Compliance Officer

2 weeks ago

North York, Canada Amptal Corp. Full time

**About us**

Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto.

Compliance Manager
- Area of Responsibilities_
- Conduct client due-diligence at the time of establishing correspondent banking relationships and entity clients.
- Conduct risk assessment of entity clients, enhanced due-diligence of high-risk and suggest client-specific controls at the time of onboarding.
- Conduct periodic monitoring for high-risk entity clients, including correspondent banking and trade finance relationships, to identify any potential suspicious activity. Perform thorough investigation on cases involving unusual activity and escalate incidents of suspicious transactions to Senior Manager, Compliance along with supporting investigative narratives and recommendation for reporting suspicious transactions to FINTRAC and other authorities, as required, within prescribed timelines.
- Work with stakeholders to ensure that the client identification information is periodically updated and drive business functions in meeting the targeted timelines.
- Periodically review and update the Bank’s AML-ATF related procedures including the Client Risk Management Framework, Correspondent Banking Services to ensure that the Bank has a strong compliance program and correctly reflects the implemented processes.
- Organize, file, and maintain records of client risk assessment and periodic ongoing monitoring along with due diligence results as per the Bank’s policy and procedures.
- Provide support in the identification and implementation of applicable anti-money laundering and anti-terrorist financing (AML/ATF) requirements and industry best practices.
- Partaking and conducting inter/intra departmental training on AML topics such as identification of high-risk clients, periodic ongoing monitoring, and other related issues.
- Provide support in the preparation of periodic internal and external reports.
- Be personally responsible and accountable for self-development and maintaining up to date knowledge, best practices and skills in relevant money laundering, terrorist financing and other regulatory matters.
- Perform other tasks as assigned from time to time.
- **Job Requirements/ Specification**_

**Qualifications**
- Degree in Business or Finance
- ACAMS/ACFCS
- Other certifications in financial crime, trade finance or cryptocurrencies would be an asset
- 7+ years of experience in banking into AML-ATF

**Functional Skills**
- Knowledge of PCMLTFA and related regulations, FINTRAC guidelines, and other related international recommendations and guidelines
- Knowledge of Canadian banking framework
- Knowledge of Regulatory Compliance requirements

**Note: This job description is not intended to be all-inclusive. The employee may be required to perform other duties as assigned.**

**Equal Opportunity Employer**

**Job Types**: Full-time, Permanent

**Salary**: $70,000.00-$90,000.00 per year

**Benefits**:

- Dental care
- Extended health care
- Life insurance
- On-site parking
- Paid time off
- RRSP match

Flexible Language Requirement:

- French not required

Schedule:

- Monday to Friday

Supplemental pay types:

- Bonus pay

Ability to commute/relocate:

- North York, ON M3C 3E5: reliably commute or plan to relocate before starting work (required)

**Education**:

- Bachelor's Degree (preferred)

**Experience**:

- AML: 4 years (required)

Licence/Certification:

- Certified Anti-Money Laundering Specialist (required)

Work Location: In person

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