouver, British Columbia, Canada LGM Financial Services Inc. Full time

About the Organization:

LGM Financial Services Inc. stands as a prominent entity in delivering warranty, finance, and insurance solutions tailored for the Canadian automotive sector. Since its inception in 1998, LGM has been committed to providing exceptional products and innovative training resources to automotive dealerships across Canada. The company’s partnerships with leading automotive brands, including BMW/MINI, Kia, Mazda, Volvo, Jaguar/Land Rover, Mitsubishi Motors, Polestar, and Motorrad, enhance its service offerings.

Position Overview:

Reporting directly to the Executive Vice President of Legal Affairs and working in close collaboration with the Director of Compliance and Market Conduct, the selected candidate will serve as a key resource and primary contact for business stakeholders, offering expert advice and guidance on compliance, licensing, dealer quality assurance evaluations, and administrative support for legal matters. The key responsibilities include:

Compliance and Licensing Responsibilities:

  • Ensuring that all necessary licenses are maintained by distribution partners and internal personnel as applicable.
  • Collaborating with the development team to enhance controls and strengthen oversight of data integrity and accuracy.
  • Coordinating the implementation of corporate, industry, provincial, and federal policies and regulations.
  • Acting as a liaison with provincial regulatory bodies.
  • Identifying areas for improvement in compliance processes and recommending enhancements.
  • Advocating for the fair treatment of customers throughout all business operations.
  • Assisting in the preparation and submission of forms related to LGM's business and insurance licenses, along with any other administrative tasks as required.
  • Conducting objective compliance investigations as directed by the Director of Compliance and Market Conduct.
  • Preparing draft insurance license applications for both corporate and individual needs.

Dealer Quality Assurance Reviews:

  • Under the guidance of the Director of Compliance and Market Conduct, overseeing and verifying the insurance product offerings by LGM distributors in Quebec.
  • Conducting supervisory audits using predefined checklists and template forms to evaluate product knowledge, adherence to laws and regulations, and the fair treatment of customers.

Administrative Support for Legal Affairs:

  • Drafting legal correspondence and executing general administrative tasks as directed.
  • Preparing revisions to legal agreements under the supervision of the Vice President of Legal Affairs and Associate General Counsel.

Qualifications:

  • A minimum of 4 years of experience in compliance-related functions.
  • Bilingual proficiency in English and French, with translation capabilities.
  • General and/or life insurance license is considered an asset.
  • Understanding of the automotive dealership finance and sales operations is advantageous.
  • Established relationships with provincial regulators are beneficial.

Essential Skills:

  • Ability to critically assess facts and conflicting information, identify risks, and propose mitigation strategies.
  • Proficient in prioritizing competing tasks in alignment with the organization's strategic objectives and adapting to changing business needs.
  • Strong analytical, critical thinking, and problem-solving abilities.
  • Capability to interpret and apply corporate policies, legislation, regulations, and related documentation.
  • Possessing a strong moral compass and the ability to communicate important matters with diplomacy.
  • Self-directed with the ability to work effectively in a team environment.
  • Familiarity with insurance license application processes and legal documentation drafting.

Desirable Skills:

  • In-depth knowledge of the dealership insurance sales process.
  • Good understanding of the market and the role of Financial Services Managers.
  • Familiarity with products offered by LGM Financial Services is advantageous.

Benefits:

We provide a competitive compensation package that includes a comprehensive health benefits plan, Group RRSP, performance bonuses, health and wellness benefits, education sponsorship, and four paid days dedicated to community service. Additionally, employees enjoy a day off for their birthday and a vehicle rebate program of up to $400 per month.

This position offers a hybrid work model, requiring one day per week in the office.

  • Regulatory Compliance and Market Conduct Specialist

    4 weeks ago

    Vancouver, British Columbia, Canada LGM Financial Services Inc. Full time

    About the Organization: LGM Financial Services Inc. stands as a premier provider of warranty, finance, and insurance solutions tailored for the Canadian automotive sector. Since its inception in 1998, LGM has been committed to delivering high-quality products and exceptional training programs to automotive dealerships across Canada. Our partnerships with...

  • Regulatory Compliance and Market Conduct Specialist

    4 weeks ago

    Vancouver, British Columbia, Canada LGM Financial Services Inc. Full time

    About the Organization: LGM Financial Services Inc. stands as a prominent entity in delivering warranty, finance, and insurance solutions tailored for the Canadian automotive sector. Since its inception in 1998, LGM has consistently provided top-notch products and exceptional training programs to car dealerships across Canada. The partnerships with dealers...

  • Market Conduct Specialist

    5 days ago

    Vancouver, British Columbia, Canada LGM Financial Services Inc. Full time

    About the RoleLGM Financial Services Inc. is a leading provider of warranty, finance, and insurance services to the Canadian automotive industry. As a Compliance and Regulatory Advisor, you will play a critical role in ensuring the company's compliance with industry regulations and laws.Key ResponsibilitiesMonitor and maintain licenses for distribution...

  • Market Conduct Specialist

    7 days ago

    Vancouver, British Columbia, Canada LGM Financial Services Inc. Full time

    About the RoleLGM Financial Services Inc. is a leading provider of warranty, finance, and insurance services to the Canadian automotive industry. As a Compliance and Regulatory Advisor, you will play a critical role in ensuring the company's compliance with industry regulations and laws.Key ResponsibilitiesMonitor and maintain licenses for distribution...

  • Regulatory Compliance Specialist

    4 weeks ago

    Vancouver, British Columbia, Canada BC Housing Full time $55,324 - $63,393

    Position: Regulatory Compliance SpecialistThe Regulatory Compliance Specialist is tasked with evaluating submissions related to construction licenses and owner-builder certifications in accordance with the Homeowner Protection Act. Key responsibilities include assessing applications, conducting interviews, executing searches, and addressing inquiries from...

  • Regulatory Compliance Specialist

    2 days ago

    Vancouver, British Columbia, Canada Skeena Resources Limited Full time

    Job Title: Regulatory Compliance SpecialistSkeena Resources Limited is a leading Canadian exploration mining company, focused on working towards the restart of the past-producing Eskay Creek gold-silver mine with additional development projects in our portfolio, all located in the Golden Triangle of northwest British Columbia, Canada.About the RoleWe are...

  • Regulatory Compliance Specialist

    1 day ago

    Vancouver, British Columbia, Canada Skeena Resources Limited Full time

    Job Title: Regulatory Compliance SpecialistSkeena Resources Limited is a leading Canadian exploration mining company, focused on working towards the restart of the past-producing Eskay Creek gold-silver mine with additional development projects in our portfolio, all located in the Golden Triangle of northwest British Columbia, Canada.About the RoleWe are...

  • Compliance and Regulatory Advisor

    5 days ago

    Vancouver, British Columbia, Canada LGM Financial Services Inc. Full time

    About the RoleLGM Financial Services Inc. is a leading provider of warranty, finance, and insurance services to the Canadian automotive industry. As a Compliance and Regulatory Advisor, you will play a critical role in ensuring the company's compliance with industry regulations and laws.Key ResponsibilitiesMonitor and maintain licenses for distribution...

  • Compliance and Regulatory Advisor

    7 days ago

    Vancouver, British Columbia, Canada LGM Financial Services Inc. Full time

    About the RoleLGM Financial Services Inc. is a leading provider of warranty, finance, and insurance services to the Canadian automotive industry. As a Compliance and Regulatory Advisor, you will play a critical role in ensuring the company's compliance with industry regulations and laws.Key ResponsibilitiesMonitor and maintain licenses for distribution...

  • Regulatory Compliance Specialist

    7 days ago

    Vancouver, British Columbia, Canada CB Canada Full time

    Job Description**About the Role**We are seeking a highly skilled Regulatory Analyst to join our team at CB Canada. As a Regulatory Analyst, you will play a critical role in analyzing and interpreting regulatory policies and procedures to ensure compliance with industry standards.Key ResponsibilitiesRegulatory Analysis: Conduct thorough analysis of regulatory...

  • Regulatory Compliance Specialist

    19 hours ago

    Vancouver, British Columbia, Canada CB Canada Full time

    Job Description**About the Role**CB Canada is seeking a highly skilled Regulatory Analyst to join our team. As a Regulatory Analyst, you will play a critical role in analyzing and interpreting regulatory policies and procedures to ensure compliance with industry standards.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis of regulatory...

  • Regulatory Compliance Specialist

    22 hours ago

    Vancouver, British Columbia, Canada CB Canada Full time

    Job Description**About the Role**CB Canada is seeking a highly skilled Regulatory Analyst to join our team. As a Regulatory Analyst, you will play a critical role in analyzing and interpreting regulatory policies and procedures to ensure compliance with industry standards.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis of regulatory...

  • Compliance and Regulatory Expert

    2 days ago

    Vancouver, British Columbia, Canada the Ladders Full time

    About the OrganizationLGM is a leading provider of warranty, finance, and insurance services to the Canadian automotive industry.Our MissionWe strive to deliver high-quality products and innovative training solutions to our dealer partners, fostering strong relationships and driving business growth.Key ResponsibilitiesDevelop and implement compliance...

  • Compliance and Regulatory Expert

    3 days ago

    Vancouver, British Columbia, Canada the Ladders Full time

    About the OrganizationLGM is a leading provider of warranty, finance, and insurance services to the Canadian automotive industry.Our MissionWe strive to deliver high-quality products and innovative training solutions to our dealer partners, fostering strong relationships and driving business growth.Key ResponsibilitiesDevelop and implement compliance...

  • Regulatory Compliance Specialist

    4 weeks ago

    Vancouver, British Columbia, Canada BC Financial Services Authority Full time

    Position Title: Licensing Specialist Department: Education & Licensing Employment Type: Full Time Job Category: Permanent Location: Vancouver Work Arrangement: Hybrid Salary Range: $71, $104,693.00Overview The BC Financial Services Authority (BCFSA) is dedicated to safeguarding the financial well-being of British Columbians during critical financial...

  • Regulatory Compliance Specialist

    4 weeks ago

    Vancouver, British Columbia, Canada Woodfibre Management Ltd Full time

    Project OverviewThe Woodfibre LNG initiative is situated near Squamish, British Columbia, focusing on the establishment and operation of a liquefied natural gas (LNG) export facility on the former Woodfibre pulp mill site. This facility is designed to have a storage capacity of 250,000 m3 and aims to produce around 2.1 million tons of LNG annually.Company...

  • Regulatory Compliance Specialist

    4 weeks ago

    Vancouver, British Columbia, Canada Woodfibre Management Ltd Full time

    Project OverviewThe Woodfibre LNG initiative is situated near Squamish, British Columbia, and focuses on the establishment and management of a liquefied natural gas (LNG) export facility at the former Woodfibre pulp mill site. This facility is designed to hold a storage capacity of 250,000 m3 and aims to generate approximately 2.1 million tons of LNG...

  • Regulatory Compliance Specialist

    4 weeks ago

    Vancouver, British Columbia, Canada Woodfibre Management Ltd Full time

    Project OverviewThe Woodfibre LNG initiative is situated near Squamish, British Columbia, and encompasses the establishment and management of a liquefied natural gas (LNG) export facility on the historic Woodfibre pulp mill location. This facility is designed to hold a storage capacity of 250,000 m3 and aims to produce around 2.1 million tons of LNG...

  • Regulatory Compliance Professional

    5 days ago

    Vancouver, British Columbia, Canada Woodfibre Management Ltd Full time

    About the RoleWe are seeking a highly skilled Compliance Specialist to join our team at Woodfibre Management Ltd. As a key member of our dynamic team, you will play a critical role in ensuring the company's compliance with regulatory requirements and environmental commitments.Key ResponsibilitiesRegulatory Compliance Program Development: Assist in the...

  • Regulatory Compliance Professional

    7 days ago

    Vancouver, British Columbia, Canada Woodfibre Management Ltd Full time

    About the RoleWe are seeking a highly skilled Compliance Specialist to join our team at Woodfibre Management Ltd. As a key member of our dynamic team, you will play a critical role in ensuring the company's compliance with regulatory requirements and environmental commitments.Key ResponsibilitiesRegulatory Compliance Program Development: Assist in the...