Manager, Regulatory Remediation and Reporting
4 days ago
Requisition ID: 159812
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
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Purpose_**
The Manager, Regulatory Remediation Reporting, Global Regulatory Relations will support the Regulatory Remediation and Reporting team for the ongoing management of the regulatory/supervisory reporting framework and solutions, as guided by the Global Regulatory Relations mandate and strategy.
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Accountabilities_**
- The Manager will be responsible to support the Regulatory Remediation and Reporting team for global regulatory relations reporting, as directed by the Global Regulatory Relations mandate and strategy.
Overall responsibilities:
- With guidance and support from senior members of the Regulatory Remediation and Reporting team, the Manager will work with the team on the development and enhancement of regulatory and supervisory reporting to provide an enterprise view of supervisory priorities, emerging trends and risks, engagement, reporting metrics for senior management, synchronicity of regulatory and supervisory initiatives across Scotia’s global footprint for all regulators
- Once in BAU, the Manager will support the team on the ongoing governance, maintenance, reporting of all regulatory engagements across the regions and business lines
Key accountabilities to support the Regulatory Remediation and Reporting team to:
- Develop an enterprise framework to centralize tracking and remediation of regulatory findings
- Responsible for proactive outreach to the Divisional Regional Leads (DRL), once established, to gather key regulatory findings / trends and related information to develop targeted reporting and metrics (KPIs/KRIs) for regulatory reporting to the Global Compliance leadership team and other key stakeholders
- Build a reporting process and structure to centrally manage all existing internal reporting for Global Regulatory Relations
- Create a reporting framework to ensure governance, oversight and real-time engagement within Global Regulatory Relations
- Enhance existing data analytics tools to further augment performance and risk metrics
- Ongoing review and process improvement of existing reporting to ensure most relevant and dynamic reporting is maintained
- Responsible for maintenance, enhancements and data integrity of the GRR SharePoint site
- Development of new reporting, metrics, dashboards as required
- Will work closely with the broader Global Regulatory Relations teams who are responsible for regulatory engagement and examination management, and regulatory advocacy
- Provide support on ad hoc regulatory reporting initiatives as required
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Education/Experience_**
- 5+ years of regulatory compliance reporting experience with financial services
- Strong track record of implementing and maintaining regulatory management or Compliance reporting
- Advanced proficiency in MS Office products (not limited to Access, PowerPoint, Word, Excel), Data analytics tools (Power BI, Tableau), Alteryx, SharePoint development
- Strong verbal and written communication skills
- Strong organizational and project management skills and attention to detail
- Ability to work in a dynamic environment with ongoing change
- Undergraduate degree in Business, Finance or related discipline
- Knowledge of Spanish is nice to have, but not necessary
Location(s): Canada : Ontario : Toronto
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
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