Manager, Regulatory Reporting

7 months ago

Toronto, Canada Scotiabank Full time

Requisition ID: 172840

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Manager, Regulatory Reporting (Quality Assurance & Governance), Global Finance contributes to the overall success of Global Finance’s Regulatory Reporting team by ensuring all activities conducted are compliant with governing regulations, internal policies, and procedures.

Reporting to the Senior Manager, Regulatory Reporting, the incumbent will perform quality assurance reviews on key deliverables, operational processes, and controls; offering recommendations on best practices, and improvement opportunities to drive high efficiency and top-quality reporting; and acting as a key member addressing other regulatory, and compliance related requests upon requests. The incumbent will also assist in executing key deliverables pertaining to the Regulatory Reporting Target Operating Model (RRTOM).

**Accountabilities**
- Quality Assurance Review
- Perform quality assurance (QA) reviews on reporting deliverables. Ensure adherence to regulatory, and accounting guidelines, and internal procedures; and that methodology, and thresholds are consistently applied.
- Identify opportunities to improve processes and drive efficiencies, as well as enhancing internal controls. Provide guidance/support to team members and oversee the execution of related initiatives.
- Enhance the documentation and tracking of QA observations, recommendations, and timeline of actions taken.
- Regulatory Reporting Target Operating Model (RRTOM)
- Work with the Global Finance Regulatory Risk & Governance team on key deliverables related to the RRTOM Principles: (1) strategy, governance and organization; (2) policies; (3) processes; (4) data; (5) people; (6) technology; and (7) performance management within the regulatory reporting team.
- Assists the Sr. Manager, Regulatory Reporting to monitor the processes and procedures established in key RRTOM policies and procedures, such as Issue Management, Change Management, Performance Management, Inventory Management, etc.
- Participate and/or provide guidance/support to team members to carry out RRTOM initiatives and complete deliverables in a timely and accurate manner.
- Internal Control
- Ensure documentation is prepared and updated regularly for financial and regulatory reporting processes. On an ongoing basis, ensure processes are reviewed regularly and enhanced where required and that controls are adequate, efficient, and function as intended. Complete SOX deliverables accurately and on schedule.
- KPI Reporting
- Complete and submit monthly KPI reporting to governance team or other groups upon request.
- Monitor the Deliverable Master List/BOT Scorecard to ensure timely submission of reports.
- Contribute to the development of KPI on QA monitoring for management.
- Other Projects, Regulatory/Compliance Initiatives
- Champion to run the Compliance Risk and Control Assessment process. Maintain and update the Open Pages and Regulatory Compliance Management tools.
- Participate in other projects/initiatives impacting financial and regulatory filings, as assigned
**Education & Experience**
- 5-10 years of experience in banking industry, preferably in a regulatory reporting capacity
- Accounting designation preferred
- Strong knowledge of IFRS and financial regulatory requirements from key regulators such as OSFI, Bank of Canada and CDIC
- High levels of analytical, conceptual, problem solving and organizational skills
- Ability to juggle conflicting requirements, manage priorities and time, and to reallocate as required
- Solid communication skills (written & oral) and interpersonal skills with a strong ability to establish relationships with internal customers, as well as senior management
- Working knowledge of EGL/OBI/Smart View, CDM, AXIOM, and/or RRS
- Ability to understand controls in and around systems, ensuring changes implemented maintain or strengthen control environment

scotiafinancejobs

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

  • Manager, Regulatory Remediation and Reporting

    7 days ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 159812 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** The Manager, Regulatory Remediation Reporting, Global Regulatory Relations will support the Regulatory Remediation and Reporting team for the ongoing management of the regulatory/supervisory reporting framework and...

  • Manager, Regulatory Reporting

    7 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 Supports the execution of accurate and efficient cyclical reporting processes for regulatory and management information and note disclosure in financial statements to internal and external stakeholders and regulatory bodies. Works across BMO to deliver specific project/program results in alignment with overall...

  • Manager, Regulatory Reporting

    3 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 Supports the execution of accurate and efficient cyclical reporting processes for regulatory and management information and note disclosure in financial statements to internal and external stakeholders and regulatory bodies. Works across BMO to deliver specific project/program results in alignment with overall...

  • Manager, Regulatory Financial Reporting

    2 months ago

    Toronto, Canada Toronto Hydro Full time

    **WORK ILLUSTRATION**: Reporting to the Director, Corporate Accounting & External Reporting, the Manager, Regulatory Financial Reporting leads the preparation and analysis of all regulatory financial reporting accounts and documents to ensure accuracy, timeliness, and compliance to reporting standards and requirements as mandated by the Ontario Energy Board...

  • Manager, Liquidity Regulatory Reporting

    6 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 195000 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **This is a 12 month, temporary full-time opportunity.** Group Liquidity and Global Cash Management is responsible for reporting and managing liquidity and funding risk for the bank. This includes liquidity management and strategy,...

  • Director, Regulatory Reporting

    7 months ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Manager, Regulatory Reporting

    4 months ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Manager, Regulatory Initiatives

    7 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 198096 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Manager, Regulatory Initiatives & Reporting (1A) reports to the Senior Manager, Regulatory Initiatives & Reporting for Private Investment Counsel (PIC). The incumbent is responsible for supporting PIC’s audit and...

  • Manager, Finance

    7 months ago

    Toronto, Canada Citco Full time

    **About Citco**: Since the 1940s Citco has provided specialist financial services to alternative investment funds, investors, multinationals and private clients worldwide. With over 6,000 employees in 45 countries we pioneer innovative solutions that meet our clients’ evolving needs, and deliver exceptional service. Our continuous investment in learning...

  • Financial Operations Manager

    3 weeks ago

    Toronto, Canada Alnamo Corp Full time

    **Job Purpose**: The incumbent is responsible for handling regulatory reporting to both the domestic regulator(s) as well as the Parent Bank regulator. In addition he may be required to manage day-to-day accounting and reporting activities assigned by the VP & CFO, including assisting with the preparation of financial statements, reports for senior...

  • Regulatory Reporting Manager

    3 months ago

    Toronto, Canada NASDAQ Full time

    Implement organization strategies through the effective direction and management of resources, while being accountable for the business strategies, functional or operational areas, processes or programs. Responsible and accountable for managing and developing a team of people, setting direction and deploying resources on varying projects, participating in...

  • Manager, Regulatory Reporting

    4 months ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Regulatory Reporting Specialist

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Company OverviewRoyal Bank of Canada (RBC) is a leading financial institution committed to delivering trusted advice and innovative solutions to its clients. Our dynamic and collaborative team environment fosters growth, innovation, and mutual success.SalaryThe estimated annual salary for this role is $120,000-$180,000, commensurate with experience and...

  • Associate Manager, Product Regulatory Reporting

    7 months ago

    Toronto, Canada Canada Life Assurance Company Full time

    **Job Description**: The Associate Manager, Product Regulatory Reporting, Individual Wealth Solutions is responsible for supporting product regulatory reporting processes and deliverables for the Investment Funds business line and Investment Fund Manager entity, Canada Life Investment Management Limited (CLIML). The primary activities fall within three...

  • Assistant Manager, Regulatory Trade Reporting

    4 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 207434 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: The assistant manager is responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations. The incumbent will execute daily and periodic monitoring...

  • Assistant Manager, Regulatory Trade Reporting

    6 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 194905 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Global Banking and Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years....

  • Specialist, Regulatory Reporting

    7 months ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Director, Regulatory Compliance Reporting

    2 months ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Manager - Regulatory Trade Reporting (Gwo)

    7 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 200141 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: The Manager leads a team within Global Wholesale Operations responsible for driving an effective and efficient OTC Regulatory Reporting Control & Monitoring team. This team ensures Scotiabank is meeting its regulatory...

  • Assistant Manager, Regulatory Trade Reporting

    2 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 209412 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: The Assistant Manager is responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations. The Assistant Manager will execute daily and periodic...