Mgr Global Compliance

7 months ago

Toronto, Canada Canada Life Assurance Company Full time

Mgr Global Compliance

**Description:
- Temporary Full Time- Job Title**:Manager, Global Compliance**
- This role is temporary full-time for a 12-month term (with the possibility for a 6-month extension)_

**Overview**
- Part of the Great-West Lifeco Inc. Global Compliance team, this role ensures second line Compliance oversight by supporting global initiatives and business as usual activities related to the roll-out, implementation, and continuous improvement of the Global Regulatory Compliance Management framework, including methodologies, guidance, tools, and templates.- The Global Compliance team facilitates an independent and objective view of regulatory compliance activities within the organization to provide a basis for the Chief Compliance Office’s informed opinion about the state of compliance.- This role works closely with Compliance leaders and their delegates in Great-West Lifeco and our global businesses to support the embeddedness of compliance practices, processes, and policies across the organization.**Accountabilities**
- The Manager Global Compliance supports the implementation, embeddedness, and continuous improvement of the enterprise-wide Regulatory Compliance Management (RCM) Framework. This role is responsible for:
- Managing the annual Compliance Risk Assessment process and preparation of calibration and reporting materials to Senior Compliance Leadership Team
- Managing activities related to the global Compliance Testing Program
- Managing activities related to the global Testing Practice Group
- Managing the execution of other business as usual activities (BAU)
- Oversees activities related to the QA and Peer Review program
- Influencing the adoption and implementation of the RCM Framework elements
- Ongoing development, maintenance, and evaluation of methodologies and process enhancements related to the above
- The manager oversees Associate Managers when they are providing support on deliverables

**Detailed Accountabilities**

**Annual Compliance Risk Assessment**
- Manages the key elements of the annual global compliance risk assessment, including developing the plan, training, and effective challenge/review of global results
- Develops and maintains Power BI files for the purposes of collating and tracking results
- Prepare supporting materials for Senior Leadership calibration sessions, including trend analysis, identification of key risks and global priorities
- Develops/maintains global risk assessment methodologies, including enhancements to the program

**Global Compliance Testing Program**
- Oversees the completion of the annual tests plans across all jurisdictions
- Manages the development of Annual Test Plans
- Prepares monthly testing reporting for the Lifeco CCO and Senior Compliance Leadership Team
- Manages activities related to the Global Testing Practice group
- Manages Oversight of Oversight Program
- Performs annual update of testing methodology, and identifies enhancements to be implemented

**QAIP and Peer Review Program**
- Oversees activities related to the QA and Peer Review program

**Business as Usual Activities**
- Remain abreast of current and emerging global regulatory compliance themes/trends from a risk assessment perspective
- Completes annual review and update of the Risk Assessment and Testing methodologies

**Experience and Skills**
- Minimum 5+ years of progressively senior compliance experience
- Post-secondary degree and/or applicable work experience
- Strong understanding of the financial services industry and regulatory expectations
- Strong undeyrstanding of compliance risk assessment process and compliance testing
- Experience executing strategy that supports Compliance mandate and maturity
- Understanding and experience in effective program management and change management, with ability to successfully partner with colleagues across functions and regions
- Demonstrated agility and ability to switch across areas of responsibility
- The base salary for this position is between **$74,500****:

- $137,900** annually. This represents base salary only and does not represent other variable compensation components of our total compensation ( i.e. annual bonus, commission etc). If you are selected to move forward in our recruitment process, your recruiter will be able to discuss additional details of our total rewards program with you.-
- Be your best at Canada Life- Being a part of Canada Life means you have a voice. This is a place where your unique background, perspectives and talents are valued, and shape our future success.- You can be your best here. You’re part of a diverse and inclusive workplace where your career and well-being are championed. You’ll have the opportunity to excel in your way, finding new and better ways to deliver exceptional customer and advisor experiences.- Together, as part of a great team, you’ll deliver on our shared purpose to improve the well-being of Canadians. It’s our driving force. Become part of a

  • Trade Compliance Expert

    4 weeks ago

    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job OverviewWe are seeking a highly skilled Trade Compliance Expert to join our team at Trade Compliance Recruiting Solutions. This role is 100% on-site in the University of Toronto, Mississauga campus area, offering flexible working hours.ResponsibilitiesServe as the subject matter expert in Trade Compliance for this global company.Take full responsibility...

  • Compliance Expert for Global X ETFs

    2 weeks ago

    Toronto, Ontario, Canada Global X Canada Full time

    Job SummaryWe are seeking an experienced Compliance Expert to join our team at Global X Canada. This role will be responsible for enhancing our compliance program and fostering a culture of compliance across the organization.

  • Global Regulatory Compliance Specialist

    3 days ago

    Toronto, Canada Insight Global Full time

    Capital Markets Business AnalystAn estimated salary range for this position in Downtown Toronto is $75-$110 per hour, based on industry standards and market conditions.Job DescriptionWe are seeking a skilled Business Analyst to join our team at a global bank. The ideal candidate will be comfortable working onsite 3x a week in Downtown Toronto, where they...

  • Global Compliance Counsel

    7 months ago

    Toronto, Canada McCain Foods (Canada) Full time

    **Position Title**:Global Compliance Counsel **Position Type**: Regular - Full-Time **Position Location**:Toronto HQ **Requisition ID**: 28449 For us, for family We know the importance that food plays in people's lives - the power it has to bring people, families and communities together. Our purpose is to bring enjoyment to people’s lives through...

  • AVP, Compliance

    2 weeks ago

    Toronto, Canada Global X Canada Full time

    Overview:We are looking for an AVP, Compliance to join our dynamic team in the Canadian and Global ETF Market. This is an opportunity to join one of Canada’s most innovative ETF providers. Reporting to the Chief Compliance Officer, the successful candidate will be an important member of the Global X compliance team and be responsible for enhancing the...

  • AVP, Compliance

    2 weeks ago

    Toronto, Canada Global X Canada Full time

    Overview:We are looking for an AVP, Compliance to join our dynamic team in the Canadian and Global ETF Market. This is an opportunity to join one of Canada’s most innovative ETF providers. Reporting to the Chief Compliance Officer, the successful candidate will be an important member of the Global X compliance team and be responsible for enhancing the...

  • Global Compliance Officer

    3 months ago

    Toronto, Canada Avison Young Canada Full time

    Our Story: **About You**: You are a high achiever looking to thrive in a fast-paced environment. You take pride in your own work but are comfortable collaborating with a team of highly motivated individuals. You can communicate clearly and concisely with teammates and clients, and you enjoy strong company culture and camaraderie. You can navigate multiple...

  • Avp, Compliance

    2 weeks ago

    Toronto, ON, Canada Global X Canada Full time

    Overview: We are looking for an AVP, Compliance to join our dynamic team in the Canadian and Global ETF Market. This is an opportunity to join one of Canada’s most innovative ETF providers. Reporting to the Chief Compliance Officer, the successful candidate will be an important member of the Global X compliance team and be responsible for enhancing the...

  • AVP, Compliance

    2 weeks ago

    Toronto, Ontario, Ontario, Canada Global X Canada Full time

    Overview:We are looking for an AVP, Compliance to join our dynamic team in the Canadian and Global ETF Market. This is an opportunity to join one of Canada’s most innovative ETF providers. Reporting to the Chief Compliance Officer, the successful candidate will be an important member of the Global X compliance team and be responsible for enhancing the...

  • Avp, Compliance

    2 weeks ago

    Toronto, ON, Canada Global X Canada Full time

    Overview: We are looking for an AVP, Compliance to join our dynamic team in the Canadian and Global ETF Market. This is an opportunity to join one of Canada’s most innovative ETF providers. Reporting to the Chief Compliance Officer, the successful candidate will be an important member of the Global X compliance team and be responsible for enhancing the...

  • Building Systems Coordinator

    4 weeks ago

    Toronto, Canada MGR Workforce Full time

    Job : Building Systems CoordinatorLocation: Toronto, ONPay: $25.00/hourStart Date: January 2, 2025Shifts: Day, Evening, Weekend (24/7 availability)Background Check: All candidates will be subject to complete several in-depth background checks. Workers selected to work at the Toronto Police buildings will be required to pass background checks that contain...

  • Compliance Analyst Ii

    6 months ago

    Toronto, Canada FIS Global Full time

    **Position Type**: Full time **Type Of Hire**: Experienced (relevant combo of work and education) **Education Desired**: Bachelor's Degree **Travel Percentage**: 5 - 10% Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our...

  • Compliance Officer, Global Compliance Trade

    1 month ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 210469 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** The objective of the Compliance Officer (CO) is to directly conduct capital markets and retail trading related surveillance and support for the Global Banking and Markets & Treasury (“GBM&T”) and Wealth Management...

  • Mgr Compliance Wfg

    7 months ago

    Toronto, Canada Transamerica Full time

    Job Family Regulatory Compliance - About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential unleashed by leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and...

  • Manager, Global Compliance

    3 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 206269 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** As an integral member of the Global Compliance & AML team, you will be at the forefront of upholding the highest standards of accountability and transparency within our Compliance Program. This role contributes to the...

  • Mgr Internal Audit

    4 months ago

    Toronto, Canada Canada Life Assurance Company Full time

    Mgr Internal Audit **Description: - Permanent Full Time**Manager, Technology Audit** - We are looking for a **Manager,** **Technology Audit **to join our highly performing team. Given the size and scope of our organization, we have the flexibility for this position to be located in the following head office locations: Toronto, London, Winnipeg.**What you...

  • Senior Compliance Manager

    2 weeks ago

    Toronto, Ontario, Canada Global X Canada Full time

    About UsGlobal X Canada is an innovative financial services company with a leading suite of exchange traded funds. We cater to investors of all experience levels, offering a diversified range of solutions to meet their investment objectives in various market conditions.We currently have over $37 billion of assets under management and 134 ETFs listed on major...

  • Global Tax Compliance Manager

    3 months ago

    Toronto, Canada MUFG Investor Services Full time

    Job DescriptionWe are seeking a highly skilled and experienced Global Tax Compliance Manager to join our dynamic team. Reporting to the Finance Director, Technical Accounting, Tax, and ESG, the successful candidate will be responsible for: Global Tax Compliance: Ensuring timely and accurate completion of tax compliance globally, including but not limited to...

  • Global Trade Compliance Professional

    2 weeks ago

    Toronto, Ontario, Canada SHEIN Full time

    About SHEINSHEIN is a leading e-commerce company specializing in fashion and lifestyle products. With a global presence, we strive to make high-quality fashion accessible to customers worldwide.We leverage on-demand manufacturing technology to connect suppliers with our supply chain, minimizing inventory waste and delivering affordable products to over 150...

  • Global Trade Compliance Specialist

    2 weeks ago

    Toronto, Ontario, Canada SHEIN Full time

    Senior Trade Compliance Analyst PositionAbout SHEIN:SHEIN is a global fashion and lifestyle e-retailer dedicated to making high-quality products accessible to customers worldwide. Our on-demand manufacturing technology connects suppliers directly to our supply chain, reducing inventory waste and enabling us to deliver a wide range of affordable products...