Assistant Manager, Regulatory Trade Reporting

6 months ago

Toronto, Canada Scotiabank Full time

Requisition ID: 194905

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Global Banking and Markets**

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.

Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future

**What You’ll Do**
- Ensuring Scotiabank’s trade and transaction reporting activities are in compliance with governing regulations and business requirements in all areas Scotiabank operates (MIFID 2, IIROC, CAT, SFTR)
- Identifying and escalating reporting breaks through daily reconciliation controls.
- Preparing management reports and dashboards for all levels of management.
- Remediating reporting breaks and enhancing controls in partnership with stakeholders. Internal and external stakeholders include Operational Risk Oversight, Technology and Trade Repositories.
- Building and maintaining Subject Matter Expertise by understanding regulatory reporting requirements and knowledge of regulatory reporting/reporting logic across all jurisdictions
- Analyzing the impact of regulatory changes and supporting the necessary changes to internal reporting, reconciliation, and other control processes
- Collaborating with cross-functional teams within GWO to prioritize effort to ensure that regulatory reporting obligations are met in all jurisdictions.
- Actively participating and contributing in change management projects/initiatives to ensure that regulatory reporting requirements are working with adequate controls and appropriate metrics are incorporated into the KPI/KRI risk management platform
- Continuously reviewing current processes and identifies opportunities for improvements to promote efficient and effective oversight processes.
- Creating and maintaining policies and procedure documents.

**What You’ll Bring**
- University degree
- Financial services industry experience, preferably working in Regulatory Reporting Operations
- Business analysis skills and understanding of project lifecycle. This includes scope definition, business case development, requirements gathering, test script development, deployment, and implementation assistance.
- Experience in running daily controls including knowledge of escalation, remediation, and management reporting.
- Good understanding of the Trade Life cycle and various products such as Equity, Bonds, Derivatives etc.
- Knowledge of reporting requirements/reporting logic for various regimes (MIFID 2, IIROC, SFTR, CAT) would be an asset.
- Strong Technical skills: Power BI, Tableau, Data Structure, Documentation and VBA

**Interested?**

At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That is why we work to grow and diversify talent and engage employees in a performance-oriented culture.

**What's in it for you?**

Scotiabank wants you to be able to bring your best self to work - and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

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