Compliance Advisor

A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. Your job: - Analyze and authorize documentation, new accounts,...

Company Description American Iron & Metal (AIM) is a family-owned company and recognized global leader in the metal recycling industry with more than 125 sites and 4000 employees worldwide. We have continued to prosper for the last eight decades thanks to the dedication of our employees and the ongoing trust and support of our customers. Become part of...

As a legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development initiatives....

As a Compliance Supervisor at National Bank, you’ll be a key resource person for compliance activities in the Montreal area, ensuring all Wealth Advisors and branches adhere to the various policies and procedures established by NBF’s compliance department and to industry regulatory requirements. **Your role**: - Authorize documentation, new accounts...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Compliance Supervisors during their absences. This role entails conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance...

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

Sector: Compliance / Risk Management / Finance / Student Job / Toronto / Montreal/ Remote _ You want to see what it’s like to work at the forefront of the financial industry? Ever wondered how the world of trading maintains its integrity and adheres to regulations? Dive into the fast-paced world of trading compliance and experience firsthand the...

The Advisor, International Tax Compliance and Tax Accounting is responsible for ensuring the compliance of BRP’s legal entities outside Canada and US with all relevant tax legislations. In this role, they will be responsible for the quality and completeness of the GloBE information return filed by BRP. They will also be responsible for the quality and...

A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. **Your job** - Analyze and authorize documentation, new...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

**Job ID**: 246374 **Location**: QC-Les Rivieres (1578) **Address**: 4225 Bd Des Forges, Trois-Rivières, QC G8Y 1W2, Canada (CA) **Hourly/Salaried**: Hourly (Non-Exempt) **Full Time/Part Time**: Temps plein **Position Type**: Permanent **Who we are behind the stripes**: Sephora has been changing the face of prestige cosmetics since its debut in 1970s...

Requisition ID: 202089 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** The position is responsible for providing in-force policy support to licensed advisors, Branch Managers, and Insurance Consultants within a defined region. **Accountabilities** **Acts as the main point of contact for...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Le réseau d’assurance IDC Worldsource Inc. est un agent général de gestion (AGG) en services financiers ayant un objectif unique : être le principal AGG pour tous les conseillers indépendants au Canada. Nous cherchons avant tout à offrir aux conseillers une approche complète et souple à même de faire face aux défis du monde de la finance en...

Le réseau d’assurance IDC Worldsource Inc. est un agent général de gestion (AGG) en services financiers ayant un objectif unique : être le principal AGG pour tous les conseillers indépendants au Canada. Nous cherchons avant tout à offrir aux conseillers une approche complète et souple à même de faire face aux défis du monde de la finance en...

A role as a **Wealth Insurance Advisor** at the National Bank of Canada means working collaboratively to help our clients achieve their financial goals. With your passion, exceptional customer service, and attention to detail, you evaluate insurance requests from investment advisors to ensure appropriate types and levels of coverage, including making...

Job ID: 232302 Location: Anjou, Montreal Address: 7999 Blvd Les-Galeries-d'Anjou, H1M1W9 QC Canada Hourly/Salaried: Hourly Full Time/Part Time: Part Time Position Type: Regular Who we are behind the stripes: Sephora has been changing the face of prestige cosmetics since its debut in 1970s Paris. Sephora was acquired by luxury group Moët Hennessy Louis...