IT Assurance and Compliance Manager

6 months ago

Toronto, Canada Computershare Full time

**Location: Toronto, ON (Hybrid)**

This is a hybrid position based in our University Ave. office. We are committed to your flexibility and wellbeing and our hybrid strategy currently requires two days a week in the office, giving you the option to work remotely for some of your working week. Find out more about our culture of flexible working.

**We give you a world of potential**

Computershare has an exciting opportunity for a permanent, full-time IT Assurance and Compliance Manager to join our Computershare Technology Services (CTS) team. CTS provides global technology and infrastructure and support services for existing Computershare proprietary software together with a full range of development services for new products.

**A role you will love**

As the IT Assurance and Compliance Manager, you will report directly to the Regional Head of IT Compliance North America and you will provide overall responsibility for the effective management control of the North America IT governance function encompassing the audit, risk and compliance related responsibilities, with particular focus on compliance, client internal and external audit, and risk activities.

**Other key responsibilities include**:

- Working with Internal and External Audit, Global Information Security (GIS), and IT Risk teams in the analysis, issue tracking remediation planning, reporting and documentation of compliance, audit, risk and security related findings and assessments
- Acting as the point of contact for internal, external and client requests/audits as required including:

- Supporting the annual SOC 1 and SOC 2 audits for Computershare Technology Services (CTS) and the technology components of other Business Lines’ SOC audits
- Facilitating the collection of evidence for auditors and clients
- Partnering with CTS to ensure that policies, processes, and procedures are in place, are clearly defined to an appropriate level, and are reviewed regularly
- Supporting the wider IT functions in the preparedness and execution of audits with internal and external audit teams and in the formulation and implementation of post audit remediation plans
- Tracking all IT audit activity both in flight and as part of the continuous audit program. Provide regular management status reports relating to the audit function
- Building and maintaining strong working relationships with all teams across the organization Ensure that all work carried out by CTS team adheres to internal and external audit requirements, business regulations, and service level agreements.

**What will you bring to the role?**

You are someone with a structured approach to tasks paired with strong analytical skills. You excel in communicating and practicing active listening. You build and nurture strong relationships and can collaborate and work well with people at all levels within the organization.

**You’ll also bring**:

- 5+ years of IT experience including an understanding of on-premise and cloud-based infrastructure technology, including hosting and management (e.g., Windows, Linux, Network, Security)
- Experience in IT compliance and/or audit; including experience in reviewing controls’ design and evaluating operating effectiveness
- Experience working in a regulated environment in the US and Canada (e.g., SEC, OCC, OSFI).
- Excellent negotiation and influencing skills, both internally and externally
- Proven stakeholder management and engagement at a senior level
- Highly IT literate, enabling exceptional communication and presentation skills at all levels of the organization
- Willing and able to learn new technologies and work in a technical environment
- Proven and effective relationship management skills collaborating with external partners
- Intermediate skills in Excel and PowerPoint Experience in the financial services industry would be advantageous

**Rewards designed for you**

Flexible work to help you find the best balance between work and lifestyle.

Health and wellbeing rewards that can be tailored to support you and your family.

Invest in our business by setting aside salary to purchase shares in our company, and you’ll receive a company contribution as well.

Extra rewards ranging from recognition awards and team get togethers to helping you invest in your future.

LI-SM1 #LI-Hybrid

  • Compliance Quality Assurance Manager Lead

    2 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    About ScotiabankScotiabank is a leading bank in the Americas, driven by our purpose: 'for every future'. We empower our customers, their families, and communities to succeed through a wide range of advice, products, and services. Our offerings include personal and commercial banking, wealth management, private banking, corporate and investment banking, and...

  • Manager, Compliance Quality Assurance

    2 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 207813 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Reporting to the Senior Manager, Compliance Quality Assurance, the Compliance QAR Manager will be responsible for carrying out quality assurance review activities in order to assess the design and operating effectiveness of our...

  • Compliance Quality Assurance Senior Manager

    3 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job SummaryWe are seeking a highly skilled Compliance Quality Assurance Senior Manager to join our team at Scotiabank. The ideal candidate will have a strong background in regulatory compliance and quality assurance, with a proven track record of leading and implementing effective compliance programs.Key ResponsibilitiesDevelop and execute quality assurance...

  • Audit and Compliance Manager

    5 months ago

    Toronto, Canada Atlantis IT group Full time

    **Job Title: Audit and Compliance Manager** **Location: Toronto, ON** **Duration: Long Term Contract** Currently looking for a Compliance Analyst/Engineer for our SOC2 Certifications (Type 1 and 2) for our Service Offerings. NextGen Cloud provides a highly secure platform which provides differentiation across a Global platform to all PwC territories. We...

  • Compliance Testing and Assurance Manager

    2 weeks ago

    Toronto, Ontario, Canada Manulife Full time

    About the RoleWe are seeking an experienced Compliance Testing and Assurance Manager to join our Integrated Compliance Services team at MBPS.In this role, you will be responsible for leading the completion of deliverables and managing team members in carrying out compliance testing, monitoring, and quality assurance functions in Asia.Key...

  • Taxation Compliance Manager

    2 weeks ago

    Old Toronto, Canada The Canada Life Assurance Company Full time

    **Job Overview**The Canada Life Assurance Company is seeking a seasoned Taxation Compliance Manager to join its high-performing Taxation department. As a key member of the team, you will play a vital role in leading the Commodity tax function for The Canada Life Assurance Company and its subsidiaries.In this dynamic position, you will be responsible for...

  • Manager, Compliance Quality Assurance

    2 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 207813Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Compliance Quality Assurance Review (QAR) function is responsible for independently assessing the consistent and accurate application of the Bank's Regulatory Compliance Ma

  • Senior Quality Assurance and Compliance Manager

    2 weeks ago

    Toronto, Ontario, Canada AM013 Vishay Sprague, Inc. Full time

    Vishay Sprague, Inc. is a leading manufacturer of discrete semiconductors and passive electronic components.We are currently seeking an experienced Senior Quality Assurance and Compliance Manager to join our team in Ontario, California.The ideal candidate will have a strong background in quality management, regulatory compliance, and process...

  • Supervisor, Sterility Assurance and Compliance

    2 months ago

    Toronto, Canada CCRM Full time

    **Department**:Quality **Position Summary** As Supervisor, Sterility Assurance and Compliance at CCRM, you are an experienced individual in Good Manufacturing Practices (GMP) manufacturing of regulated products. You are driven by the opportunity to enable clinical translation of cell and gene therapies. You are responsible for overseeing the quality...

  • Senior Manager, Compliance Quality Assurance

    4 weeks ago

    Toronto, Canada Scotiabank Full time

       Requisition ID: 210167Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Compliance Quality Assurance Review (QAR) function is responsible for independently assessing the consistent and accurate application of the Bank’s Regulatory Compliance Management frameworks, policies, guidelines, and...

  • Compliance Analyst

    2 months ago

    Toronto, Canada Canada Life Assurance Company Full time

    Compliance Analyst **Description: - Permanent Full Time- The Compliance Analyst is accountable for collection and reporting duties associated with the ITSM processes. The Compliance Analyst works closely with the process managers and process owners to ensure that timely, clear, and concise data is provided for each process. Canada Life’s control set...

  • Manager, Corporate Safety Assurance and Compliance

    5 months ago

    Toronto, Canada Air Canada Full time

    **Description** **Being part of Air Canada is to become part of an iconic Canadian symbol, recently ranked the best Airline in North America. Let your career take flight by joining our diverse and vibrant team at the leading edge of passenger aviation.** Reporting to the Director, Ground Safety Assurance and Compliance, the Manager, Safety Assurance and...

  • Manager, Compliance Governance

    3 months ago

    Toronto, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Department Overview** **The Global Compliance Governance and Assurance (CGA) team provides governance and oversight for central elements of the Global Compliance Program, including transformation and technology initiatives.** **Job **Description** **Reporting...

  • Mgr Global Compliance

    6 months ago

    Toronto, Canada Canada Life Assurance Company Full time

    Mgr Global Compliance **Description: - Temporary Full Time- Job Title**:Manager, Global Compliance** - This role is temporary full-time for a 12-month term (with the possibility for a 6-month extension)_ **Overview** - Part of the Great-West Lifeco Inc. Global Compliance team, this role ensures second line Compliance oversight by supporting global...

  • Senior Manager, Compliance Quality Assurance

    2 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Compliance Quality Assurance Senior Manager Job DescriptionAbout the Role:We are seeking a seasoned professional to fill the position of Compliance Quality Assurance Senior Manager at Scotiabank. This role is responsible for conducting quality assurance reviews to assess the design and operating effectiveness of internal Compliance processes and programs...

  • Quality Assurance

    3 months ago

    Toronto, Canada NFP Corp Full time

    **Business Line: Business Insurance** **Hours Per Week**: 35 (Full-Time) **Location**: Ancaster, Mississauga, Toronto - Hybrid Setting **Job Duration**: Full-Time, Permanent **About the Role** The Commercial Lines Division has an immediate need for a** Quality Assurance & Compliance Specialist **to support the mid-market, transportation and complex...

  • Director of Regulatory Compliance and Quality Assurance

    1 month ago

    Old Toronto, Ontario, Canada Knix Full time

    At Knix, we're revolutionizing the apparel industry with innovative products and a best-in-class customer experience. As the Director of Regulatory Compliance and Quality Assurance, you'll play a pivotal role in shaping the future of our product lines.You'll report directly to the Chief Product Officer and ensure that every product we create meets the...

  • Senior Quality Assurance Manager for Reliance Model Compliance

    2 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job DescriptionRoyal Bank of Canada (RBC) is seeking a Senior Quality Assurance Manager to join our Enterprise Compliance function. This role will be responsible for overseeing the execution of quality assurance reviews and providing leadership to the RCM Quality Assurance Review Team.Responsibilities

  • Licensing Assurance

    19 hours ago

    Toronto, Canada City of Toronto Full time

    **Job ID**: 52037 **Job Category**:Audit, Compliance & Inspections **Division & Section**:Municipal Licensing & Standards, MLS Licensing Services **Work Location**:East York Civic Centre, 850 Coxwell Ave **Job Type & Duration**:Full-time, Permanent Vacancy **Hourly Rate and Wage Grade**:$43.58 - $47.75, TF0551, Wage Grade 13 **Shift Information**:...

  • Compliance Coordinator

    2 months ago

    Toronto, Canada ACTION COLLECTIONS AND RECEIVABLES MANAGEMENT Full time

    Action Collections & Receivables Management (ACRM) is one of the fastest growing collection agencies in Canada. Due to our ongoing success and growth, we are in the process of expanding our call centre in St Laurent, Quebec. We currently provide collection services to a broad range of Canadian corporations. Our clients have come to rely on ACRM for proven...