Compliance Analyst

3 months ago

Toronto, Canada Canada Life Assurance Company Full time

Compliance Analyst

**Description:
- Permanent Full Time- The Compliance Analyst is accountable for collection and reporting duties associated with the ITSM processes. The Compliance Analyst works closely with the process managers and process owners to ensure that timely, clear, and concise data is provided for each process. Canada Life’s control set includes but is not limited to SOX, COBIT and Canada Life managed controls. In this role your primary function is to respond, collect, analyze and deliver data to support internal / external audit and regulatory compliance activities.- In addition, this role will also help define and manage the internal audit of each process for now specifically (Incident, Problem, Change & Knowledge), but this may expand to others. Working with internal audit, process owners, technical risk they will collect evidence to support ongoing self-assessments are taking place.- Compliance Analyst Responsibilities-
- Contribute to the maturity of compliance activities related to the ITSM process (Inc, Pro, Chg, Knw).
Respond to and gather evidence to support internal & external audit requests.
Facilitate and co-ordinate internal self audits.
Track all audit & compliance work - flag risk’s, non-compliance, and any findings.
Make recommendations on improving compliance related processes and/or procedures as it pertains to the IT department and Identify opportunities for compliance control automation
Produce reports on compliance operations and any breaches or issues.
Develop actionable plans to remediate non-compliant areas and mitigate risks
- Requirements-
- A minimum of 2 years’ experience working with IT compliance programs
Knowledge of IT compliance frameworks, such as, ITIL, IT Service Management, ISO 27001, NIST, SOX, or COBIT or willingness to learn
Experience working directly with internal or external auditors for at least one of the listed standards. (previous external audit experience a plus)
Demonstrates the ability to organize information in a logical manner
Committed to delivery to tight timelines
Ability to effectively balance and deliver to competing priorities
- The base salary for this position is between **$60,000.00**:

- $109,500.00 **annually. This represents base salary only and does not represent other variable compensation components of our total compensation ( i.e. annual bonus, commission etc). If you are selected to move forward in our recruitment process, your recruiter will be able to discuss additional details of our total rewards program with you.-
- Be your best at Canada Life- Being a part of Canada Life means you have a voice. This is a place where your unique background, perspectives and talents are valued, and shape our future success.- You can be your best here. You’re part of a diverse and inclusive workplace where your career and well-being are championed. You’ll have the opportunity to excel in your way, finding new and better ways to deliver exceptional customer and advisor experiences.- Together, as part of a great team, you’ll deliver on our shared purpose to improve the well-being of Canadians. It’s our driving force. Become part of a strong and successful company that’s trusted by millions of Canadians to do the right thing.- Canada Life serves the financial security needs of more than 13 million people across Canada, with additional operations in Europe and the United States. As members of the Power Financial Corporation group of companies, we’re one of Canada’s leading insurers with interests in life insurance, health insurance, investment and retirement savings. We offer a broad portfolio of financial and benefit plan solutions for individuals, families, businesses and organizations.- We are committed to providing an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of the communities in which we live, and to creating an environment where every employee has the opportunity to reach their potential.-
- Canada Life would like to thank all applicants, however only those who qualify for an interview will be contacted.- #LI-Hybrid**Requisition ID**:1809**Category**:Digital Technology**Location**:Toronto, ON
- London, ON
- Winnipeg, MB**Date**:Sep 20, 2024

  • Compliance Analyst

    4 months ago

    Toronto, Canada Questrade Financial Group Full time

    Compliance Analyst 5700 Yonge St, North York, ON M2M 4K2, Canada Req #2900 Friday, August 16, 2024 Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing...

  • Compliance Analyst

    6 months ago

    Toronto, Canada Pala Interactive Full time

    **Pala Interactive** is a full-service, real-money and social gaming technology provider and operator. Pala offer a full spectrum of games across all distribution channels (web, download, tablet & smartphone) which include casino, poker and bingo for real money and social gaming. **Overview** Pala Interactive is looking for a Compliance Analyst to work in...

  • Compliance Analyst

    1 week ago

    Toronto, Canada Corpay Full time

    What We Need Corpay is currently looking to hire a Compliance Analyst within our Legal division. The Compliance KYC Analyst is responsible for ensuring that the company's onboarding processes adhere to all relevant laws, regulations, and standards related to customer identification and verification processes. Exercises judgment in connection with our values,...

  • Compliance Analyst @toronto, On

    6 months ago

    Toronto, Canada Atlantis IT group Full time

    **Role: Complaince Analyst** **Location: Toronto, ON** **Duration: Long term** **Description**: Organization NextGen environment is currently looking for a Compliance Analyst/Engineer for our SOC2 Certifications (Type 1 and 2) for our Service Offerings. NextGen Cloud provides a highly secure platform which provides differentiation across a Global platform...

  • Compliance Analyst/Officer

    7 months ago

    Toronto, Canada CB Canada Full time

    Compliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accordance with the Global Compliance Framework This includes ensuring that...

  • Compliance Analyst

    6 months ago

    Toronto, Canada Ontario Teachers' Pension Plan Full time

    The opportunity The Compliance Department’s vision is to be a trusted partner and advisor to help Teachers’ business divisions effectively balance risk, regulatory compliance, and related best practices in accordance with Ontario Teachers’ risk tolerance and to help build a sustainable culture of compliance. The Compliance Analyst will primarily...

  • Analyst, Compliance

    7 months ago

    Toronto, Canada BentallGreenOak Full time

    **Analyst, Compliance** **1 York | Toronto, ON** **Who We Are**: BentallGreenOak is a leading, global real estate investment management advisor and a globally-recognized provider of real estate services. BentallGreenOak serves the interests of more than 750 institutional clients with expertise in the asset management of office, industrial,...

  • Compliance - Analyst

    6 months ago

    Toronto, Canada MUFG Full time

    Compliance - Analyst **Job Summary**: The primary responsibility is to assist the Chief Compliance Officer in the activities of compliance and anti-money laundering. **Primary Accountabilities**: **KYC**: - Conduct screening on Customers and related parties. - Be responsible for implementing KYC procedure - Prepares and monitors KYC review schedule based...

  • Business Solutions Specialist

    2 weeks ago

    Toronto, Ontario, Canada Business Analyst Computer Systems Full time

    At Business Analyst Computer Systems, we are seeking a skilled Business Solutions Specialist to join our team. A key responsibility of this role is to design, develop, and implement business solutions that identify and mitigate security risks, while developing and maintaining company policies. This includes consulting with clients to provide ongoing support...

  • Compliance Analyst

    7 months ago

    Toronto, Canada Secure Digital Markets Full time

    **What We Offer** At Secure Digital Markets (SDM), you can build a career in a fast-paced and pioneering industry! Secure Digital Markets is a digital asset brokerage, offering robust liquidity solutions that enable our clients to maximize their portfolio and participate in digital currency markets with greater sophistication. This is an exciting time to...

  • Compliance Analyst

    4 weeks ago

    Toronto, Canada Secure Digital Markets Full time

    **What We Offer** At Secure Digital Markets (SDM), you can build a career in a fast-paced and growing industry. SDM is a digital asset brokerage, offering robust liquidity solutions that enable our clients to maximize their portfolio and participate in digital currency markets with greater sophistication. We have an exciting opportunity for a motivated...

  • Compliance Analyst, Business Integrity

    7 months ago

    Toronto, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

  • Compliance Kyc Analyst

    8 months ago

    Toronto, Canada Corpay Full time

    What We Need Corpay is currently looking to hire a Compliance KYC Analyst within our Legal Compliance division. This position falls under our Corpay Cross Border line of business and is located in Toronto ON. You will report directly to the Compliance Director and regularly collaborate with the Credit, Sales & Financial Investigation Unit teams. How We...

  • Risk and Compliance Analyst

    3 days ago

    Toronto, Canada Yamaha Motor Full time

    **Summary of Responsibilities** Yamaha Motor Finance Canada (YMFCA) is the captive finance division of Yamaha Motor Canada, which is focused on providing financial solutions to Yamaha dealers and customers through its Retail and Wholesale finance programs as well as Warranty and insurance offerings. The Risk and Compliance Analyst is a newly created role...

  • Compliance and Supervision Analyst

    3 months ago

    Toronto, Canada Wellington-Altus Full time

    Compliance and Supervision Analyst Location : This in-office position will be based out of our Winnipeg or Toronto office. Type: This is a Full-Time, 12-months Term position. Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA...

  • Compliance Supervision Analyst

    1 day ago

    Toronto, Canada Wellington-Altus Private Wealth Inc. Full time

    **Compliance Supervision Analyst** **Location**: This position can be based in our Toronto, Winnipeg, Calgary, or Burlington office. **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc.,...

  • Compliance Systems Analyst

    3 months ago

    Toronto, Canada Wellington-Altus Full time

    Compliance Systems Analyst Location: This in-office position will be based out of our Winnipeg or Toronto office. Our organization : Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group...

  • Compliance Analyst

    3 months ago

    Toronto, Canada Robertson and Company Full time

    Our client is a top financial institution with significant North American holdings. They have operations across most major verticals, including institutional & corporate, wealth management, private client, commercial banking, treasury, and retail banking. Introduction: Robertson is seeking a skilled Compliance Analyst with 4 - 6 years of relevant experience...

  • Compliance Analyst

    2 months ago

    Toronto, Canada Sokin Full time

    **Compliance Analyst** **Toronto, Canada** **About Us** Sokin is a leading B2B financial services provider that enables global payments and receivables for businesses. Our mission: make cross-border transactions cheaper, faster and more transparent - at the best wholesale exchange rate. We’re a new-age payments solution aiming to empower business trade...

  • Senior Compliance Testing Analyst

    3 months ago

    Toronto, Canada Randstad Canada Full time

    Are you looking to gain experience within a top 5 bank? If so, this is a great opportunity for you!Our client, a top 5 bank, is looking for a Senior Compliance Testing Analyst. The Senior Compliance Testing Analyst models strong ethics, integrity, and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. The...