Manager, Compliance

7 months ago

North York, Canada FACILITY ASSOCIATION Full time

Facility Association (“FA”) is an unincorporated non-profit association of insurers. FA operates in Yukon, Nunavut, North West Territories, Alberta, Ontario, Nova Scotia, New Brunswick, Prince Edward Island and Newfoundland and Labrador. Every insurer licensed to write automobile liability insurance in these jurisdictions is a member of FA. The affairs and business of FA is managed and controlled by a Board of Directors with authority Canada-wide. The President and CEO is responsible for the day-to-day operations of the organization and management of staff.

**Our Purpose**:
Facility Association ensures the availability of automobile insurance to owners, lessees and licensed drivers of motor vehicles who are eligible.

**Our Mission**:
To deliver on our Purpose through the efficient administration of automobile insurance residual market mechanisms; and by providing valued information to our members. Facility Association strives to enhance market stability through minimizing our market presence and impact, in an effort to provide consumers with the benefits of a healthy and competitive standard insurance market.

**About the Role**:
Reporting to the Director, Compliance, the Manager, Compliance leads a team of Compliance Auditors/Senior Compliance Auditors and delivers on the planning and execution of Facility Association’s (FA) annual Audit Plan.

**Responsibilities/Key Activities**
- Leadership
- Develop/lead a high performing and engaged team of Compliance Auditors/Senior Compliance Auditors.
- Coach, mentor, and develop career paths for direct reports, including formal annual performance reviews and development discussions.
- Create and foster a culture of collaboration across the team and other departments
- Fill vacancies as required and oversee the onboarding/training process for new hires.
- Ensure the team adheres to the schedule for deliverables.
- Identify and implement ideas for improvement within the Compliance department.
- Audit Planning & Review
- Develop the annual risk-based audit plan for Members and Servicing Carriers.
- Oversee the implementation of the approved plan.
- Ensure proper resourcing for the implementation of the plan relative to the risk level.
- Adjust the plan as needed in response to changes in risks, operations, systems, controls or new/upcoming compliance requirements.
- Conduct detailed reviews of audit working papers to maintain audit documentation and quality.
- Review quality, consistency, tone, and appropriateness of audit reports.
- Acts as a department expert and resource to ensure consistency of treatment between audit observations and findings and resolution of novel circumstances.
- Audit Execution
- Supervise Auditors-in-Charge with the completion of final audit reports.
- Provide sample selection support to Auditors-in Charge including the evaluation of audit sample items in accordance with department guidelines and applicable guides, legislation, and regulations (as applicable).
- Clarify with the Member/Servicing Carrier and/or other departments within FA (e.g., Actuarial, UCO, Member Services, IT) any anomalies detected during the course of audit.
- Issue final audit reports in accordance with department guidelines.
- Reporting
- Prepare reports for presentation to the Audit & Risk Committee and FA Leadership.
- Prepare dashboards outlining the status/effectiveness of audits.
- Lead and participate in Special Projects within the department or cross-functionally.

**Qualifications**:

- Undergraduate Degree or Post-Secondary Diploma or equivalent experience.
- Chartered Insurance Professional (CIP) Designation or Fellow Chartered Insurance Professional (FCIP) Designation.
- Certified Risk Manager (CRM) Designation is an asset.
- Certified Internal Auditor (CIA) professional audit designation is an asset.
- At least seven (7) to 10 years of relevant experience in one or more of the following areas:

- Automobile insurance experience across multiple provincial jurisdictions.
- Automobile insurance claims experience across personal lines of business.
- Commercial lines experience is an asset.
- Strong knowledge of the automobile insurance regulatory environments in all the provinces and territories where FA operates.
- At least three (3) years of management experience leading/developing a team with a dedication to driving and achieving results while keep direct reports engaged and motivated
- Advanced proficiency in MS Office (Word, Access, Excel, PowerPoint) and SharePoint.
- Experience with audit and/or GRC software is an asset.
- Experience in Tableau is an asset.
- Experience with audit software an asset (e.g., TeamMate, Diligent).
- Excellent verbal and written communication abilities
- Strong problem-solving skills, excellent time management and organizational skills
- Ability to work remotely from home (ex. home, internet, workspace, etc.) and attend on-site as required

Please send résumé to:
**Facility Association**

Facility Association is co

  • Compliance Manager

    7 months ago

    North York, Canada Moomoo Financial Canada Inc. Full time

    **About the Role -Compliance Manager** - About us:_ Moomoo is a globally recognized, award-winning, all-in-one stock trading app that empowers proactive retail traders with professional-level data and tools. Our mission is to revolutionize the retail investing experience through technological innovations. With over 20 million users worldwide, Moomoo has...

  • Compliance Manager

    7 months ago

    North York, Canada Amptal Corp. Full time

    **About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto. Compliance Manager - Area of Responsibilities_ - Conduct client due-diligence at the time of establishing correspondent banking relationships and entity clients. - Conduct risk assessment of entity...

  • Manager Compliance

    7 months ago

    North York, Canada ICICI Bank Canada Full time

    ICICI Bank Canada is a wholly-owned subsidiary of ICICI Bank Limited which has its headquarters in Mumbai, India. ICICI Bank Limited is a leading private sector bank in India.. Established in December 2003, ICICI Bank Canada is a full-service direct bank with an asset base of about C$6.5 billion as at December 31, 2019, and it is a member of the Canada...

  • Quality Compliance Manager

    7 months ago

    North York, Canada Dalton Pharma Services Full time

    **Quality Compliance Manager** Dalton Pharma Services is a leading provider of integrated pharmaceutical discovery, development and manufacturing services to the biotechnology and pharmaceutical industries. We develop and manufacture innovative new products on a contract basis for our customers that bring enhanced therapeutic value and impact the lives of...

  • Manager, Corporate Compliance

    3 months ago

    North York, Canada Apotex Inc. Full time

    **About Apotex Inc.** Apotex Inc. is a Canadian-based global health company that produces high-quality, affordable medicines for patients around the world. Apotex employs almost 7,200 people worldwide in manufacturing, R&D, and commercial operations. Apotex medicines are accessible to patients in more than 75 countries globally. Through vertical...

  • Compliance Officer

    7 months ago

    North York, Canada QUALIFIED FINANCIAL SERVICES Full time

    **About you**: You’re a committed operational expert who understands the role of compliance to protect a financial security advisor and their practice. While you may not have a resume full of compliance experience, you do have operational insurance industry experience and you’re committed to learning and growing. You bring your best every day and are...

  • Compliance Specialist

    6 months ago

    North York, Canada Porsche Centre North Toronto Full time

    A Privacy and Compliance Specialist is a professional responsible for ensuring that a company or organization adheres to all applicable laws, regulations, and internal policies relevant to its operations. Their primary role is to minimize compliance, privacy and regulatory risk by reviewing, studying, developing, implementing, and overseeing compliance...

  • Head of Compliance

    5 days ago

    North York, Canada LiveVie Full time

    LiveVie located in Toronto Canada, is in the dynamic field of connected FinTech. The leadership team is comprised of highly positive, energetic, experienced members that value teamwork, personal accountability, the will to win, respect for people, integrity and quality! Learning from oneself and others makes LiveVie a fun place to spend your professional...

  • Chief Compliance Officer/ Vice President, Compliance

    4 weeks ago

    North York, Canada Shinhan Bank Canada Full time

    Chief Compliance Officer/ Vice President, Compliance The Chief Compliance Officer (“CCO”) reports directly to the Governance and Review Conduct Committee (“GCRC”) and the Board of directors with an administrative reporting line to the CEO and coordinates all of the Bank’s compliance activities. The Chief Compliance Officer ensures that key...

  • Chief Compliance Officer/ Vice President, Compliance

    4 weeks ago

    North York, Canada Shinhan Bank Canada Full time

    Chief Compliance Officer/ Vice President, Compliance The Chief Compliance Officer (“CCO”) reports directly to the Governance and Review Conduct Committee (“GCRC”) and the Board of directors with an administrative reporting line to the CEO and coordinates all of the Bank’s compliance activities. The Chief Compliance Officer ensures that key...

  • Chief Compliance Officer/ Vice President, Compliance

    1 month ago

    North York, Canada Shinhan Bank Canada Full time

    Chief Compliance Officer/ Vice President, Compliance The Chief Compliance Officer (“CCO”) reports directly to the Governance and Review Conduct Committee (“GCRC”) and the Board of directors with an administrative reporting line to the CEO and coordinates all of the Bank’s compliance activities. The Chief Compliance Officer ensures that key...

  • Compliance Analyst

    7 months ago

    North York, Canada iA Groupe financier iA Financial Group Full time

    **PPI company overview**: **PPI (an independent subsidiary of iA Financial)** is an Insurance Marketing Organization that sits between independent advisors and insurance companies. From coast-to-coast, we provide value-added services and support such as digital tools, education, marketing, and processing, to help Advisors elevate and grow their business with...

  • Manager, Global Ethics and Compliance Investigator

    7 days ago

    North York, Canada Apotex Inc. Full time

    **About Apotex Inc.** **Job Summary**: The Global Business Ethics and Compliance Investigator will be the lead investigator and Issue Owner for ethics and compliance-related workplace investigations across the Apotex group of companies. This position will conduct complex ethics and compliance investigations into complaints of discrimination, harassment,...

  • Privacy & Compliance Specialist

    7 months ago

    North York, Canada Porsche Centre North Toronto Full time

    **Position Objective**: The Privacy and Compliance Specialist is responsible for ensuring that the company adheres to all applicable laws, regulations, and internal policies relevant to its operations. Their primary role is to minimize compliance, privacy, and regulatory risk by reviewing, developing, implementing, and overseeing compliance directives under...

  • Legal Compliance Manager/counsel

    7 months ago

    North York, Canada HomeLife Full time

    Job Summary: **Duties**: - Manage and oversee all legal matters within the organization - Provide legal advice and support to the management team - Draft and review legal documents, contracts, and agreements - Conduct legal research and stay updated on changes in laws and regulations - Handle administrative tasks such as filing, data entry, and document...

  • Compliance Officer

    7 months ago

    North York, Canada Amptal Corp. Full time

    **About us** Amptal Corp. is a staffing and recruiting agency based in Toronto, Canada. This position we are hiring for is a Bank based in North York, Toronto. Compliance Manager - Area of Responsibilities_ - Conduct client due-diligence at the time of establishing correspondent banking relationships and entity clients. - Conduct risk assessment of entity...

  • Compliance Support Officer

    3 weeks ago

    North York, Canada RPRA - Resource Productivity & Recovery Authority Full time

    Are you passionate about protecting the environment? Do you go out of your way to reduce, reuse, and recycle? Do you envision a waste-free future? If you answered yes to those questions, then we’d like to hear from you. We are the Resource Productivity and Recovery Authority (RPRA), Ontario’s circular economy regulator. Our vision is a circular...

  • Advisor, Compliance

    4 months ago

    North York, Canada Shinhan Bank Canada Full time

    **Advisor, Compliance (RCM)** **Primary Purpose of the Role/Job** The Advisor, Compliance, will report directly to and assist the Director, Compliance (RCM) in matters relating to applicable laws and regulations such as the Bank Act (“BA”); Accessible Canada Act; Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations (“PCMLTFR”)...

  • Privacy & Compliance Specialist

    6 months ago

    North York, Canada Porsche Centre North Toronto Full time

    **Position Objective**: A Privacy and Compliance Specialist is a professional responsible for ensuring that a company or organization adheres to all applicable laws, regulations, and internal policies relevant to its operations. Their primary role is to minimize compliance, privacy and regulatory risk by reviewing, studying, developing, implementing, and...

  • Academic Compliance Officer

    7 months ago

    North York, Canada ABM College Full time

    ABM College is one of the leading career training institutions in Alberta, Manitoba and Ontario. Throughout its history, ABM College has provided students with professional training, academic knowledge, and the right skill set to meet employment market demands. ABM College is currently looking for a highly experienced, dynamic and great team player to fill...